4th Annual Operational Risk Management USA 2018
October 4-5 2018, taking place at Crowne Plaza, 1605 Broadway, New York, NY 10019
EARN UP TO 15 CPE CREDITS
Key Highlights of 2017
KEYNOTE DISCUSSIONS
Conduct & Culture
Managing company culture and conduct and incentivizing behaviour aligned to this
Lines of Defense
Reviewing the lines of defence in ERM and operational risk to identify and mitigate
Regulatory Risk and Future Changes
Understanding regulatory risk and the impact of future changes and how institutions can look to prepare
ERM and Operational Risk
The blurred lines between ERM and operational risk and the importance of operational risk within ERM
OPERATIONAL RISK
Operational Risk Management
– Setting risk appetite for operational risk
– Reviewing the new scope of operational risk
– Increasing use of quantitative methods
Lines of Defense
– Oversight and responsibilities of lines of defense
– Verification and validation of risk and practices
Fraud and Cyber Security
– A review of Internal and external fraud weaknesses
– Understanding cyber security threat and mitigation practices
– The impact of reputational risk to institution
Regulation
– Developing RCSA techniques
– Scenario generation for operational risk
– Increasing the Interrelationship with compliance teams
ENTERPRISE RISK MANAGEMENT
Driving Business
– Using ERM to drive business effectiveness
– Implementing plans for business continuity
– Automating the process to increase efficiency
Stress Testing
– Model risk management and validation
– Utilizing stress testing for better risk identification
Technology
– Managing enterprise IT incidents
– Reviewing the future of ERM
– Technology changes impacting ERM
ERM Structure
– Aligning team to increase efficiency
– Governance structure under ERM
– Establishing a clear line of accountability from the top down
Find our Operational and Enterprise Risk thought-leadership articles here. These articles feed from our much larger Risk Insights section of our website which provides you with thought-leadership, white papers, articles and more across risk and regulation. Subscribe to Risk Insights’ Financial Risk Management Blog and get the latest articles straight to your inbox.
FEATURED RESOURCES
Operational & ERM as value added exercises
Hafsteinn Gislason, VP Operational Risk, CIT has released documentation on using operational & enterprise risk management as value added exercises beyond regulatory compliance.
Systemic operational risk
Linda Jaka, Head of Governance, Operational Risk Integration and ERM at Standard Bank addresses the causes of systemic risk and how they may be tackled.
Establishing an effective governance structure
Documentation on establishing an effective governance structure to better account for op risks by Gustavo Ortega, Director, Operational Risk Management at American International Group, Inc.
ARTICLES
2017 Co-Sponsors
ACL
Governor Software
We have a simple to use solution that enables financial services companies to enhance their oversight capabilities by 1) effectively communicating their internal and external obligations and 2) minimising the cost/time of collating and presenting proof of compliance.
Governor Software provides clients with the ability to deconstruct regulations, frameworks and policies into visual maps that clearly communicate the obligations that require oversight and then to be able to track the changes as they are made to the obligations. Secondly the solution provides the 1st line of defence with Key Indicators and assessment points, in order to record compliance and areas of concern, which may be interfaced to your internal systems. It enables business updates and comments to flow back to the 2nd line in a seamless manner. Finally, it presents the status of individual and overall compliance in the structure of the original regulation, framework or policy. All of this is completed in a structured and auditable process so that review and audit becomes less fraught. Unlike the current piecemeal approach, using spreadsheets, presentations and email, which makes creating a structured, comprehensive and auditable oversight process, either impossible or extremely inefficient.
For Senior Risk & Compliance Executives who want to minimise the cost and enhance the quality of oversight at their firm.
KPMG
Opus
Today, the world’s most respected, global corporations rely on Opus to free their business from the complexity and uncertainty of managing customer, vendor, and third-party risks.
By combining the most innovative SaaS platforms with unparalleled data solutions, Opus turns information into action so your business thrives.
RGP
URS
Exhibitor
ProcessUnity
Can your organisation contribute at our Operational and Enterprise Risk Management Congress?
Please contact the Center for Financial Professionals today to discuss how we can deliver your thought-leadership at the event, help you generate leads, and provide you with unique networking and branding opportunities. Please contact sales@cefpro.com or call us on +1 888 6777 7007 where a member of the team will be happy to tailor the right package for you.
2018 Media Partners:
Venue
Crowne Plaza
1605 Broadway
New York
NY 10019
USA
Preferential Rates:
Please book online here to receive a preferential rate of only $345++ per night.
Earn up to 15 CPE credits
See us in action…
Frequently Asked Questions
Yes, the Center for Financial Professionals are happy to discuss speaking opportunities at Operational & Enterprise Risk Management 2017. For further information on this please contact alice.kelly@cefpro.com or call us on +1 888 677 7007.
Business attire is requested. The Congress is a formal opportunity to network with like-minded professionals and to gain knowledge from the industry’s finest risk management experts.
We offer incentives for ‘early bird’ registrants of the Congress, as outlined on our pricing structure.
Registration includes breakfast, refreshment breaks, lunches, the cocktail reception at the end of the day, full access to the Congress sessions and exhibition area. Presentations from sessions are also available, subject to speaker approval.
All registered attendees will receive an email with access to documentation and speaker presentations after the Congress*
We will work with our presenters to include as many presentations as possible on our Risk Insights App during the Congress.
*Please note that our speakers often have to gain permission from their relevant compliance departments to release their presentations. On rare occasions compliance may not allow presentations to be distributed.
Yes. As with all of our events the Center for Financial Professionals will be providing brilliant coffee, breakfast, lunch, refreshments, and smaller bites during the networking breaks.
This will be provided on both days of the Congress.
There are ample opportunities for networking and interaction throughout the Congress, such as
- Breakfast, lunch and refreshment breaks
- Cocktail reception at the end of the day (Subject to confirmation)
- Q&A, panel discussions and audience participation technology available through the Risk Insights App
Certainly! We are pleased to offer you a 50% discount on the third registration or provide a fifth registration for free.
If you would like to register more than five colleagues please contact us on +44 (0) 20 7164 6582
Please note:
- Registrations must be made at the same time
- Registrations must come from the organisation
- The lowest registration will be discounted
Yes there are plenty of opportunities for the Center for Financial Professionals to share thought-leadership to the attendees of Operational & Enterprise Risk Management 2017 and our wider risk professionals community.
At the event
We can distribute your material to the attendees, offer you an exhibition booth, and provide speaking opportunities so that you may enjoy a more prominent presence at the Congress. Visit the Sponsor tab for further information or contact sales@cefpro.com / +1 888 677 7007.
Risk Insights
Feature your content on our Risk Insights website and supporting Risk Insights monthly newsletter. For further information please download our media pack here.
Yes. As part of a media partnership we can offer a variety of options to increase the branding and awareness of your association, company, certificate, publication or media. We are flexible with what we can offer however we usually:
- Provide a discounted rate to attend
- Place your logo and profile on the Congress website
- Place your logo on the Congress brochure
- Place your logo on promotional content where applicable
- Distribute your media/marketing at the Congress
- Promote through social media channels
To discuss this further please contact olympia.nolan@cefpro.com or call +44 (0) 20 7164 6582.
Register now
Pre-Agenda Rate: $999
Group Bookings:
Group rates are available for 3 or more attendees from the same organisation, when registering at the same time. The current rate allows every third colleague to come along for half price, or a fifth colleague to attend for FREE.
Other ways to register
1. Save Time – Register by Email
Simply email us with your e-signature – and we will do the rest for you!
2. Contact Us Directly
- New York City, USA
3. Download the PDF Registration Form
Interested in Operational and Enterprise Risk Management but not ready to register? Click here to keep updated
2017 Co-Sponsors
2017 Exhibitor
Connect With Us | #OPERM17
