Virtual Non-Financial Risk Summit

Virtual Non-Financial Risk Summit

Virtual Non-Financial Risk Summit

VIRTUAL NON-FINANCIAL RISK SUMMIT

June 22 – 26, 2020

CeFPro aims to deliver thought leadership and insight in increasingly uncertain times by leveraging innovation and technology to bring a week long virtual event.

Join us at 10:00 (EST)/3:00 (BST) Monday to Friday for 1.5 hours of interactive, virtual learning. Each day aims to deliver new insight from a diverse range of high level speakers on a range of topical areas including:

Resilience PNG

RESILIENCE, DISASTER RECOVERY & BCM
Reviewing increased resilience requirements globally and inclusion for business continuity and disaster recovery for future crisis

Third Party Risk PNG

THIRD PARTY RISK MANAGEMENT
Reviewing increased regulatory scrutiny for third party oversight and increased risk of concentration

Cyber and Privacy PNG

CYBER RISK AND PRIVACY
Advancing awareness of cyber security techniques and ensuring privacy compliance and data security

Fraud and AML PNG

FRAUD AND FINANCIAL CRIME
Managing and staying ahead of escalating fraudulent tactics to ensure protection of customers and data

Model Risk PNG

MODEL RISKS OF AI AND MACHINE LEARNING
Understanding AI and machine learning models and ensuring visibility and transparency for regulatory review

View the full agenda here
Hear from industry experts including
Anthony Peccia

Anthony Peccia
CRO
Citibank Canada

Sabeena Liconte

Sabeena Liconte
COO & Head of Legal
Bank of China

Orlando Fernandez

Orlando Fernando-Ruiz
Senior Technical Specialist
Bank of England

Melissa Mellen

Melissa Mellen
Officer and Department Head of Policy, Analytics and Vendor Strategy
Federal Reserve Bank of New York

Corey A. Reason

Corey Reason
SVP, Head of Compliance and MLRO
Clarien Bank

Mahi-120x120

Mahi Dontamsetti
Chief Technology Risk Officer
State Street

Amit Lakhani

Amit Lakhani
Global Head of IT and Third Party Risks for Corporate and Institutional Banking
BNP Paribas

Nasser Fattah

Nasser Fattah
MD
MUFG

Stephen Woitsky

Stephen Woitsky
SVP, Operational Risk
Bank of the West

Christopher Hall

Chris Hall
Head of Model Risk Internal Audit
HSBC

Alex Rothwell

Alex Rothwell
Detective Superintendent, Deputy National Coordinator, Fraud and Economic Crime
City of London Police

Angela Johnson

Angela Johnson de Wet
Head of Risk Across New Technology & Change
Lloyds Banking Group

View full speaker line up
Sponsorship

CAN YOUR ORGANIZATION CONTRIBUTE?

Please contact the Center for Financial Professionals today to discuss how we can deliver your thought-leadership at this virtual event, help you generate leads, and provide you with unique networking and branding opportunities. For more information on what we can offer, please contact sales@cefpro.com or call us on +44 (0) 207 164 6582 (UK) / +1 888 677 7007 (USA) where a member of the team will be happy to tailor the right package for you.

Each virtual day will take place at 10:00 (EST)/3:00 (BST) for 1.5 hours and will feature; chairs opening remarks, presentation, panel discussion, live audience Q&A, live polling and documentation handouts.

During registration you can register for one or more of the sessions below:

MONDAY
JUNE 22, 2020
10:00 (EST)/3:00 (BST)

RESILIENCE
Reviewing increased resilience requirements globally and inclusion for business continuity and disaster recovery for future crisis

  • Overview of preparedness and response to Covid 19
  • Reviewing global outlook on resilience requirements and expectations
  • Implementing a resilience program to enhance response and recovery
  • Managing human risk and implications on resilience

Led by:
Sabeena Liconte, COO and Head of Legal, Bank of China
Angela Johnson de Wet, Head of Risk Across New Technology & Change, Lloyds Banking Group
Anthony Peccia, CRO, Citibank Canada
Stephen Woitsky, SVP, Operational Risk, Bank of the West

TUESDAY
JUNE 23, 2020
10:00 (EST)/3:00 (BST)

THIRD PARTY RISK MANAGEMENT
Reviewing increased regulatory scrutiny for third party oversight and increased risk of concentration

  • Reviewing the global third party risk landscape and heightened scrutiny
  • Managing and tracking increasing concentration across supply chain
  • Cross industry perspective on management of third party risks
  • Ongoing and performance monitoring on a continuous basis

Led by:
Melissa Mellen, Officer and Department Head of Policy, Analytics and Vendor Strategy, Federal Reserve Bank of New York
Orlando Fernando-Ruiz, Senior Technical Specialist, Bank of England
Roxane Romulus, Director, Third Party Risk Management, Voya Financial

WEDNESDAY
JUNE 24, 2020
10:00 (EST)/3:00 (BST)

CYBER RISK AND PRIVACY
Advancing awareness of cyber security techniques and ensuring privacy compliance and data security

  • Reviewing global privacy requirements and security objectives
  • Technology and practices to enhance cyber detection and prevention
  • Education across the institution
  • Securing customer data to comply with privacy and security regulations

Led by:
Amit Lakhani, Global Head of IT and Third Party Risks for Corporate and Institutional Banking, BNP Paribas
Nasser Fattah, MD, MUFG
Mahi Dontamsetti, Chief Technology Risk Officer, State Street

Register here
Register here
Register here

THURSDAY
JUNE 25, 2020
10:00 (EST)/3:00 (BST)

FRAUD AND FINANCIAL CRIME
Mobile security measures to protect against fraudulent activity on smartphones and desktops

  • Security events in 2020
  • Why do you need two factor authentication (2FA) tools?
  • Difference between two-factor authentication, two-step verification, two-step authentication, multi-factor authentication
  • Challenges of two-factor authentication
  • Reviewing effectiveness of mobile devices and mobile apps as 2FA solution
  • PSD2 requirements and Best practices

Led by:
Sonya Hamad, Business Development Manager – Financial Services, Comarch

FRAUD AND FINANCIAL CRIME
Managing and staying ahead of escalating fraudulent tactics to ensure protection of customers and data

  • Reviewing international cooperation and alignment of public and private sector
  • Next generation fraud and AML detection and prevention
  • Ensuring compliance with BSA and AML requirements
  • Technology capabilities and opportunities

Led by:
Corey Reason, SVP, Operational Risk, Bank of the West
Alex Rothwell, Detective Superintendent, Deputy National Coordinator, Fraud and Economic Crime, City of London Police
Kevin Newe, Assistant Director, Financial Investigation, HMRC

FRIDAY
JUNE 26, 2020
10:00 (EST)/3:00 (BST)

MODEL RISK
Understanding AI and machine learning models and ensuring visibility and transparency for regulatory review

  • Utilizing AI and machine learning opportunities
  • Treatment of AI and machine learning within a model risk management program
  • Ensuring visibility and explain ability of models
  • Regulatory expectation and requirements for machine learning models

Led by:
Chris Hall, Head of Model Risk Internal Audit, HSBC
Harshal Singhal, Quantitative Analytics Manager, Wells Fargo
Mahi Dontamsetti, Chief Technology Risk Officer, State Street

ALL WEEK
JUNE 22 – JUNE 26, 2020
10:00 (EST)/3:00 (BST)

General outline of each online session

  • Short presentation lasting around 20-30 minutes
  • Followed by interactive panel discussion for around 40-45 minutes
  • Attendees will have the chance to participate in live Q&A

Each of the days will have its own unique format. For example, there may be during the presentation or panel discussion interactive polls, the thought-leaders may include handouts, whitepaper or additional materials. NFR Week will compliment other activities CeFPro are undertaking, including NFR report and exclusive insights from the thought-leaders.

Register here
Register here
Register here
Mahi-120x120

Mahi Dontamsetti
Chief Technology Risk Officer
State Street

Nasser Fattah

Nasser Fattah
MD
MUFG

Orlando Fernandez

Orlando Fernando-Ruiz
Senior Technical Specialist
Bank of England

Christopher Hall

Chris Hall
Head of Model Risk Internal Audit
HSBC

Sonya Hamad

Sonya Hamad
Business Development Manager – Financial Services
Comarch

Angela Johnson

Angela Johnson de Wet
Head of Risk Across New Technology & Change
Lloyds Banking Group

Amit Lakhani

Amit Lakhani
Global Head of IT and Third Party Risks for Corporate and Institutional Banking
BNP Paribas

Sabeena Liconte

Sabeena Liconte
COO & Head of Legal
Bank of China

Melissa Mellen

Melissa Mellen
Officer and Department Head of Policy, Analytics and Vendor Strategy
Federal Reserve Bank of New York

Kevin Newe

Kevin Newe
Assistant Director, Financial Investigation
HMRC

Anthony Peccia

Anthony Peccia
CRO
Citibank Canada

Corey A. Reason

Corey Reason
SVP, Head of Compliance and MLRO
Clarien Bank

Roxane Romulus

Roxane Romulus
Director, Third Party Risk Management
Voya Financial

Alex Rothwell

Alex Rothwell
Detective Superintendent, Deputy National Coordinator, Fraud and Economic Crime
City of London Police

man

Harshal Singhal
Quantitative Analytics Manager
Wells Fargo

Stephen Woitsky

Stephen Woitsky
SVP, Operational Risk
Bank of the West

Register here

GLOBAL SURVEY & REPORT
Providing clarity on upcoming trends and opportunities within non-financial risk, and an
assessment of the current software available to manage those risks

With more traditional credit and market risks better understood and controlled across the financial industry, attention is shifting towards understanding and management of Non-Financial Risks (NFR). The remit and definition of NFR continues to evolve and increase in focus and importance across the industry with areas spanning from model risk to operational risk and its subsets.

With NFR building momentum across the industry, this report looks to provide insights on the top non-financial risks prominent across the industry and to assess the future of these risks, future trends and challenges and also provide peer led vendor and in-house software rankings!

22nd April 2020
Panel discussion, with:

Panel Discussion | Non-Financial Risk Survey Results

7th April 2020
CeFPro Webinar

CeFPro Webinar: Practitioners guide to IBOR transition

3rd April 2020
Charles Forde

Building strategies for quick change management amongst global political uncertainty

By Charles Forde, Group Head of Operational Risk, AIB
3rd April 2020
Sucharita Lodha

Minimising concentration risk with increased resilience on outsourced activity

By Sucharita Banerjee Lodha, Head of Operational Risk, International GI, Enterprise Risk Management, AIG
3rd April 2020
Dr Jenny Birdi

Broadening the scope to identify risks across portfolios for a holistic view of non-financial risks

By Dr. Jenny J Birdi, Head of Operational Risk & Risk Strategy UK, HSBC
3rd April 2020
Dr Jimi Hinchliffe

Delivering Operational Resilience

By Dr Jimi M V Hinchliffe, Chair, IOR in England & Wales
2nd April 2020
Galvanize - Live Webinar 8 objectives to manage pandemic risk

Managing COVID-19 risk

1st April 2020
Philip S. Renaud II, MSc, CPCU

Third Party Risk in the 21st Century, A Risk Mitigation Strategy

By Philip S. Renaud II, MSc, CPCU, Executive Director, The Risk Institute
12th March 2020
Tom Garrubba

The future of operational risk frameworks and management

By Tom Garrubba, Vice President & CISO, SFG/Shared Assessments
12th March 2020
Carole Avis

Using technology and innovative opportunities to enhance KYC practices

By Carole Avis, CRO, LGI, Legal & General
9th March 2020
Jim Maimone

Reviewing the evolution and changing nature of the payments landscape and future expectations

By Jim Maimone, SVP, Senior Enterprise Payments Platform Product Manager, Citizens Bank
9th March 2020
Chris Smigielski

Model Inventory: Tools and techniques for an accurate inventory

By Chris Smigielski, Model Risk Director, Arvest Bank
Sponsors

Comarch


Comarch prides itself on being one of the leading software houses in Europe with over 6000 employees worldwide and multiple successful projects carried out for the largest international brands. With 20 years’ experience in the industry, Comarch Financial Services, a business sector within the Comarch Capital Group, specializes in developing sophisticated software and IT systems for major financial institutions in banking, insurance and capital markets.

We focus on innovation, with large-scale R&D expenditure and highly qualified IT engineers directly involved in R&D across Europe. On top of what we do, our first priority is cyber security – it has been so since our very first IT project in the mid-nineties. We place special emphasis on strong user authentication and authorization as well as fraud prevention methods.

Our expertise has gained worldwide recognition with a significant portfolio of clients from major financial groups in more than 30 countries.

Fusion Risk Management


Fusion Risk Management is a leading industry provider of cloud-based software solutions for business continuity, operational risk, IT disaster recovery, and crisis management. Our products empower your firm to make data-driven decisions with a comprehensive and flexible approach to achieve greater operational resilience and mitigate risk with your business.

Interos


Interos protects customers’ brand and operations from risk in their extended supply chains and business relationships. The first AI-powered platform for eliminating multi-party, multi-factor risk from 3rd, 4th to nth tier parties, Interos automates discovery, detection, and response to financial, operations, governance, geographic, and cyber risk. Designed by experts and leveraging the company’s 15 years of experience in managing the world’s most complicated supply chains, Interos provides real-time risk management for the largest commercial brands in manufacturing, financial services, and aerospace and defense.

OneTrust Vendorpedia


OneTrust Vendorpedia™ is the largest and most widely used technology platform to operationalize third party risk, security, and privacy management. More than 5,000 customers of all sizes use OneTrust, which is powered by 75 awarded patents, to offer the most depth and breadth of any third party risk, security, and privacy solution in the market. OneTrust Vendorpedia is purpose-built software designed to help organizations manage vendor relationships with confidence and integrates seamlessly with the entire OneTrust platform, including – OneTrust Privacy, OneTrust GRC, OneTrust DataGuidance™, and OneTrust PreferenceChoice™.
To learn more, visit vendorpedia.com or connect on LinkedIn, Twitter and Facebook.

RiskRecon


RiskRecon, a Mastercard company, is the only continuous vendor monitoring solution that delivers risk-prioritized action plans custom-tuned to match your risk priorities. RiskRecon provides the world’s easiest path to understanding and acting on third-party cyber risk, enabling
security and risk teams to efficiently build scalable, third-party risk management programs for dramatically better risk outcomes. Learn more about RiskRecon, request a demo or visit the website at www.riskrecon.com.
Sponsorship

CAN YOUR ORGANIZATION CONTRIBUTE?

Please contact the Center for Financial Professionals today to discuss how we can deliver your thought-leadership at this virtual event, help you generate leads, and provide you with unique networking and branding opportunities. For more information on what we can offer, please contact sales@cefpro.com or call us on +44 (0) 207 164 6582 (UK) / +1 888 677 7007 (USA) where a member of the team will be happy to tailor the right package for you.

CPD and CPE Credits
CPD Certified

Earn CPD Credits.

We are pleased to announce that our courses have been independently evaluated for Continuing Professional Development purposes by The CPD Certification Service. This means our courses comply with universally accepted principles of Continual Professional Development (CPD) and have been structured to meet the criteria of personal development plans.

Earn CPE Credits.

  • Prerequisites: Knowledge of financial risk management
  • Advanced Preparation: No advanced preparation is required
  • Program Level: Intermediate to advanced
  • Delivery Method: Group-live

The Center For Financial Professionals is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org

Representing a financial institution or government body – (E.g. Bank, Insurance company, Asset Manager, Regulator)

Registration is free if you are representing a financial institution or government body

ALL DAYS

Register for all five days

DAY ONE
MONDAY 22 JUNE

RESILIENCE, DISASTER RECOVERY & BCM

DAY TWO
TUESDAY 23 JUNE

THIRD PARTY RISK MANAGEMENT

DAY THREE
WEDNESDAY 24 JUNE

CYBER RISK AND PRIVACY

DAY FOUR
THURSDAY 25 JUNE

FRAUD AND AML

DAY FIVE
FRIDAY 26 JUNE

MODEL RISKS OF AI AND MACHINE LEARNING

Register here

Representing an Information/Service Provider (Eg: Consultant, Vendor, Executive Search Firm, Law Firm)

ALL DAYS

Register for all five days

$599

DAY ONE
MONDAY 22 JUNE

RESILIENCE, DISASTER RECOVERY & BCM

$199

DAY TWO
TUESDAY 23 JUNE

THIRD PARTY RISK MANAGEMENT

$199

DAY THREE
WEDNESDAY 24 JUNE

CYBER RISK AND PRIVACY

$199

DAY FOUR
THURSDAY 25 JUNE

FRAUD AND AML

$199

DAY FIVE
FRIDAY 26 JUNE

MODEL RISKS OF AI AND MACHINE LEARNING

$199

Register here
Sponsors
Comarch
riskrecon

Connect With Us
#NFRWEEK

Center for Financial Professionals