COMPLIMENTARY CEFPRO® WEBINAR
FCA Compliance to market abuse regulation: Identifying conflicts to prevent market abuse
Webinar Agenda:
Key agenda topics discussed include:
- Identifying and Preventing Conflicts of Interest
- Types of Conflicts and real cases example (situations in which a conflict could arise)
- Identification and Disclosure of Insider Information
- Personal Account Dealing and PAD policy under FCA Rules
- Practical challenges
Speakers:
Keith Pyke
Solution Sales
MyComplianceOffice
Sophie Dupre-Echeverria
Chief Risk & Compliance Officer
Gulf International Bank
William Yonge
Partner in Financial Services
Morgan Lewis
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