Core concepts supporting the risk-based approach

Core concepts supporting the risk-based approach

By James H Wistman, Head of Branch Risk & Compliance/MRLO, Santander, Abbey National Treasury Services, US Branch and Sabeena Liconte, Chief Legal Officer & Chief Compliance Officer, Bank of China (BOC) International (USA) Holdings Inc.

Ahead of the Fraud and Financial Crime USA Congress 2019, James and Sabeena have released their PDF slides from the Operational Risk Management Congress in October 2018. In this presentation, They will address key areas of concern, including:

  • Our advancements as individuals

  • The approaches to effective Compliance Risk Management

  • Risk based “virtuous cycle”

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