Operational Risk Management USA 2019

5th Annual

Operational Risk Management USA

October TBC, 2018 | New York City

Assessing the remit of operational risk and inclusion of subtypes in overall management and push for efficiency

Key topics addressed at the 2018 Congress:

RISK CONVERGENCE
Building a sustainable multidiscipline risk program

COMPLIANCE
Reviewing the industry trend to converge operational risk and compliance teams

REPORTING
Effective management and reporting of operational risk and subtypes for a holistic overview

FUTURE OF ORM
Leveraging technology and innovation to drive efficiency across operational risk and subtypes

STREAM ONE: OPERATIONAL RISK FRAMEWORKS

DRIVING EFFICIENCY AND VALUE
Demonstrating the value of operational risk departments with limited direct calculations

LINES OF DEFENSE
Creating common risk taxonomy across lines of defense

RCSA
RCSA: Developing traditional RCSAs to increase benefit and efficiency
.

CUSTOMER FOCUS
Approaches to making operational risk management practices more customer centric

STREAM TWO: OPERATIONAL RISK SUBTYPES

FRAUD AND FINANCIAL CRIME
The inclusion and alignment of fraud and financial crime with operational risk

VENDOR & THIRD PARTY RISK
Reviewing risks associated with vendor and third parties across the lifecycle

RISK IDENTIFICATION
Developing and leveraging risk identification for increased management and mitigation of risks

ENTERPRISE RISK MANAGEMENT
Helping management to achieve oversight across the institution
.

5th Annual Operational Risk Management | Insights

Find our Operational Risk thought-leadership articles here. These articles feed from our much larger Risk Insights section of our website which provides you with thought-leadership, white papers, articles and more across risk and regulation. Subscribe to Risk Insights’ Financial Risk Management Blog and get the latest articles straight to your inbox.

ARTICLES

14th November 2018

Panel discussion: Utilizing FinTech infrastructure to drive process automation and support increase in digital banking structure

13th November 2018

Implementation of beneficial ownership to increase transparency and ensure compliance

by Sean O’Malley, Head of AML and Sanctions Risk Assessment, State Street
13th November 2018

The cryptocurrency eco system – a new frontier in consumer protection

by Jake van der Laan, Director, Information Technology and Regulatory Informatics and Director Enforcement, Financial and Consumer Services Commission
13th November 2018

Operational risk insights from Director, Operational Risk Management at Mizuho

9th November 2018

Global survey report: Emerging issues in third party cyber risk

31st October 2018

Core concepts supporting the risk-based approach

By James H Wistman, Head of Branch Risk & Compliance/MRLO, Santander, Abbey National Treasury Services, US Branch and Sabeena Liconte, Chief Legal Officer & Chief Compliance Officer, Bank of China […]
25th September 2018

Reviewing the industry trend to converge operational risk and compliance teams

 By James Wistman, Head of Brand Risk & Compliance/MRLO, Santander, Abbey National Treasury Services, US Branch
18th September 2018

Risk Webinar: Risk oversight – Meeting regulatory requirements and managing third party risk

13th September 2018

Ensuring effective and up to date controls are in place for monitoring and mitigating insider risk and limiting insider fraud

 By Sabeena Liconte, Chief Legal Officer & Chief Compliance Officer, Bank of China International
6th September 2018

Enterprise risk management: Achieving oversight across the institution

 By Richard Pike, CEO, Governor
30th August 2018

Increasing stature of operational risk within the institution and limiting execution risk of changing departments

 By Benoit Saint-Jevin, Director, Head of Global Markets Americas OPC & TAC Coordination, BNP Paribas
21st August 2018

RCSA: Developing traditional RCSAs to increase benefit and efficiency

 By Thomas Tobin, Director, Operational Risk, Mizuho
27th July 2018

The evolving nature of the risks posed by the global technology ecosystem

By Alex Beigelman, former Head of Technology & Cyber Security Risk, JP Morgan.
26th July 2018

Enterprise risk management – Helping management to achieve oversight across the institution

By Sasu Sihvonen, Head of Business Risk, Nordea.
20th July 2018

Panel discussion: Bringing operational risk to the front line: The balance of risk

5th Annual Operational Risk Management | Sponsors & Partners

2019 Co-Sponsor:

Aravo


Aravo Solutions delivers award-winning, marketleading cloud-based solutions for managing third party governance, risk, compliance and performance. We help companies protect their business value and reputation by managing the risks associated with third parties and suppliers, and to build business value by ensuring that their third party relationships are optimized. Aravo TPRM for Financial Services allows firms to centralize all their third parties into a single, quickstart cloud solution for assessing risk, conducting initial and ongoing due-diligence, managing and monitoring contractual compliance and performance, and transitioning and off-boarding third parties. Providing unrivaled regulatory agility and ease-of-use, together with actionable executive reporting, Aravo supports a user base of 124,000 corporate users, managing more than 4.3 million third party users in 36 languages and 154 countries. Learn more at aravo. com

Can your organization contribute at our Operational Risk Management Congress?

Please contact the Center for Financial Professionals today to discuss how we can deliver your thought-leadership at the event, help you generate leads, and provide you with unique networking and branding opportunities. Please contact sales@cefpro.com or call us on +1 888 677 7007 where a member of the team will be happy to tailor the right package for you.

2018 Media Partners:


CAIA

5th Annual Operational Risk Management | Venue

Venue and dates to be confirmed

5th Annual Operational Risk Management | CPE & FAQs

Earn up to 15 CPE Credits for the two-day Course.

  • Prerequisites: Knowledge of financial risk management
  • Advanced Preparation: No advanced preparation is required
  • Program Level: Intermediate to advanced
  • Delivery Method: Group-live

The Center For Financial Professionals is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org

Please note these are subject to change as per the agenda and final credits will be available after the event.

Earn up to 15 CPE credits

CPE Logo

Frequently Asked Questions

Can I present at the Operational Risk Management 2019 Congress?

Yes, the Center for Financial Professionals are happy to discuss speaking opportunities at Operational Risk Management USA Congress 2019. For further information on this please contact alice.kelly@cefpro.com or call us on +1 888 677 7007.

Are there any rules on the dress code?

Business attire is requested. The Congress is a formal opportunity to network with like-minded professionals and to gain knowledge from the industry’s finest risk management experts.

What is the cost and what is included in the registration fee?

We offer incentives for ‘early bird’ registrants of the Congress, as outlined on our pricing structure.

Registration includes breakfast, refreshment breaks, lunches, the cocktail reception at the end of the day, full access to the Congress sessions and exhibition area. Presentations from sessions are also available, subject to speaker approval.

Where can I find the Congress documentation and speaker presentations?

All registered attendees will receive an email with access to documentation and speaker presentations after the Congress*

*Please note that our speakers often have to gain permission from their relevant compliance departments to release their presentations. On rare occasions compliance may not allow presentations to be distributed.

Will breakfast, lunch and refreshment be provided?

Yes. As with all of our events the Center for Financial Professionals will be providing brilliant coffee, breakfast, lunch, refreshments, and smaller bites during the networking breaks.

This will be provided on both days of the Congress.

Will there be opportunities to network with other attendees?

There are ample opportunities for networking and interaction throughout the Congress, such as

  • Breakfast, lunch and refreshment breaks
  • Cocktail reception at the end of the day (Subject to confirmation)
I have several colleagues that would like to attend, is there a group discount?

Certainly! We are pleased to offer you a 50% discount on the third registration or provide a fifth registration for free.

If you would like to register more than five colleagues please contact us on +1 888 677 7007

Please note:

  • Registrations must be made at the same time
  • Registrations must come from the organization
  • The lowest registration will be discounted
Are there opportunities to share my thought-leadership at Operational Risk Management 2019?

Yes there are plenty of opportunities for the Center for Financial Professionals to share thought-leadership to the attendees of Operational Risk Management USA Congress 2019 and our wider risk professionals community.

At the event
We can distribute your material to the attendees, offer you an exhibition booth, and provide speaking opportunities so that you may enjoy a more prominent presence at the Congress. Visit the Sponsor tab for further information or contact sales@cefpro.com / +1 888 677 7007.

Risk Insights
Feature your content on our Risk Insights website and supporting Risk Insights monthly newsletter. For further information please download our media pack here.

Are media partnerships available for Operational Risk Management 2019?

Yes. As part of a media partnership we can offer a variety of options to increase the branding and awareness of your association, company, certificate, publication or media. We are flexible with what we can offer however we usually:

  • Provide a discounted rate to attend
  • Place your logo and profile on the Congress website
  • Place your logo on the Congress brochure
  • Place your logo on promotional content where applicable
  • Distribute your media/marketing at the Congress
  • Promote through social media channels

To discuss this further please contact jesse.hopkins@cefpro.com or call +1 888 677 7007.

5th Annual Operational Risk Management | Webinar

Risk oversight – Meeting regulatory requirements and managing third party risk

This webinar took place on September 14, 11:30am (EST)

Key topics addressed include:

Achieving third party risk compliance

GDPR | Board level oversight and sign-off | Focus on 4th parties

Effective management of cyber security and third party risk

On-boarding and due diligence | Technology and operational risks

Hear from…

Nicolette Martin

Nicolette Martin
Head of Compliance, Operations & Technology
Citi

 

S Liconte (headshot)

Sabeena Liconte
Chief Legal Officer & Chief Compliance Officer
Bank of China (BOC) International (USA) Holdings Inc.

Alex Beigelman

Alex Beigelman
Former Head of Technology & Cyber Security Risk
JP Morgan

Richard Pike Governor copy

Richard Pike
CEO
Governor

5th Annual Operational Risk Management | Register

 
Pre-Agenda Rate
5th Annual Operational Risk Management
October TBC, 2019, New York
$999

Group Bookings:

Group rates are available for 3 or more attendees from the same organisation, when registering at the same time. The current rate allows every third colleague to come along for half price, or a fifth colleague to attend for FREE.


Other ways to register

1. Save Time – Register by Email

Simply email us with your e-signature – and we will do the rest for you!

2. Contact Us Directly

3. Download the PDF Registration Form

CPE

Interested in Operational Risk Management but not ready to register? Click here to keep updated

2019 Co-Sponsor:

Can your organization contribute at our Operational Risk Management Congress?

Please contact the Center for Financial Professionals today to discuss how we can deliver your thought-leadership at the event, help you generate leads, and provide you with unique networking and branding opportunities. Please contact sales@cefpro.com or call us on +1 888 677 7007 where a member of the team will be happy to tailor the right package for you.

Connect With Us | #OpRiskUSA

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