Advancing management of operational risks and leveraging technology to increase value proposition
6th Annual
Operational Risk Management USA
October 6-7, 2020 | New York City
Leveraging innovation and transforming operational risk frameworks
KEYNOTE & PLENARY SESSIONS:
CULTURE AND CONDUCT
Integrating conduct requirements and maturing risk culture of a firm
GEOPOLITICAL RISK
Operational risks associated with predicting unknowns
CONVERGENCE
Integration of compliance, operational risk and enterprise risk teams
REGULATION
Insight from the regulators to understand expectations
STREAM ONE: OPERATIONAL RISK FRAMEWORKS
RISK APPETITE
Monitoring and measuring risk appetite as a value adding tool
LINES OF DEFENSE
Evolution of the 3 LoD model and evolving responsibilities
PROCESS MAPPING
Incorporating and developing robust process mapping
STRESS TESTING
Quantification of operational risk within stress testing scenarios
RESILIENCE
Integrating and driving a robust resilience program
STREAM TWO:THE FUTURE OF OPERATIONAL RISK
TECHNOLOGY
Bringing technology and use of AI and machine learning to operational risk
RISK INTELLIGENCE
Building capabilities to predict and mitigate risk
DATA AND PRIVACY
Deriving value from risk data and impact of privacy regulations
FRAUD
Aligning fraud and operational risk to identify and manage threats
VENDOR & THIRD PARTY RISK
End to end management across supply chain and effective controls
Ryan Williams
Director, Operational Risk Programs
TIAA
Etsuko Jennings
Managing Director, Operational Risk
Morgan Stanley Investment Management
Rajeev Dave
Director Compliance
Barclays
Kathryn Toth
Director, Operational Risk Management
BMO Harris Bank
Sunil Subramanian
Executive Director, Head of Operational Risk Quantification
JP Morgan Chase
Sabeena Liconte
Head of Legal & CCO
Bank of China International
Aengus Halinan
MD, Group Head of Operational Risk
Credit Suisse
Michael Anastasio
Head of Enterprise and Operational Risk
Charles Schwab Investment Management
Amit Valecha
Executive Director, Operational Risk Management, New York
UBS
Brian LoBalbo
Senior Director, Operational Risk Management
Capital One
2020 Co-Sponsor:
Strategic Risk Associates
2020 Associate Sponsor:
Phyton
Our services are conceived to address industry-specific business and data challenges with the right blend of tactical and strategic execution. With our deep industry and subject matter expertise, we partner with and empower highly regulated and data intensive organizations to focus on their core businesses.
Phyton Talent Advisors, provides top-tier talent for the world’s most competitive industries. We strive to present the perfect candidate who will not only fulfill and exceed the job’s requirements, but also seamlessly fit into our company’s culture and organization. Working on behalf of both the professional and the employer, we invest time into each candidate to fully understand the scope of their career goals and professional interests. We would never advocate for someone we wouldn’t want to work with ourselves.
MEDIA PARTNER
ORX
ORX’s services include a range of solutions focused on effective management and measurement of operational and non-financial risk. As well as enabling the secure and anonymous exchange of loss data between financial organisations, their services also include ORX News, a platform that collates publicly-reported loss events from around the globe, an extensive research programme, and many global networking events.
ORX not only supports individual organisations to assess their vulnerability to losses, but also to shape industry-wide development of best practice. ORX is owned and managed by over 100 financial firms from all over the world. As a not-for-profit organisation, ORX invests all income back into providing high-quality benefits for operational and non-financial risk professionals. This ultimately helps develop the discipline.
VENUE
Crowne Plaza
Times Square
1605 Broadway
New York
NY 10019
USA
Accommodation:
TO BOOK
Keynote Panel Discussion: Utilizing FinTech infrastructure to drive process automation.
Monitoring and mitigating insider risk and limiting insider fraud.
Why should you join us at Operational Risk Management USA 2019?
Reputational risk, risk culture and increasing overall efficiency.
Earn up to 15 CPE Credits for the two-day Course.
- Prerequisites: Knowledge of financial risk management
- Advanced Preparation: No advanced preparation is required
- Program Level: Intermediate to advanced
- Delivery Method: Group-live
The Center For Financial Professionals is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org
Please note these are subject to change as per the agenda and final credits will be available after the event.
Earn up to 15 CPE credits
Frequently Asked Questions
Yes, the Center for Financial Professionals are happy to discuss speaking opportunities at Operational Risk Management USA Congress 2020. For further information on this please contact alice.kelly@cefpro.com or call us on +1 888 677 7007.
Business attire is requested. The Congress is a formal opportunity to network with like-minded professionals and to gain knowledge from the industry’s finest risk management experts.
We offer incentives for ‘early bird’ registrants of the Congress, as outlined on our pricing structure.
Registration includes breakfast, refreshment breaks, lunches, the cocktail reception at the end of the day, full access to the Congress sessions and exhibition area. Presentations from sessions are also available, subject to speaker approval.
All registered attendees will receive an email with access to documentation and speaker presentations after the Congress*
*Please note that our speakers often have to gain permission from their relevant compliance departments to release their presentations. On rare occasions compliance may not allow presentations to be distributed.
Yes. As with all of our events the Center for Financial Professionals will be providing brilliant coffee, breakfast, lunch, refreshments, and smaller bites during the networking breaks.
This will be provided on both days of the Congress.
There are ample opportunities for networking and interaction throughout the Congress, such as
- Breakfast, lunch and refreshment breaks
- Cocktail reception at the end of the day (Subject to confirmation)
Certainly! We are pleased to offer you a 50% discount on the third registration or provide a fifth registration for free.
If you would like to register more than five colleagues please contact us on +1 888 677 7007
Please note:
- Registrations must be made at the same time
- Registrations must come from the organization
- The lowest registration will be discounted
Yes there are plenty of opportunities for the Center for Financial Professionals to share thought-leadership to the attendees of Operational Risk Management USA Congress 2020 and our wider risk professionals community.
At the event
We can distribute your material to the attendees, offer you an exhibition booth, and provide speaking opportunities so that you may enjoy a more prominent presence at the Congress. Visit the Sponsor tab for further information or contact sales@cefpro.com / +1 888 677 7007.
Risk Insights
Feature your content on our Risk Insights website and supporting Risk Insights monthly newsletter. For further information please download our media pack here.
Yes. As part of a media partnership we can offer a variety of options to increase the branding and awareness of your association, company, certificate, publication or media. We are flexible with what we can offer however we usually:
- Provide a discounted rate to attend
- Place your logo and profile on the Congress website
- Place your logo on the Congress brochure
- Place your logo on promotional content where applicable
- Distribute your media/marketing at the Congress
- Promote through social media channels
To discuss this further please contact amy.greene@cefpro.com or call +1 888 677 7007.
This survey is to assess the current state of software implementations for management of the following NFRs: Operational risk; Financial crime risk; Third-party risk; Technology risk; Conduct risk; and Model risk.
Operational Risk Survey
All survey respondents will receive a complimentary full copy of the final report
Representing a financial institution or government body
(E.g. Bank, Insurance company, Asset Manager, Regulator)
2020 Pre-Agenda Rate
$999
Representing an information/service provider
(E.g. Consultant, Vendor, Executive Search Firm, Law Firm)
2020 Pre-Agenda Rate
$1699
Group Bookings:
Group rates are available for 3 or more attendees from the same organisation, when registering at the same time. The current rate allows every third colleague to come along for half price or a fifth colleague to attend for free!
Other Ways to Register
1. Register by Email
Simply email us with your e-signature
we will do the rest for you!
We only need your:
– Full name
– Job title
– Company & address
– Contact number
2. Contact Us Directly
+44 (0)20 7164 6582 (UK)
or
+1 888 677 7007 (US)
Connect With Us
#OpRiskUSA
Connect With Us | #OpRiskUSA
