Operational Risk Management USA

David R. Box is Fannie Mae’s Vice President – Single-Family Operational Risk. Box is responsible for delivering value-added services and risk management/governance solutions across the Single-Family Mortgage Business in the areas of operational risk management, business continuity and disaster management, operational compliance/governance, regulatory management, and project management. Additionally, Box serves on the Frisco, Texas Planning and Zoning Commission. David has a Bachelor of Business Administration in finance from the Neeley School of Business at Texas Christian University (TCU) and a Master of Business Administration from the C.T. Bauer College of Business at the University of Houston.

Rodney Campbell is a recognized industry leader in Third-Party Risk Management (TPRM), Enterprise Risk Management (ERM), Relationship Management & Contract Management. Rodney is a business champion, dedicated to empowering organizations and business leaders with industry insights and best practices to establish both regulatory compliance and organizational success. Experienced in developing global programs, organizational frameworks, and business processes that spans Asia-Pacific, Latin America, United Kingdom and North America regions, Rodney creates a high-impact, collaborative environment that eliminates silos and cross borders.

Additionally, Rodney serves on Seton Hall University Customer Experience Program Advisory Council and The Board of Directors for HANDS Housing and Neighborhood Development.

Rick is a Senior Bank Examiner at the Federal Reserve Bank of New York in Operational Risk Supervision, a member of the LISCC (Large Institution Supervisory Coordinating Committee) group. He received a B.A. (Economics) and M.A. (Organizational Behavior) from Yale University. Rick was a member of J.P. Morgan’s original operational risk development team in the late 1990s, specializing in loss event data group. He was involved in early industry initiatives to define standard taxonomy for operational risk, and later consulted on risk framework development. Today, Rick supervises operational risk and governance practices at complex financial institutions.

Experienced operational leader within Financial Services, with a history of success in large scale program development and process optimization. Jason takes pride in being a leader of high performing teams and organizations and getting things done.

Aron has 26 years industry experience with various roles in analytics, IT infrastructure, software development, financial compliance, project management, and business analysis. Aron has held leadership positions at big four consulting firms where he assisted financial institutions to leverage data analytics to solve Risk and Compliance related issues.  He is recognized as a Compliance and Technology expert with strong Data Analytics acumen and has been a primary delivery leader for Audit, Compliance and Risk programs.

Aron holds degrees in BS/IT and MBA from the University of Phoenix as well as being a certified Project Management Professional since 2008.  Prior to working in the industry, he served in the U.S. Navy as a Nuclear Reactor Operator on the Naval Nuclear Aircraft Carrier CVN-71 Theodore Roosevelt.

Hafsteinn (Haffi) is an Operational Risk professional that started his career in risk in the turmoil surrounding the fallen banks in Iceland in 2008. He then moved to New York in 2013 continuing his profession at CIT in Operational Risk.

A self-described romantic when it comes to Operational Risk and its potential in the world of finance and a firm believer that Operational Risk can be instrumental in bridging qualitative risk functions to improve overall risk management. He has decade of experience in both implementing and managing Operational Risk framework elements and capital calculations. In recent years he has had the opportunity to play a key role in convergence that broadens the scope of the Operational Risk Framework to other Enterprise Risk areas.

He has obtained a Bachelor degree in Industrial Engineering from Reykjavik University and a Master’s degree in International Economics and Finance from the Newcastle University Business School in England. Certified GARP FRM and is a licensed securities broker in Iceland.

Mr. Glotz is the Chief Executive Officer, Founding Partner of Strategic Risk Associates (SRA) and is the firms’ practice leader for risk management, governance, capital management and internal audit activities. He has led numerous risk management and capital planning engagement efforts for national, regional and community organizations. Mr. Glotz served as Senior Vice President and Strategic Financial Officer for Crestar Bank and later SunTrust Bank through acquisition. During his tenure with SunTrust Bank, he held various senior financial positions including Strategic Financial Officer and head of Strategic Cost Management (EMC2 Play.) Immediately before SRA’s founding, Mr. Glotz was a Managing Vice President with Capital One Financial Corporation. Mr. Glotz held a number of senior positions with Capital One including Managing Vice President of Corporate Audit and Credit Review Services for Capital One Bank ($80 Billion in Assets at the time), which included the oversight and development of over 100 audit and risk professionals. Mr. Glotz also supported the implementation of Enterprise Risk Management and lead independent assessments of bank acquisition and integration activities for large-scale mergers. Mr. Glotz is Risk-Reward Co-Chair of the American Association of Bank Directors and is a faculty member of the Institute of Bank Director Education. Mr. Glotz was a Faculty Professor of the Virginia Bankers School at the University of Virginia where he taught Risk Governance and ERM. He has delivered Bank Director training for many State Banking Association, and individually for a number of Boards. Mr. Glotz received a BBA Degree in Business with the University of Wisconsin, an MBA with the University of Richmond and completed the Executive Development Program at Wharton, University of Pennsylvania. He is a Certified Risk Professional.

Chris Harner, Managing Director, leads Sia Partners US Cybersecurity practice based in New York. He has ~25 years of risk management experience as a practitioner in banking and insurance in Europe, Russia and the United States as well as a consultant serving the largest financial institutions. His risk management experience covers financial and non-financial risks, including ERM, ORM, TPRM, Cyber and Operational Resilience. He holds the FRM certified by GARP and CISSP issued by (ISC)².

Stuart is a Policy Analyst with the OCC’s Bank Supervision Policy division, specializing in governance and operational risk policy. He is also a Bank Information Technology examiner, specializing in cybersecurity and information technology risk / information security. He supports international efforts as the OCC’s interim representative to the Basel Committee on Banking Supervision (BCBS) Operational Resilience Group. Stuart joined the OCC as an industry hire in June of 2013. Prior to joining the OCC, Stuart held IT risk management related positions at Citigroup, Cisco, and GE. His career also includes management consulting experience at Deloitte. He has substantial experience in regulatory examinations, technology audits, IT certification efforts, and cross-border initiatives from both the regulatory and business perspectives. Stuart completed his BA and MBA at NYU and holds several industry-recognized credentials, including the CISA, CISSP, and CRISC.

Sri leads the Vendor Risk Management Program for North America at Commerzbank where she is responsible for establishing and overseeing an appropriate and effective vendor risk management in the region. Her previous experiences include managing global change management efforts for Citigroup’s Third Party Management Program and leading various business intelligence & analytics solution efforts.

Sabeena Ahmed Liconte serves as Deputy Chief Operating Officer and Chief Legal Officer to the investment banking division of Bank of China International – BOC International (USA) Holdings Inc. (“BOCI US Holdings”) and its two subsidiaries, BOCI Commodities & Futures (USA) LLC, a registered futures commission merchant and CME Group Inc. clearing member, and BOC International (USA) Inc., a registered broker-dealer and member of FINRA (collectively, “BOCI”).

Prior to joining BOCI, Sabeena’s previous professional experience included Futures & Derivatives Counsel to E*TRADE Financial Corp., including E*TRADE Clearing Corp. and E*TRADE Securities Corp.; the Office of General Counsel at Merrill Lynch Pierce Fenner & Smith Incorporated, the Division of Enforcement at the Financial Industry Regulatory Authority, the Bank of New York Mellon’s Legal Division and the Securities Fraud Prosecution division of the Attorney General’s Office for the State of New Jersey.

Sabeena is a licensed attorney with a Juris Doctor from the St. John’s University School of Law. She also completed a visiting year at Fordham University School of Law. In addition to her law degree, she holds a Master of Arts in International Relations from Columbia University and, paying homage to her Canadian roots, a Bachelor of Arts in Criminology and Political Science from the University of Toronto.

She also serves as a board member and Secretary to Bank of China International’s US holding company, BOCI US Holdings; board member of the Center for Financial Professionals FinTech Advisory Group; Diversity Chair of the American Bar Association’s Business Law Committee – Futures and Derivatives Law Subcommittee, and committee member of the New York City Bar Association’s Foreign and Comparative Law Committee and Derivatives and Futures Committee.

Jonathan Lindhe is Head of Pre Sales, NA at Camms – Jonathan is a lead consultant, bridging the gap between technology and an organisation’s management and execution of their Governance, Risk and Complaince strategy to deliver operational efficiency.

Involved in technology for the past 9 years, 6 of those with Camms Group, Jonathan advises companies on solution implementations, specialising in enterprise and operational risk; compliance, policy and standards management; audit management; and business strategy planning and execution.

With an established track record in relationship management, strategy execution and delivery, Jon is passionate about turning company strategy into reality to drive organisational improvements.