Operational Risk Management USA 2019

Advancing management of operational risks and leveraging technology to increase value proposition

5th Annual

Operational Risk Management USA

October 2-3, 2019 | New York City

Leveraging innovation and transforming operational risk frameworks 
KEYNOTE & PLENARY SESSIONS:

CULTURE AND CONDUCT
Integrating conduct requirements and maturing risk culture of a firm

GEOPOLITICAL RISK
Operational risks associated with predicting unknowns

CONVERGENCE
Integration of compliance, operational risk and enterprise risk teams

REGULATION
Insight from the regulators to understand expectations

STREAM ONE: OPERATIONAL RISK FRAMEWORKS

RISK APPETITE
Monitoring and measuring risk appetite as a value adding tool

LINES OF DEFENSE
Evolution of the 3 LoD model and evolving responsibilities

PROCESS MAPPING
Incorporating and developing robust process mapping

STRESS TESTING
Quantification of operational risk within stress testing scenarios

RESILIENCE
Integrating and driving a robust resilience program

STREAM TWO:THE FUTURE OF OPERATIONAL RISK

TECHNOLOGY
Bringing technology and use of AI and machine learning to operational risk

RISK INTELLIGENCE
Building capabilities to predict and mitigate risk

DATA AND PRIVACY
Deriving value from risk data and impact of privacy regulations

FRAUD
Aligning fraud and operational risk to identify and manage threats

VENDOR & THIRD PARTY RISK
End to end management across supply chain and effective controls

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Ryan Williams
Director, Operational Risk Programs
TIAA

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Etsuko Jennings
Managing Director, Operational Risk
Morgan Stanley Investment Management

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Rajeev Dave
Director Compliance
Barclays

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Kathryn Toth
Director, Operational Risk Management
BMO Harris Bank

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Sunil Subramanian
Executive Director, Head of Operational Risk Quantification
JP Morgan Chase

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Sabeena Liconte
Head of Legal & CCO
Bank of China International

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Aengus Halinan
MD, Group Head of Operational Risk
Credit Suisse

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Michael Anastasio
Head of Enterprise and Operational Risk
Charles Schwab Investment Management

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Amit Valecha
Executive Director, Operational Risk Management, New York
UBS

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Brian LoBalbo
Senior Director, Operational Risk Management
Capital One

22nd October 2019

Improving third party risk management programs to optimize operations

27th September 2019

CeFPro Webinar – Business Value: Risk culture, lines of defense and emerging risks

12th September 2019

Making fairness an intrinsic part of AI for financial services

By Sray Agarwal, Specialist – Data Science & AI, Publicis Sapient
12th September 2019

Bringing technology to traditional components of risk management

By Raj Dave, Director Compliance, Barclays
29th August 2019
Top 3 Investment Priorities

Top 3 investment priorities according to FinTech Leaders 2019 Report

9th August 2019

Integrating conduct requirements and maturing risk culture of a firm

By Benoît Saint-Jevin, Head of OPC & TAC Coordination, Global Markets Americas, BNP Paribas
9th August 2019

Linking risk appetites to decision making

By Jacob Rosengarten, Principal, Wolf/Rosengarten Group
7th August 2019

Benefits of a Traditional RCSA

By Thomas Tobin, Director, Operational Risk, Mizuho
2nd August 2019

Exploring the uses of AI and machine learning technology in operational risk

By Saqib Jamshed, Head of Model Risk Governance, The Options Clearing Corporation
1st August 2019

Increasing accountability in the first line and minimizing duplication of efforts for risk assessments

By Hugo Ramirez, SVP, Director of Corporate Assurance, BBVA
8th July 2019

Presentation: The increasing risk of vendor and third parties and ensuring effective controls across lifecycle

6th June 2019

TPRM insights from Dov Goldman, VP, Innovation and Alliances, Opus

22nd May 2019

Risk Webinar: A discussion on the key findings from CeFPro’s Global Conduct Risk Survey

21st May 2019

Survey Suggests Third-party Risk Practices Are Maturing

By Aravo
21st May 2019

Vendor risk: Due diligence, scaling, analysis, and ongoing oversight

By Marc Lotti, Partner, ACA Aponix and Jeff Rowley, Principal Consultant, ACA Aponix

2020 Co-Sponsor:

Strategic Risk Associates


Strategic Risk Associates (SRA) is national risk software and consulting firm, specializing in financial services industry. SRA delivers Executive and Board Risk Intelligence through its ERM Watchtower software, which is utilized by leading financial services organization. Product and Services include: Enterprise Risk Management; Board Risk Training, Merger and Acquisition Services; Bank Integration; Credit Risk Management including Loan Reviews, Stress Testing, Credit Training, and Process Improvements; Strategic Plans, Capital Plan, Capital Stress Testing and Risk Function Reengineering and Best Practices.

Media Partnerships

We are happy to support publications, associations and organisations at this event. From a simple company listing with your logo to taking advantage of some of our sponsor benefits listed above. To discuss a media partnership further please email amy.greene@cefpro.com or call +44 (0)20 7164 6582.

2019 Media Partner:

GLEIF – Global Legal Entity Identifier Foundation


Established by the Financial Stability Board in June 2014, the Global Legal Entity Identifier Foundation (GLEIF) is a not-for-profit organization created to support the implementation and use of the Legal Entity Identifier (LEI). GLEIF is headquartered in Basel, Switzerland. GLEIF services ensure the operational integrity of the Global LEI System. GLEIF also makes available the technical infrastructure to provide, via an open data license, access to the full global LEI repository free of charge to users. GLEIF is overseen by the LEI Regulatory Oversight Committee, which is made up of representatives of public authorities from across the globe.

VENUE

Crowne Plaza
Times Square
1605 Broadway
New York
NY 10019
USA

Accommodation:

TO BOOK

Please call

1-212-9774000

View hotel website here

Keynote Panel Discussion: Utilizing FinTech infrastructure to drive process automation.

Monitoring and mitigating insider risk and limiting insider fraud.

Why should you join us at Operational Risk Management USA 2019?

Reputational risk, risk culture and increasing overall efficiency.

Earn up to 15 CPE Credits for the two-day Course.

  • Prerequisites: Knowledge of financial risk management
  • Advanced Preparation: No advanced preparation is required
  • Program Level: Intermediate to advanced
  • Delivery Method: Group-live

The Center For Financial Professionals is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org

Please note these are subject to change as per the agenda and final credits will be available after the event.

Earn up to 15 CPE credits

Frequently Asked Questions

Can I present at the Operational Risk Management 2020 Congress?

Yes, the Center for Financial Professionals are happy to discuss speaking opportunities at Operational Risk Management USA Congress 2020. For further information on this please contact alice.kelly@cefpro.com or call us on +1 888 677 7007.

Are there any rules on the dress code?

Business attire is requested. The Congress is a formal opportunity to network with like-minded professionals and to gain knowledge from the industry’s finest risk management experts.

What is the cost and what is included in the registration fee?

We offer incentives for ‘early bird’ registrants of the Congress, as outlined on our pricing structure.

Registration includes breakfast, refreshment breaks, lunches, the cocktail reception at the end of the day, full access to the Congress sessions and exhibition area. Presentations from sessions are also available, subject to speaker approval.

Where can I find the Congress documentation and speaker presentations?

All registered attendees will receive an email with access to documentation and speaker presentations after the Congress*

*Please note that our speakers often have to gain permission from their relevant compliance departments to release their presentations. On rare occasions compliance may not allow presentations to be distributed.

Will breakfast, lunch and refreshment be provided?

Yes. As with all of our events the Center for Financial Professionals will be providing brilliant coffee, breakfast, lunch, refreshments, and smaller bites during the networking breaks.

This will be provided on both days of the Congress.

Will there be opportunities to network with other attendees?

There are ample opportunities for networking and interaction throughout the Congress, such as

  • Breakfast, lunch and refreshment breaks
  • Cocktail reception at the end of the day (Subject to confirmation)
I have several colleagues that would like to attend, is there a group discount?

Certainly! We are pleased to offer you a 50% discount on the third registration or provide a fifth registration for free.

If you would like to register more than five colleagues please contact us on +1 888 677 7007

Please note:

  • Registrations must be made at the same time
  • Registrations must come from the organization
  • The lowest registration will be discounted
Are there opportunities to share my thought-leadership at Operational Risk Management 2020?

Yes there are plenty of opportunities for the Center for Financial Professionals to share thought-leadership to the attendees of Operational Risk Management USA Congress 2020 and our wider risk professionals community.

At the event
We can distribute your material to the attendees, offer you an exhibition booth, and provide speaking opportunities so that you may enjoy a more prominent presence at the Congress. Visit the Sponsor tab for further information or contact sales@cefpro.com / +1 888 677 7007.

Risk Insights
Feature your content on our Risk Insights website and supporting Risk Insights monthly newsletter. For further information please download our media pack here.

Are media partnerships available for Operational Risk Management 2020?

Yes. As part of a media partnership we can offer a variety of options to increase the branding and awareness of your association, company, certificate, publication or media. We are flexible with what we can offer however we usually:

  • Provide a discounted rate to attend
  • Place your logo and profile on the Congress website
  • Place your logo on the Congress brochure
  • Place your logo on promotional content where applicable
  • Distribute your media/marketing at the Congress
  • Promote through social media channels

To discuss this further please contact amy.greene@cefpro.com or call +1 888 677 7007.

This survey is to assess the current state of software implementations for management of the following NFRs: Operational risk; Financial crime risk; Third-party risk; Technology risk; Conduct risk; and Model risk.

For each of the above NFRs, the survey aims to assess the following topics: Preference for in-house developed software vs. purchasing vendor provided software | Key criteria used by organizations to select the most appropriate vendor software | Most widely implemented vendor provided software | Typical implementation challenges and solutions adopted to address these |Most widely used consulting and service providers for designing frameworks and supporting implementation of the software | The key emerging business requirements.

Operational Risk Survey

All survey respondents will receive a complimentary full copy of the final report

Representing a financial institution
(E.g. Bank, Insurance company, Asset Manager, Regulator)

2020 Pre-Agenda Rate

$999

Representing an information/service provider
(E.g. Consultant, Vendor, Executive Search Firm, Law Firm)

2020 Pre-Agenda Rate

$1699

Group Bookings:

Group rates are available for 3 or more attendees from the same organisation, when registering at the same time. The current rate allows every third colleague to come along for half price or a fifth colleague to attend for free!

Other Ways to Register

1. Register by Email

Simply email us with your e-signature
we will do the rest for you!

We only need your:
– Full name
– Job title
– Company & address
– Contact number

james.marinos@cefpro.com

2. Contact Us Directly

+44 (0)20 7164 6582 (UK)
or
+1 888 677 7007 (US)

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Connect With Us
#OpRiskUSA

2020 Co-Sponsor:

Connect With Us | #OpRiskUSA

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