Global Vendor & Third Party Risk

Global Vendor and TPRM

Addressing most recent regulatory guidelines to maximize utilisation of high-end technology

GLOBAL VENDOR & THIRD PARTY RISK

October 6-8, 2020 

RESILIENCE
Updates in recent guidance from the OCC on resilience agendas

TPRM
Reshaping the boundaries of third party risk management

CLOUD
Developing infrastructure to support increased cloud adoption

REGULATION
Reviewing the regulatory guidance on resilience and cyber security

PRA UPDATE
Update from the PRA on forward view of requirements

TECHNOLOGY
Leveraging the benefits of new technology and uses with TPRM

view the full agenda here

TPRM RESILIENCE
Monitoring risks across the supply chain to increase resilience

4th & 5th PARTIES
Developing appropriate programs to monitor fourth & fifth parties

OUTSOURCING
Developing a holistic view across supply chains to monitor risk

Stuart Hoffman

Stuart Hoffman
Governance & Operational Risk Policy Analyst
OCC

Brendan Murphy

Brendan Murphy
VP, TPRM Fourth Party RCS and Quality Assurance
US Bank

Charles Forde

Charles Forde
Group Head of Operational Risk
AIB

Ken Wolckenhauer

Ken Wolckenhauer
VP, Vendor Management
Nordea Bank, New York Branch

Roxane Romulus

Roxane Romulus
Director, Third Party Risk Management
Voya Financial

Michael Casey

Michael Casey
Americas Head of Outsourcing and Supplier Risk
UBS

Orlando Fernandez

Orlando Fernández
Senior Technical Specialist, Governance & Remuneration Team, Prudential Policy Directorate
Bank of England

Ameet Jugnauth

Ameet Jugnauth
Head of IT Risk & Governance
Lloyds Banking Group

View full speaker line up
Sponsorship

CAN YOUR ORGANIZATION CONTRIBUTE?

Please contact the Center for Financial Professionals today to discuss how we can deliver your thought-leadership at the event, help you generate leads, and provide you with unique networking and branding opportunities. For more information on what we can offer, please contact sales@cefpro.com or call us on +1 888 677 7007 / +44 (0) 20 7164 6582 where a member of the team will be happy to tailor the right package for you.

Alpa Pic_1_101619

Alpa Inamdar
Head of Third Party Governance Advisory
BNY Mellon

Biography

Alpa is Head of Third Party Governance Advisory Group. Prior to this role she was head of the Americas Business Change Group within Asset Servicing, where she was responsible for the management and oversight of client implementations. She oversees the strategy and execution of cross functional transition plans for new business opportunities and high profile, complex initiatives for existing clients.

Alpa is responsible for strategic planning, organizational restructuring, client relationship management, compliance, and risk. Prior to joining BNY Mellon, Alpa served as Vice President and Chief of Staff in the Regulatory and Tax Operations division at Goldman Sachs & Company. She was a global project manager for the Federal Preparedness program. Prior to Goldman Sachs, Alpa served as Cost Allocation Specialist for Societe Generale. She led various assignments at Fluor Daniel Corporation including overseeing a Nuclear Waste clean-up project costing in excess of $5 billion and the implementation of SAP system. She has a successful track record as a leader in managing complex client relationships, risk management, and transformation.

At BNY Mellon, Alpa is a chair of the IMPACT South Asian Leadership Hub. Currently Alpa sits on the board for Pratham and Ascend Leadership. Alpa is a Steering Committee Member for Shared Assessments.

Alpa is the program creator for Women Helping Women in Finance by helping young college women jumpstart their career within financial services through mentorship and exposure to the Financial Industry. She also created a program called Take 2 with the objective to increase the success for women returning to the workplace by providing them with an opportunity to explore a new career path or reacquaint themselves with new market trends or changes in their area of expertise after an extended career break.

Alpa earned a Master of Business Administration and Bachelor of Arts in Finance from California State University.

Ashley Azevedo

Ashley Azevedo
Director, Head of Third Party Oversight & Administration
BNY Mellon

Biography

Ashley Azevedo will be presenting at the Global Vendor & Third Party Risk Summit 2020.

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Todd Boehler
Senior Vice President of Product Strategy 
ProcessUnity

Biography

As Vice President of Product Strategy, Todd Boehler collaborates with customers, partners and internal product teams to develop and deliver high-value risk and compliance solutions. In his role, he drives the company’s cloud services roadmap and defines ProcessUnity’s overall strategic direction.

For nearly 20 years, Todd has served in product management and strategy roles for leading technology providers. In 2003, his governance, risk and compliance (GRC) startup was purchased by Stellent, which was soon after bought by Oracle Corporation. Todd worked for Oracle for seven years before joining ProcessUnity in 2014. He has extensive GRC experience, working with organizations’ engineering, services and sales teams to develop solutions, enable sales and deliver customer success.

 

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David Brown
Senior Product Manager, Third Party Risk Management
Riskonnect

Biography

David will be presenting at Global Vendor & Third Party Risk

Matthew Browning

Matthew Browning
Head of Third Party Oversight
Direct Line Group

Biography

Matthew joined Direct Line Group in 2016 as Head of IT Third Party Oversight
where he oversees activities of the Third Party Assurance and PCI Compliance teams. Third Party Assurance focusses on ensuring the operational resilience and security of DLG’s supply chain and the PCI Compliance team ensures DLG maintains daily compliance to PCI Data Security Standard and conducts the annual PCI DSS assessment.

Previously Matthew was a Qualified Security Assessor at Gemserv Ltd, where, as Principal Consultant, he delivered Cyber Security consultancy and PCI assessments for merchants and service providers in a variety of industries.

Michael Casey

Michael Casey
Americas Head of Outsourcing and Supplier Risk
UBS

Biography

UBS
• Risk Controller 2nd LOD, Outsourcing approver, regulatory liaison, and project manager for regulatory remediation.
• Advise and provide support across the full range of risk management lifecycle activities
• Outsourcing & Supplier Risk interface to major programs, projects, and governance and resiliency forums.

Prior to UBS
• North American Practice Lead – Wipro Consulting – Business Intelligence & Information Management
• Consultant for KPMG / KPMG Consulting / BearingPoint for 10 years delivering large process improvement, compliance, and regulatory remediation projects

Certifications
• CPA
• Certified Anti Money-laundering Specialist
• Six Sigma Green Belt

Richard Cech

Richard Cech
Senior Bank Examiner
Federal Reserve Bank of New York
(tbc)

Biography

Orlando Fernandez is a Senior Technical Specialist in the Governance & Remuneration team in the Bank of England/ PRA Prudential Policy Directorate. He joined the (at the time) FSA in 2011 and has been leading the development of the PRA’s Policy on the Senior Managers and Certification Regime (SM&CR) since its inception in 2013. He has also represented the PRA in the development of a range of European and international standards on governance and fitness and propriety at the BCBS, EBA and FSB and worked with financial overseas regulators in the implementation of accountability regimes inspired the UK SM&CR. More recently, Orlando has been focusing on outsourcing, in particular to the Cloud and the impact of technology on firms’ governance. He represented the PRA at the EBA expert group which developed the 2019 Outsourcing Guidelines. Orlando has a Master of Laws from the University of Nottingham in the UK.

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Chris Dudley
Senior Manager, Transformation & Technology
Lloyds Banking Group

Biography

Chris Dudely will be presenting at Vendor & Third Party Risk Europe 2020.

Orlando Fernandez

Orlando Fernandez
Senior Technical Specialist
Prudential Regulation Authority (PRA) / Bank of England

Biography

Orlando Fernandez is a Senior Technical Specialist in the Governance & Remuneration team in the Bank of England/ PRA Prudential Policy Directorate. He joined the (at the time) FSA in 2011 and has been leading the development of the PRA’s Policy on the Senior Managers and Certification Regime (SM&CR) since its inception in 2013. He has also represented the PRA in the development of a range of European and international standards on governance and fitness and propriety at the BCBS, EBA and FSB and worked with financial overseas regulators in the implementation of accountability regimes inspired the UK SM&CR. More recently, Orlando has been focusing on outsourcing, in particular to the Cloud and the impact of technology on firms’ governance. He represented the PRA at the EBA expert group which developed the 2019 Outsourcing Guidelines. Orlando has a Master of Laws from the University of Nottingham in the UK.

RandyFerree

Randy Ferree
Third Party Risk Consultant
OneTrust Vendorpedia

Biography

Randy Ferree serves as a Third-Party Risk Consultant for OneTrust VendorpediaTM– a purpose-built software designed to operationalize third-party risk management. In his role, Ferree advises companies throughout their third-party risk management implementations to help meet requirements relating to relevant standards, frameworks, and laws (e.g. ISO, NIST, SIG, GDPR and CCPA). Ferree works with clients to centralize their third-party information across business units, assess risks and performance, and monitor threats throughout the entire third-party relationship, from onboarding to offboarding.

Charles Forde

Charles Forde
Group Head of Operational Risk
AIB

Biography

Charles Forde will be presenting at the Virtual Vendor & Third Party Risk Summit.

Chris Friedl

Chris Friedl
Senior Director, Supply Chain Management
CapitalOne (tbc)

Biography

Chris Friedl will be presenting at the Virtual Vendor & Third Party Risk Summit.

Shelia Gentry

Shelia Gentry
Director, Risk Management
Lexis Nexis

Biography

Shelia Gentry,  a due diligence and risk monitoring specialist with LexisNexis, works extensively with organizations around the globe to evaluate and recommend efficient risk management protocols. With 10+ years of research and risk management experience, Shelia works with compliance officers, procurement, and supply chain professionals to develop and implement risk management solutions designed to meet her clients’ due diligence and ongoing risk monitoring needs.

Ishan Girdhar

Ishan Girdhar
CEO
Privva

Biography

Ishan Girdhar is the Chief Executive Office of Privva, Inc., a software company focused on identifying and managingsupply chain risk throughout for clients for a diverse customer base across industries including legal, financial services, technology, healthcare, education, and media.

 

Prior to starting Privva, Ishan experience included corporate strategy, business development, and investment banking. He previously worked for the Walt Disney Corporation in their corporate strategy and business development team, where he was responsible for developing an integrated strategy for Disney Corporation in India and evaluating organicand inorganic business opportunities.

 

Ishan holds a BA in Business from Michigan State University and an MBA in International Business from ThunderbirdSchool of Global Management.

Bill Hauserman

Bill Hauserman
Senior Director, Compliance Solutions
Bureau van Dijk, A Moody’s Analytics Company

Biography

Bill is focused on anti-corruption compliance solutions at Bureau van Dijk, A Moody’s Analytics Company. As a rapidly evolving global risk within financial institutions, corporations and governments, corruption risk management requires a far more systematic approach encompassing customers, third-party partners and employees. Bill joined Bureau van Dijk after 12 years of designing and deploying global compliance and ethics programs for SAI Global and NAVEX Global. For the last 10 years he has focused on the perplexing problem of creating efficient due diligence technology and content to truly understand the risks of customers and business partners. Bill has seen first-hand the potentially false sense of security found in many due diligence programs.

Stuart Hoffman

Stuart Hoffman
Governance & Operational Risk Policy Analyst
OCC

Biography

Stuart is a Policy Analyst with the OCC’s Bank Supervision Policy division, specializing in governance and operational risk policy. He is also a Bank Information Technology examiner, specializing in cybersecurity and information technology risk / information security. Prior to joining the OCC, Stuart held IT risk management related positions at Citigroup, Cisco, and GE. His career also includes management consulting experience at Deloitte. He has substantial experience in regulatory examinations, technology audits, IT certification efforts, and cross-border initiatives from both the regulatory and business perspectives. Stuart completed his BA and MBA at NYU and holds several industry-recognized credentials, including the CISA, CISSP, and CRISC.

Brad-Keller

Brad Keller
CSO and SVP 
Santa Fe Group/Shared Assessments

Biography

Brad Keller has been developing and leading risk management programs for more than 30 years. Brad came from Prevalent where he was Senior Director for Third Party Strategy, focused on assisting clients with the evaluation and enhancement of their third party programs. In his previous stint as a Santa Fe Group employee, he led the development of Vendor Risk Management Maturity Model (VRMMM) and the Certified Third Party Risk Professional (CTPRP) program. He spent many years in Banking, where he was responsible for risk management, privacy, and regulatory compliance, including third party oversight. Brad has served as an online privacy and compliance officer where he was responsible for the implementation and management of the policies and processes for third party contract compliance.

He was also responsible for online authentication and identity theft initiatives; led the development of commercial eCommerce strategy; implemented key retail eCommerce initiatives; testified on behalf of the financial services industry at Congressional hearings on customer privacy issues; and, served as a member of the Enterprise Risk Governance Committee. Brad graduated with honors from the University of Missouri with a B.S. degree in Finance and received his J.D. with honors from St. Louis University School of Law. He is admitted to practice law in Oklahoma. 

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Kirby Kleeberg
AVP, Risk Management
Security Service Federal Credit Union

Biography

Kirby Kleeberg is currently the assistant vice president of enterprise risk management and control testing at Security Service Federal Credit Union. He is responsible for evolving the enterprise risk management program to a higher level of maturity.  Specifically, he oversees the risk assessment process, issues management, control testing, risk and control self-assessments, and the implementation and socialization of Lines of Defense across the credit union.  Previously, Kirby held a variety of risk management roles at USAA, Deloitte, and Amazon Web Services.  He holds a Master’s in risk management from Florida State University and a Bachelor’s in marketing from the University of New Mexico.

James McPherson

James McPherson
Director & Counsel 
Credit Agricole Corporate and Investment Bank

Biography

James McPherson is Director & Counsel at Credit Agricole Corporate and Investment Bank in New York. He is a member of the Regulatory Group and his work includes reviewing and negotiating a broad range of commercial agreements for the Bank, including contracts for a variety of technology and trading related services. He also participates in various steering committees related to the procurement and ongoing monitoring of the Bank’s various service providers and outsourcing initiatives, including the Bank’s Vendor Management Committee.

Brendan Murphy

Brendan Murphy
VP, TPRM Fourth Party RCS and Quality Assurance
US Bank

Biography

Brendan Murphy is assistant vice president of Third & Fourth Party Risk at U.S. Bancorp. In his role, he oversees all aspects of third party risk management-quality assurance and fourth party risk management for the company. Brendan previously served on the company’s Enhanced Third Party Oversight team, which is responsible for managing the company’s most critical third party relationships. Brendan holds a bachelor’s degree in business administration from the University of Mary and a law degree from Ave Maria School of Law. Brendan serves as a volunteer for the Special Olympics of Minnesota and Twin Cities in Motion.

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Roxane Romulus
Director, Third Party Risk Management
Voya Financial

Biography

Admired for the ability to design 3rd party risk programs scaling to various organizational needs, Roxane Romulus is a dependable 3rd party risk management executive with a track record that outlines implementing best practices to mitigate risks, create better work processes for internal partners, and design innovative 3rd party risk management programs preventing organizational stagnation.

She strives to improve the lives of others on and off the clock by inspiring the next generation of women to follow their dreams.

While working for Voya Financial, Roxane primarily focuses on managing the Voya’s 3rd Party Risk Governance & Assessment Program, which encompassed the strategy framework fit-to-purpose and systems for studying and supervising 3rd party risk exposures. During her time here, she has led the Enterprise TPRM Business Resilience Working Group to manage offshore 3rd party risks responding to COVID, set the baseline due diligence requirements for Financial Viability, Reputational, and Country Risk, and outlined an interim and continuous monitoring approach for initiating forward-looking high-risk 3rd party financial reviews due to COVID-19.

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Brian Shaw
Third Party Risk 
Coupa 

Biography

Brian has worked in business process automation targeting risk and compliance for over 25 years, supporting hundreds of fortune 500 and mid-market firms across all industries.  In recent years Brian has focused heavily on the Financial Services Industry in the areas of Master Data Management, Know your Customer (KYC) and Third-Party Risk, Compliance and Performance solutions. At Coupa, Brian serves as Third Party Management subject matter expert for all financial services industry efforts, supporting over 150 field reps and solution consultants.

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Sebastian Wilson
Head of Delivery for Google Cloud Platform
HSBC

Biography

Sebastian Wilson will be presenting at Vendor & Third Party Risk Europe 2020.

Ken Wolckenhauer

Ken Wolckenhauer
VP, Vendor Management
Nordea Bank, New York Branch

Biography

Ken Wolckenhauer will be presenting at Vendor & Third Party Risk Europe 2020.

View the full agenda here
Register here
Download the brochure here

WHY SHOULD YOU ATTEND A CEFPRO CONFERENCE?
HEAR FROM PAST ATTENDEES AND SPEAKERS…

panel discussions

Panel Discussions

Interactive panel discussions are designed to include attendees by running a live Q&A throughout the session.

presentations

Presentations

Hear industry experts provide insights on range of vendor risk issues, challenges and opportunities

Networking

Networking Breaks

Virtual networking opportunities throughout the days, access to all streams and sessions plus access to presentations and handouts.

Meet The Speakers

Interact With The Speakers

Continue discussions beyond the auditorium and interact with speakers and attendees after their session.

For further information please call us on +1 888 677 7007 / +44 (0) 20 7164 6582 or email amy.greene@cefpro.com

4th August 2021

Reviewing impacts of Covid-19 on global supply chains and long term lessons learnt

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]
2nd August 2021
Sean Titley

The future of operational risk practices: Evolving as the risk landscape changes

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]
29th July 2021

Monitoring internal and external concentration of supply chain to minimize over reliance on individual third parties

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]
29th July 2021

Developing continuous monitoring for oversight processes across contact lifecycle

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]
29th July 2021

Developing processes to manage uncertainty in global supply chain demand and availability

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]
12th July 2021
Aleksi Grym

Implications of the introduction of central bank digital currencies for banking

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]
Lead Partners

Privva


Privva is an award-winning, third-party risk assessment platform delivering value for a diverse customer base within financial services including insurance, banking, wealth management, RIA, and alternatives. Privva reduces third-party assessment time by up to 75% through the use of automation in each step of the assessment workflow from authoring to scoring to remediation. Develop residual risk ratings, centralize risk documentation (security, privacy, financial, BC/DR), and manage remediation, all on the most intuitive and flexible assessment platform on the market.

Shared Assessments


As the only organization that has uniquely positioned and developed standardized resources to bring efficiencies to the market for more than a decade, the Shared Assessments Program has become the trusted source in third party risk assurance, including the development of the SIG questionnaire and the CTPRP certification program. Shared Assessments offers opportunities for members to address global risk management challenges through committees, awareness groups, interest groups and special projects. http://sharedassessments.org

Coupa Software


Coupa Software is the leading provider of BSM solutions. We offer a comprehensive, cloud-based BSM platform that has connected hundreds of organizations with more than four million suppliers globally. Our platform provides greater visibility into and control over how companies spend money. Using our platform, businesses are able to achieve real, measurable value and savings that drive their profitability. Learn more at www.coupa.com. Read more on the Coupa Blog or follow @Coupa on Twitter.

LexisNexis


LexisNexis: Nexis Solutions
At Nexis Solutions, we combine innovative technology with an unrivaled collection of datasets to help customers manage risk from their third-party networks, vendor partners, customers and supply chains. Our flexible solutions are powered by risk management datasets featuring news, company and market information, UBO data, legal cases, PEPs, sanctions, watchlists and blacklists and more.
Our risk management datasets and flexible solutions can integrate into your existing risk management workflows allowing you to:
• Demonstrate adherence to risk management best practices to protect your reputation and meet the ethical expectations of investors and consumers.
• Implement robust and risk-based compliance aligned to global sanctions and laws related to financial crime, bribery and corruption, to mitigate the risk of financial penalties and debarment.
• Identify red flags—such as the financial instability of a critical supplier or fluctuating market conditions—that can lead to costly supply chain disruptions, price volatility or loss of business.
• Ensure ongoing business process efficiency and support effective execution of business strategies—from expanding into new markets to mitigating third-party risk—to sustain a competitive edge.
Access our best-in-class source universe through our flexible solutions or APIs to enhance your Third-Party Risk Management.

OneTrust


OneTrust Vendorpedia™ is the largest and most widely used technology platform to operationalize third party risk, security, and privacy management. More than 5,000 customers of all sizes use OneTrust, which is powered by 75 awarded patents, to offer the most depth and breadth of any third party risk, security, and privacy solution in the market. OneTrust Vendorpedia is purpose-built software designed to help organizations manage vendor relationships with confidence and integrates seamlessly with the entire OneTrust platform, including – OneTrust Privacy, OneTrust GRC, OneTrust DataGuidance™, and OneTrust PreferenceChoice™.

To learn more, visit vendorpedia.com or connect on LinkedIn, Twitter and Facebook.

Riskonnect


Riskonnect is the leading integrated risk management software solution provider. Our technology empowers organisations with the ability to anticipate, manage, and respond in real-time to strategic and operational risks across the extended enterprise. More than 900 customers across six continents use our unique risk-correlation technology to gain previously unattainable insights that deliver better business outcomes. Riskonnect has more than 500 risk management experts in the Americas, Europe, and Asia. To learn more, visit www.riskonnect.com.
Associate Sponsors

Bureau van Dijk, A Moody’s Analytics Company


Certainty is a highly prized commodity in business. Data might be getting bigger all the time, but this only makes extracting value from it more difficult. Bureau van Dijk captures and treats private company information for better decision making and increased efficiency.
With information on nearly 300 million companies, we are the resource for company data. A key benefit of our information is how simple we make it to compare companies internationally.
Our information includes:
– What companies do, how they’re performing and the people that run them
– Financial data, legal entity details, M&A activity and news
– Corporate structures and ownership
You can access our information via a range of interfaces that are designed to help different business challenges and streamline workflows. Many of our customers blend our information with their own internal data for superior insight.

ProcessUnity


ProcessUnity’s Vendor Risk Management software protects companies and their brands by reducing risks from third-party vendors and suppliers. Our program helps customers effectively and efficiently assess and monitor both new and existing vendors – from initial due diligence and onboarding to termination. Through automation and standardization, ProcessUnity customers reduce busy work, streamline regulatory reporting, and improve overall visibility into vendor performance.To learn more about Third-Party Risk Management, go to www.processunity.com/automate.
Exhibitors

Bradley


Bradley advises banks, mortgage servicers, credit unions and other consumer finance companies on a broad spectrum of legal issues, including litigation, regulatory compliance, governmental investigations and enforcement, and risk assessments. Bradley’s Vendor Management team assists clients in managing their complex and multifaceted vendor relationships. Our attorneys review internal vendor-management policies and procedures for regulatory compliance, enhance compliance programs and vendor best practices, and draft, review, and negotiate vendor contracts. Bradley collaborates with clients in responding to federal and state banking regulatory inquiries and examinations, and developing operational and security procedures that comply with applicable federal and state law.

Prevalent


Prevalent takes the pain out of third-party risk management (TPRM). Companies use our software and services to eliminate the security and compliance exposures that come from working with vendors, suppliers and other third parties. Our customers benefit from a flexible, hybrid approach to TPRM, where they not only gain solutions tailored to their needs, but also realize a rapid return on investment. Regardless of where they start, we help our customers stop the pain, make informed decisions, and adapt and mature their TPRM programs over time.
Sponsorship
CAN YOUR ORGANISATION CONTRIBUTE?

Please contact the Center for Financial Professionals today to discuss how we can deliver your thought-leadership at the event, help you generate leads, and provide you with unique networking and branding opportunities. For more information on what we can offer, please contact sales@cefpro.com or call us on +44 (0) 20 7164 6582 where a member of the team will be happy to tailor the right package for you.

Can I present at the Global Vendor & Third Party Congress?

Yes, the Center for Financial Professionals are happy to discuss speaking opportunities at the Global Vendor & Third Party Congress. For further information on this please contact alice.kelly@cefpro.com or call us on +1 888 677 7007 / +44 (0) 20 7164 6582.

Where can I find the Congress documentation and speaker presentations?

All registered attendees will receive an email with access to documentation and speaker presentations after the Congress* We will work with our presenters to include as many presentations as possible on our App during the Congress. *Please note that our speakers often have to gain permission from their relevant compliance departments to release their presentations. On rare occasions compliance may not allow presentations to be distributed.

Will there be opportunities to network with other attendees?

There are ample opportunities for networking and interaction throughout the Congress, such as

  • Roundtables
  • Virtual networking capabilities
  • Virtual business cards (you will be in control of what information is visible)
Are there opportunities to share my thought-leadership at the Global Vendor & Third Party Congress?

Yes there are plenty of opportunities for the Center for Financial Professionals to share thought-leadership to the attendees of Global Vendor & Third Party Congress and our wider risk professionals community. At the event we can distribute your material to the attendees, offer you an exhibition booth, and provide speaking opportunities so that you may enjoy a more prominent presence at the Congress. Visit the Sponsor tab for further information or contact sales@cefpro.com / +1 888 677 7007 / +44 (0) 20 7164 6582.

Are media partnerships available for the Vendor & Third Party Europe Congress?

Yes. As part of a media partnership we can offer a variety of options to increase the branding and awareness of your association, company, certificate, publication or media. We are flexible with what we can offer however we usually:

  • Provide a discounted rate to attend
  • Place your logo and profile on the Congress website
  • Place your logo on promotional content where applicable
  • Distribute your media/marketing at the Congress
  • Promote through social media channels

To discuss this further please contact amy.greene@cefpro.com or call +1 888 677 7007 / +44 (0) 20 7164 6582

Lead Partners
Privva
Coupa Software
LexisNexis
OneTrust Vendorpedia
Riskonnect
Associate Sponsors
ProcessUnity
Exhibitors
Bradley
Prevalent

Connect With Us
#GLOBALVRM

Center for Financial Professionals tm
Jeremy is NatWest Markets’ Chief Risk Officer, having joined the bank in 2018. He has an extensive experience as a trader and risk manager. His roles in risk management include running regional and global market risk teams at a variety of firms including Commerzbank, UBS, Investec and Nomura, and the role of Chief Risk Officer, EMEA at Nomura since 2015. Jeremy holds a Masters in Economics Cambridge University.
Jeremy is NatWest Markets’ Chief Risk Officer, having joined the bank in 2018. He has an extensive experience as a trader and risk manager. His roles in risk management include running regional and global market risk teams at a variety of firms including Commerzbank, UBS, Investec and Nomura, and the role of Chief Risk Officer, EMEA at Nomura since 2015. Jeremy holds a Masters in Economics Cambridge University.
Søren Agergaard Andersen is the Chief Risk Officer for Nordea Asset Management, the biggest asset manager in the Nordics with more than € 250bn AuM. Søren is responsible for the overall enterprise risk function, managing an international team of risk professionals in Denmark, Sweden and Luxembourg. Before joining the asset management industry, Søren held leading positions within risk in banking and pension/life insurance. One of his main priorities is to define and uphold a strong and yet flexible governance and risk framework, which can support a sound overall risk culture. Søren holds a M.A. in Mathematics and Economics and a PRM certification.
Kimberley brings more than a decade of executive leadership experience in the Governance, Risk and Compliance space, building brand recognition, thought-leadership and revenue-accelerating marketing programs at companies including Thomson Reuters, SAI Global, the Global Association of Risk Professionals, Practical Law Company and Compliant. As part of her role at Aravo, Kimberley develops thought leadership content designed to help third party risk professionals benchmark their programs, share best practice, elevate their conversations to the Board, and build the business case for investment in the development of their programs. Kimberley is originally from New Zealand, and has also lived and worked in London and New York. She now lives in San Francisco, and in her spare time enjoys exploring and al fresco dining with her husband and bulldog.
Louise Waite is the Supply Chain Management & Assurance Director at Lloyds Banking Group. She leads a team of 50, delivering a group-wide approach to supplier risk assessment, supplier assurance and supplier management. Louise and her team maintain an effective Supply Chain Management framework, run a Centre of Excellence for Supplier Management and conduct hundreds of assurance reviews every year. Having spent several years in the IT and Pharmaceutical industries, Louise is enjoying her return to Financial Services where she started her Procurement career.
Jean-Francois Valette is leading Global Third Party Compliance & Risk management at eBay. Jean-Francois is responsible for enhancing eBay’s legal, risk and compliance program around all third parties impacting eBay’s operations and business activities directly or indirectly. He oversees the development and management of a third-party risk management program across the business units; engaging and supporting the management of the controls functions for the company, including Business Ethics Office, Information Security, Resiliency, Compliance investigations and reporting amongst others. Prior to joining eBay, Jean-Francois worked as the Head of Operations for Volkswagen Payments and held the roles of Head of Outsourcing and Global Third Party Compliance and Risk management for PayPal. He also held different positions in the Banking & Asset Management industry, and holds his Law and Investment Management certifications, specializing in regulatory compliance and outsourcing.
Martin Townsend will be speaking at Vendor & Third Party Risk Europe 2021
Sean Titley will be speaking at Vendor & Third Party Risk Europe 2021
Alex is Head of Supply Chain Risk for Lloyds Banking Group (LBG), responsible for ensuring that the supplier onboarding & management frameworks drive effective risk management and regulatory compliance. Alex has worked with LBG for 10 years, and has over 20 year experience in Sourcing and Supply Chain Risk.
An Alumni of De Monfort University & London Metropolitan University, Desmond is a seasoned Third-Party Risk Management Lead as well as a specialist in Supplier Relationship Management. He has worked both in the Public and Private sectors gaining foundational experience at London Underground over a 17 year career. He has also worked for Deutsche Bank, HSBC and now with Vodafone leading on Third Party Risk programme activities.Desmond is married with two children and enjoys travelling.
Daniel Cameron will be speaking at Vendor & Third Party Risk Europe 2021
Dilbagh is a Partner at Fintegral and leads the firm’s UK practice. He specialises in the areas of traded risk and climate risk, helping banks to enhance their analytics capabilities to better identify, quantify and manage current and emerging risks. He has over 20 years of experience in trading, risk management and quantitative modelling at banks and hedge funds, including Credit Suisse, Man AHL and Nomura. Dilbagh holds a degree in Natural Sciences (Physics) from the University of Cambridge.
Vishwas has deep international FS consulting and risk management experience across Europe, US, Middle East and SE Asia.Vishwas has led complex risk transformations for G-SIBS, challenger banks and fintechs in the UK and EMEA, focusing on prudential regulation, capital and stress testing. Vishwas has also led a number of banking authorisations, fintech and Brexit applications and has experience of helping clients deliver to regulatory expectations and their internal performance targets. Vishwas also has experience in thought leadership and eminence, having led a number of conferences, speaker sessions and panel discussions with regulators and industry participants
Charis is a Risk Management generalist with 13+ years of experience in investment and retail banking. He is currently the Chief Risk Officer of SIB (Cyprus) Ltd, Sberbank Group, where he is responsible for developing the Risk Management framework, overseeing regulatory initiatives and driving strategic projects related to risk. His interests include Fintech and innovation in Risk Management. He holds an MBA and a Master’s in Financial Mathematics. He is also a CFA charterholder and a certified Financial Risk Manager.
Stuart Burns currently has the role of Senior Technical Specialist at the PRA, working in the team reviewing and approving IRB models. He has responsibility for aspiring IRB firms. He previously ran the IRB risk weight analysis in the Annual Cyclical Scenario (ACS) stress test, challenging firms’ stressed projections and recommending capital responses. Stuart has over 20 years experience delivering credit risk, stress testing and economic capital models. This includes roles as: Head of Model Validation for S&P Europe. Head of Models for the Rainbow Business at Royal Bank of Scotland. Head of Credit Risk Methodology at Barclays Capital, where he rebuilt the team following the departure of the previous head, and managed all IRB related regulatory issues. Head of Corporate Analytics at HSBC, where he was responsible for Credit Risk Modelling and saw the bank achieve Advanced IRB status. He also introduced credit risk stress testing and economic capital. Head of Economic Capital and Model Risk Management at Standard Chartered Bank, where his responsibilities included building an offshore validation team, and coordination of stress testing across portfolios and risk types. Advanced IRB status was delivered on the strength of these areas.
Over the last 3 years, I have provided trusted advice and guidance to a variety of organisations looking to change their approach to GRC. The organisations I have worked with have often been looking to advance their approach to GRC through the use of modern, intuitive, and insightful technology. My job is to help these businesses and people with this often daunting task, and make it as seamless as possible.
Rob is responsible for New Business Sales and Account Management in EMEA. Based out of our London office, Rob helps guide organisations through the vendor evaluation process, remaining a key point of contact through the implementation process and throughout the ongoing relationship. Rob joined Riskonnect in September 2017 and has over 7 years experience in Governance, Risk and Compliance solutions helping a range or organisations from different industries including Telecommunications, Financial Services, Maritime and Infrastructure Projects, and more, evaluate, select and implement highly successful solutions.
David Cassonnet is Director of Business Development at ActiveViam, leading the creation of new solutons and use cases for the company.In his role, David ensures that the new product features developed by the company's R&D team translate into innovative and actionable use cases that deliver tangible value to the clients' business.With over twenty years of experience in financial markets, David has a double expertise in business development and solutions implementation. Previously he was Managing Director of ActiveViam in APAC where he and his consulting team were involved in several front-office and risk management projects with large local and international banks. David also held several roles at Mysis and Summit Systems.
Benjamin Westwood will be presenting at the 10th Annual Risk EMEA Summit.
Suresh Sankaran will be presenting at the 10th Annual Risk EMEA Summit.
Nigel Milbank is a Cambridge University graduate and Chartered Accountant having trained with Arthur Andersen and Deloitte. Nigel has held audit positions in Schroders and Credit Suisse as an Audit Director, following which he helped set up the Operational risk function and Product Control global assurance at Credit Suisse.Nigel was Director of Enterprise and Operational Risk at Santander UK from 2006 to 2011 and joined RBS in 2012 to run the Group ICAAP function. He has held various stress testing delivery and improvement roles at RBS/ Natwest Group and since 2020 has been Programme Manager on the Climate Programme building climate stress capability and embedding climate financial risk management.
Alistair McLeod will be presenting at the 10th Annual Risk EMEA Summit.
Melissa Longmore will be presenting at the 10th Annual Risk EMEA Summit.
Libor Krkoska will be presenting at the 10th Annual Risk EMEA Summit.
Pradyumna specializes in Market Risk and Counterparty Risk with experience spanning both the Front Office and Risk Management functions at two of the largest global investment banks. In his current multi-dimensional role he is the market risk manager for JPM’s differential discounting desk, the banking book loan portfolio and also is the head of CVA stress testing. He is also involved in developing a climate risk management framework for JPM’s trading book. Outside of work, he is a bit of a musician and is working on his first album.
Jérôme Henry is Principal Adviser at the ECB, in the financial stability area. He led Quality Assurance for SSM stress tests and was a BIS fellow. Originally from the Banque de France, Mr Henry started at the ECB leading its modelling team and thereafter its projection exercise. Mr Henry has a number of research publications, eg the ECB STAMP€ e-book. An ENSAE graduate, he holds an Economics PhD and a History BA from Paris Sorbonne.
Per Hansson is a Director and Head of CCR Exposure Management within Credit Risk Management at Deutsche Bank, responsible for the bank’s IMM and pre-deal exposure models for counterparty credit risk. Per is additionally responsible for capital planning and the bank’s Pillar 2 capital model for credit risk. Previously, Per worked in Market Risk Management for Credit Trading and CVA at Deutsche Bank and JP Morgan and was also a risk manager in JP Morgan’s prime finance business. Per has an MSc in Engineering Physics from Lund University, Sweden.
Atanas Dimov will be presenting at the 10th Annual Risk EMEA Summit.
Ashish Bansal, a certified Chartered Accountant from India, is the Head of Finance & Regulatory Reporting in Union Bank of India (UK) Limited. In his 8 years of industry know-how, his range of experiences span from application of operational aspect of conventions at grassroot, to administering and formulating policy blueprints at the executive stratum. His in-depth technical understanding of banking products and demonstrated cognizance of RBI’s as well as Bank of England’s regulatory governance, adds to his industry’s proficiency.
Yingbo Bai currently heads up the global valuation methodologies team at UBS, where he is also a D&I ambassador . Previously, he worked in a number of quantitative roles at Morgan Stanley and JP Morgan, after starting his career at CICC. Yingbo graduated from Oxford University with MSc in Mathematical Finance and London Business School with Masters in Finance, with undergraduate at Tsinghua University.
Sean Titley will be presenting at the 10th Annual Risk EMEA Summit.
Member of the Fraud Leadership Team across Natwest for 5 years; previous fraud prevention responsibilities have covered various products, customer journeys and fraud typologies. Currently accountable for the overall prevention and strategy of First Party Fraud (covering onbook, mules and application fraud)Previous roles include Operations Manager for Debt Management and Head of Customer Experience for Ulster Bank.
Praveen Singh will be presenting at the 10th Annual Risk EMEA Summit.
Gary Savill is Head of Enterprise Risk for Saga Group and has over 12 years of extensive risk management expertise, working previously in general and medical insurance for AXA UK for 10 years and as Deputy Head of Operations for Sanlam Investment Management for 4 years. Gary is a Chartered Management Accountant, qualifying whilst working for Nestle UK and is also a Specialist member of the IRM and member of the Institute of Management.
Alex Rothwell will be presenting at the 10th Annual Risk EMEA Summit.
Andrea Pozzi will be presenting at the 10th Annual Risk EMEA Summit.
Ozgur Ozel will be presenting at the 10th Annual Risk EMEA Summit.
Vikas Munshi will be presenting at the 10th Annual Risk EMEA Summit.
Diane Menville will be presenting at the 10th Annual Risk EMEA Summit.
Maciej is a seasoned banking professional with 20+ years of experience ranging from financial control, credit risk management to corporate banking, derivatives and fixed income, combined with experience of regulatory topics and passion for tackling the climate transformation. He joined NatWest Markets in June 2020 where he’s primarily responsible for setting up and managing risk hub to support investment banking of NatWest Group. Before (since June 2014) he worked in ECB Banking Supervision (aka Single Supervision Mechanism – SSM) as Head of Section & Joint Supervisory Team (JST) Coordinator, responsible for consolidated supervision one of the largest banks in the Netherlands. As JST Coordinator, he led risk identification and implementation of risk-based and forward-looking Supervisory Examination Program. He took part in the start-up phase that included recruitment as well as fine-tuning of tools and processes. Prior to the ECB, Maciej worked in various roles in a number of banks: PKO Bank Polski 2008-2014 (Head of Credit Risk Assessment Department, member of Bank’s Credit Committee, Advisor to CEO), HSBC 2008 (Head of Structured Finance) and Citi in Poland and Hungary 1996-2008 (Debt Capital Markets, Derivatives Sales, Financial Control). Maciej has graduated from Warsaw School of Economics and holds a Master Degree in Banking and Finance. In 2020 he graduated from University of Edinburgh Climate Change Transformation Program. He is a speaker and panelist at conferences on risk and regulatory outlook topics.
Amit Lakhani has varied experiences in managing operational risks at organisations of all sizes. He started his career working as a consultant with Accenture where he developed and deployed multi-million dollar programmes involving compliance and risk elements, especially information security and cyber risks. Further, Amit worked at large multinational organisations in his role at KPMG driving strategic decision-making, investments and risk reduction programmes.
Cecilia Gejke will be presenting at the 10th Annual Risk EMEA Summit.
Beate Born has 17 years of experience in the financial services industry in Switzerland, Europe and Asia and has run her own consulting practice. She is currently Head of Strategic Projects at UBS Wealth Management in Zürich. Many of her 13 years at UBS she spent in Operational Risk and Capital Markets running global regulatory initiatives such as MiFID I&II as well as large initiatives such as Brexit and platform programs for Wealth Management. She is member of the leadership team of the Enterprise Data Management Council (EDMC) Women in Data Network as well as the EDMC ESG Committee. In September 2021 Beate will complete a Master’s Degree in Sustainability Leadership from the University of Cambridge with a focus on ESG data reporting and carbon disclosure comparability. Further Academic degrees include an MBA from Clark University, a DESS from the Sorbonne, an executive MBA from the Swiss Finance Institute and a certificate of advanced studies in Financial Market Regulation from the University of Zürich.
Andrew Barnett will be presenting at the 10th Annual Risk EMEA Summit.
Sucharita Banerjee Lodha is the Head of General Insurance International Operational Risk and Governance, ERM. She has held various operational risk management positions within GI International supporting effective roll out of operational risk management tools and concepts within Claims, Finance, Operations and shared service centres. She has led teams across Business Consulting, Outsourcing Risk management, Offshore Development Centers, Technology and Risk Management. She has a proven track record of managing global teams and leading regulatory change initiatives. Sucharita holds an MBA from London Business School and an MS in Quality Management from Birla Institute of technology. She is also a six sigma Black belt and has a B.tech in Information Technology. She chose non-financial risk management as a career to pursue her passion for healthy risk culture in organizations. She has worked with Deloitte, American Express, Tata Consultancy Services in her professional career. She has worked with consulting and Financial services firms in India, the US and is currently based in London, UK. Sucharita is also the chair of Gender Equality Matters Employee resource group in AIG.