12th ANNUAL RISK EMEA 2023
13-14 June, 2023 | London

GEOPOLITICAL RISK
Managing the operational challenges influenced by global geopolitical uncertainty
FUTURE PROOFING
Overcoming challenges from transformation and digitalization programs needed to future proof businesses
ENTERPRISE RISK MANAGEMNT
Leveraging technology to better manage enterprise risk management frameworks
ECONOMIC RISK
Effectively managing economic risks to understand long term impacts of global crisis

Market Volatility | Interest Rate Risk | Inflation | Central Bank Changes | Macro Economic Risk | Liquidity | Basel 4 | Credit Risk
Third Party Risk | Supply Chain Risk | ESG | Climate Risk | Cyber Security | Financial Crime | Resilience | People Risk | Risk Culture
Digital Transformation | Data | Digital Assets | Systemic Design | Artificial Intelligence & Machine Learning | Model Risk | Model Volatility


Thomas Wallace
Chief Risk Officer – Revolut UK
Revolut

Michael Sparks
Chief Risk and Compliance Officer, Issuer Services
BNY Mellon

Sophie Dupre-Echeverria
Chief Risk and Compliance Officer
GIB Asset Management

Hanna Sarraf
Chief Risk Officer
Starling International

Farooq Gulzar
UK Chief Risk Officer
UBS AM

Jeff Simmons
Chief Risk Officer
MUFG Securities (Europe) N.V

Cecilia Gejke
Chief Risk Officer
Private Banking Institution

Imtiaz Hussain
Managing Director and Deputy Chief Auditor
BNY Mellon

Emma Hagan
Chief Risk and Compliance Officer
ClearBank®

Ben Davis
Global Head of Resilience Risk, Managing Director
Barclays






8:00 Registration and breakfast | 8:50 Chair’s opening remarks
GEOPOLITICAL RISK – PANEL DISCUSSION
Session details
- Driving supplier diversification
- Reviewing escalations outside of Europe
- Interconnectedness of global economies
- Ripple effect of direct and indirect exposures
- Preparation for known unknowns
- Controls and capabilities to manage risk
- Managing supply chain disruptions
- Reviewing energy crisis impact on economy
- Long term implications on business model
Michael Sparks, Chief Risk and Compliance Officer, Issuer Services, BNY Mellon
Cecilia Gejke, Chief Risk Officer, Private Banking Institution
FUTURE PROOFING
Session details
- Aligning compliance programs with transformation
- Improving existing programs
- Reviewing organizational structure and governance
- Business model viability as expectations evolve
- Challenges for traditional banks in a digital environment
- Business model viability and sustainability
.
10:20 Morning refreshment break and networking
MARKET VOLATILITY
Session details
- Volatility in energy commodities
- Reviewing reliability of margin models in light of volatility
- Preparing for future economic environment
- Managing pressure on highly leveraged businesses
- Managing short term volatility
- Managing credit losses as a result of volatility
- Supporting customers through difficult financial periods
Sreekar Periketi, Executive Director, Morgan Stanley
THIRD PARTY RISK
Session details
- Risks outsourcing technology and data
- Managing client and bank data exposure
- Ensuring security of third party platforms
- Demonstrating oversight policies and procedures internally
- Regulatory view on internal outsourcing
- Incorporating ESG into framework without overburdening questionnaires
Maya Goethals, Director, Compliance and Risk Management, Bank of America Merill Lynch
DATA
Session details
- Reviewing the evolution of data architecture patterns, working towards a regulated data centric hybrid model
- Assessing advanced data product’s
- combination between data, platform and expertise
- Using ESG criteria as a good example of a data challenge
Philippe Coué, Head of CACIB Data Office, Credit Agricole CIB
Romaric Rollet, Head of Innovation and Digital Transformation, Chief Data Officer, Credit Agricole
CENTRAL BANK CHANGES
Session details
- Managing change from central banks
- Impact of interest rate changes
- Managing phase out of stimulation measures
- Managing P&L changes
- Operational costs of rising interest rates
- Remortgaging and refinancing with volatile interest rates
SUPPLY CHAIN RISK
Session details
- Ripple effects of supply chain disruptions
- Long term impact of Ukraine/Russia conflict
- ESG considerations
- Modern slavery considerations within supply chains
LEGACY INFRASTRUCTURE
Session details
- Fragmentation of products and systems
- Data management challenges
- Aligning data across systems
- Leveraging cloud to align data for holistic insights
- Role of Fintech’s in legacy infrastructure
- Strategies to build legacy infrastructure
INFLATION – PANEL DISCUSSION
Session details
- Managing recessionary environment
- Impact on government bonds linked to inflation
- Hedging inflation exposure moving forward
- Reviewing impact to business and investment activity
Valeriu Bajenaru, Global Head of Enterprise Risk Management, Credit Suisse
Jacek Rzeznik, Vice Director, mBank
Borislav Vladimirov, Managing Director, Goldman Sachs (tbc)
ESG – PANEL DISCUSSION
Session details
- Managing mismatch in external data sources
- Modelling challenges with limited historical data
- Reviewing SFDR requirements
- Reviewing disparities across global benchmarks
- Embedding ESG into existing control frameworks
- Managing risks with limited regulation and data
- Reviewing reporting requirements
- Measuring and integrating ESG risk
- Capturing good data on climate and emissions
Jeff Simmons, Chief Risk Officer, MUFG Securities (Europe) N.V.
Sophie Dupre-Echeverria, Chief Risk and Compliance Officer, GIB Asset Management
Imtiaz Hussain, Managing Director and Deputy Chief Auditor, BNY Mellon
DIGITAL TRANSFORMATION – PANEL DISCUSSION
Session details
- Preparing end users for digital change
- Handling and utilizing data
- Improving data capabilities to drive digitalization
- Managing increased demand for customization
- Balancing multiple objectives
- Strengthening cyber practices to advance transformation
Carlos Martin, Executive Director – CIB Markets Operational Risk Management, JPMorgan Chase & Co.
Vivek Jain, Head of Audit – Insurance, Pensions & Investments, Lloyds Banking Group
.
12:45 Lunch break and networking
INTEREST RATE RISK
Session details
- Hedging risk in a high interest rate environment
- Capturing margin in a high-rate environment
- Forecasting and positioning for future changes
- Generating deposits and retaining attractiveness of loans
- Modeling interest rate changes
ESG
Session details
- Investments in communities
- Inclusion of ESG considerations within third party risk
- Navigating social challenges across borders
- Aligning E, S & G for a holistic score
- Diversity, equity and inclusion disclosure requirements
- Reviewing FCA greenwashing consultation paperx
- Managing risks of perceived greenwashing
TECHNOLOGY
Session details
- Strategic migration to new technology platforms
- Enhancing speed and scalability
- Leveraging quantum computing as a risk management tool
- Computation challenges and capabilities
- Developing automation models
- Optimizing validation end to end
BALANCE SHEET MANAGEMENT
Session details
- Managing constraints to liquidity, capital and interest rate risk
- Managing interconnected nature of treasury risks
- Balancing economic conditions to minimize capital impact
- Stress testing economic conditions
- Managing changing customer behaviors
- Pricing deposits to remain effective
- Setting up balance sheets to withstand market volatility
CLIMATE RISK
Session details
- Managing physical transition risks
- Inclusion of nature and biodiversity within EU taxonomy
- Building out data capabilities
- Building nature and biodiversity into climate analysis
- Reviewing EU taxonomy disclosure requirements
- Establishing effective data sources to monitor exposure
- Using data tools to drive decision making
- Developing internal methodologies to capture climate risk data
- Stress testing biodiversity
SYTEMIC DESIGN
Session details
- How does technology impact behaviour and stability of the global market system?
- How do constraints for systemic stability evolve, for firms and regulators?
- What conceptual systemic design can deliver sustainable systemic stability?
- What migration paths from here to there – what are the initial steps?
- Where will it be better to cooperate that to compete?
Francis Gross, Senior Adviser, European Central Bank
MACRO ECONOMIC RISK – PANEL DISCUSSION
Session details
- Reviewing how macroeconomic factors impact risk
- Cross industry impact of inflation
- Impact on growth and business objectives
- Ripple effect of high inflation
- Scrutinizing macro factors to maintain business viability
- Impact of gilt market volatility on stress testing
John East, Head of Prudential Risk, SMBC
Jerome Henry, Principle Adviser, ECB
Joao Figueiredo, Head of Credit Risk Modelling, Metro Bank
BOARD REPORTING – PANEL DISCUSSION
Session details
- Identifying top risks within an organization
- Distinguishing between board reporting and assurance
- Developing clear reporting to establish risk status
- Setting a risk appetite framework for key risks
- Identifying risk indicators to aggregate results
- Responsibility of director vs non-director board members
- Contribution of board reporting to board effectiveness
- Best practice observed in board reporting
Uwe Klapproth, Head of Group Risk Management, Euroclear
Lorraine Solway, Director of Risk, Nest Corporation
Germar Knochlein, Head of Division, ECB
DIGITAL ASSETS – PANEL DISCUSSION
Session details
- Adapting existing policies to include digital assets/cryptocurrency
- Reviewing prudential frameworks for crypto assets
- Treatment of assets on books and capitalization strategies
- Building governance framework to manage crypto assets and currencies
- Treatment of crypto exposures from a capital perspective
- Reviewing the risk and compliance frameworks of digital assets
Farooq Gulzar, UK Chief Risk Officer, UBS AM
Basima Khuram, Director, International Lead, Digital Assets FCC Advisory, BNY Mellon
Marion Laboure, Director, Macro Strategist, Thematic Research, Deutsche Bank
.
3:40 Afternoon refreshment break and networking
CREDIT RISK
Session details
- Reviewing the impact of volatility on expected loss models
- Increased default and non-performing loan risk
- Impact of ESG on credit risk
- Impact of interest rates on credit risk assessment
- Updating and challenging models
- Long term impact of phase out of Covid-19 support measures
CYBER SECURITY
Session details
- Systemic potential of cyber risk
- Increased risk with complexity of technology and supply chains
- Impact of geopolitical tensions on threat landscape Managing state actor led threats
- developing proportionate balance of preventative and detective controls
- Combination of technical defenses and education
- Reviewing impact of ransomware on organizations
Nitesh Kumar, Managing Director, Global Head of Cyber, Payment Systems Risk and Strategic Projects, BNP Paribas
CBDC
Session details
- Reviewing Bank of England digital currency release
- Mechanics of how CBDC works
- Treatment to manage risk
- Inclusion of the digital Euro
Aleksi Grym, Head of Fintech, Bank of Finland
LIQUIDITY
Session details
- Impact of liquidity on non-banks
- Access to funding
- Managing liquidity in markets
- Impact of future quantitative tightening
- Impact of central bank stimulus drawback
- Staying on top of regulatory expectations
Haitian Li, Managing Director, Head of Liquidity and Funding Risk Control, UBS
CONSUMER DUTY
Session details
- Fair pricing around interest rates
- Introduction of consumer duty rules
- Balancing care for originators and distributors
- Scenario planning for future stress events
- Ensuring customers understanding messaging and communication
AI & MACHINE LEARNING
Session details
- Reviewing The Artificial Intelligence Act
- Model risk associated with the use of AI and machine learning
- Complexity of validation requirements
- Documentation and control requirements
- Regulatory approaches to AI and machine learning
- Automating manual tasks and processes
.
5:20 Chair’s closing remarks | 5:30 End of day 1 and networking drinks reception

8:00 Registration and breakfast | 8:50 Chair’s opening remarks
ECONOMIC RISK – PANEL DISCUSSION
Session details
- Managing regional and global crises
- Implications of a recession on financial institutions
- Deterioration in asset quality as a result of economic downturn
- Solvency of banks with impacts to revenue, costs and capital lines
- Managing inflationary environment
Jeff Simmons, Chief Risk Officer, MUFG Securities (Europe) N.V
Hanna Sarraf, Chief Risk Officer, Starling International
ENTERPRISE RISK MANAGEMENT
Session details
- Use of technology to improve connectivity of different risk silos
- Reviewing enterprise risks and re-allocating resources accordingly
- How different silo frameworks should be communicating with one another
- What does the future of technology hold for enterprise risk management
- Leveraging cross-border data
- Integrating different risk silos to manage risk more holistically
Thomas Wallace, Chief Risk Officer – Revolut UK, Revolut
.
10:20 Morning refreshment break and networking
BASEL 4
Session details
- Reviewing capital requirements
- Managing increased complexity for internal models
- Impact of FRTB to value at risk
- Managing complexity in requirements
- Moving to a sensitivity-based approach
- Identifying strengths and challenges across organizations
- Outcome of impact analysis
- Implementation strategies and impact on businesses
Neels Vosloo, Director, EMEA Capital Policy and Advocacy, Bank of America Merill Lynch
FINANCIAL CRIME
Session details
- Managing regulatory tension
- Managing inclusion of AI and automation technology
- Efficient and effective risk mitigation techniques
- Leveraging and automating third party data
- Proactively identifying risk
- Aligning financial crime control practices
- Reviewing financial crime control frameworks
Alia Cooper, Wholesale Head of CDD, HSBC
AI AND MODEL RISK
Session details
- Credit risk fairness and explainability
- Market risks role of noise and overfitting
- Use cases of internal successes
- Developing a challenger model
- Building a roadmap for validation
Peter Quell, Head of Portfolio Analytics, DZ Bank AG
FRTB – PANEL DISCUSSION
Session details
- Reviewing internal vs. standard model approaches
- Managing treasury trade flows post FRTB
- Externalization requirements for managing future risk
- Adaptation and readiness across the organization
- Progress towards internal model for CVA
- Cost of non-modelable risk factors
Katie Wolicki, Head of Financial and Model Risk Regulatory Policy and Engagement, HSBC
Nicolae Mera, Head of EMEA Market Risk Analytics,
Morgan Stanley
FRAUD – PANEL DISCUSSION
Session details
- Managing digital advances and changes in customer behavior
- Cross industry collaboration
- Challenges identifying money mules
- Evolution of fraud tactics post pandemic
- Leveraging data and insights across sectors
- Managing increased proliferation of scams
- Education strategies to protect potential victims
- Reviewing the responsibility of online scams
- Use case scenarios of fraud emerging across different business’
Zara Culican, Global Head Anti Bribery, Corruption and Fraud, UBS
Peter May, Group Head of Wholesale, Markets and Internal Fraud, HSBC
Allen Anthony, Head of Financial Crime & Compliance Management, Nest Corporation
MODEL RISK – PANEL DISCUSSION
Session details
- Developing broader model governance processes
- Developing an integrated model risk structure
- Governance of AI & machine learning outputs
- Opportunities to automate validation
- Integrating new techniques within risk modeling
- Bank of England assessment on model risk
- Identifying potential model failures
- Engaging model risk with the strategy of the bank
Yingbo Bai, MD, Head of Model Risk for Valuation Models and Methodologies, UBS
Gilles Artaud, Head of Group Model Risk Audit,
Credit Agricole Group
ESG
Session details
- Reviewing impact to counterparty and credit risks
- Identifying exposure to ESG related risks across channels
- Impact of climate related fiscal expenses on sovereign risk
- Integrating ESG into sovereign rating model
- Understanding performance implications of certain exposures
- Understanding environmental impact on bottom line
Dirk Effenberger, Head of Investment Risk, UBS Chief Investment Office, UBS AG
INTERNAL FRAUD
Session details
- Impact of economic conditions on propensity for internal fraud
- Internal pressures with staff attrition
- Managing structural business changes
- Monitoring financial health of teams
- Internal and external fraud risks with increased digitization
John Keogan, Head Fraud Risk, Internal Fraud Prevention, Standard Chartered Bank
AGENT BASED MODELING
Session details to be confirmed
Jodie Humphreys, Head of Innovation Solutions Group, Bank of America
.
12:45 Lunch break and networking
CLIMATE RISK
Session details
- Inclusion of climate risks within ECB stress test
- Building climate within credit models
- Quantifying potential financial impacts of nature and biodiversity
- Incorporating EU taxonomy within loans process
- Steering transition of balance sheet towards low carbon economy
- Data to measure and calculate capitalization for climate risk
- Reviewing future of regulation for managing climate risk and capital
Julius Herfel, Head of Audit, BNY Mellon
PEOPLE RISK
Session details
- Medium and long term repercussions of the great resignation
- Managing increased salary expectations
- Hiring and retention of talent
- Impact of remote and hybrid working on recruitment
- The influence that cost of living crisis will have on people risk
- Factoring diversity and inclusion into people risk
- Challenges of recruiting and retaining talent
MODEL INVENTORY
Session details
- Challenge of validating new models
- Reviewing inventory consolidation
- Leveraging technologies to streamline model inventory processes
- Assessing maturity of your model inventory
- Understanding how your model inventory can support different functions
- Steps from an inventory to a model risk management system
- Flexible reporting that meets your stakeholders’ needs
- Regulatory compliance
- Managing model risk in the aggregate
Konstantina Armata, Senior Modelling expert, former Group Head of Model Risk Management, Barclays
STRESS TESTING – PANEL DISCUSSION
Session details
- Aligning capital and liquidity stress testing
- Balancing regulatory and internal scenarios
- Inclusion of ESG within ICAP & IMAP
- Stress testing a recession
- Reviewing scenarios with a big impact on health of a portfolio
- Reversing models to identify risk aggregate
Chaoxin Zheng, EMEA Head of Scenario Analytics, Morgan Stanley
Michalis Ioannides, Director of Credit and Market Risk, Europe, Canada Life
Nigel Milbank, Climate Programme Senior Lead,
NatWest Group
RESILIENCE – PANEL DISCUSSION
Session details
- Technology recovery programs
- Reviewing progress towards 2025 deadline
- Investment in outdated IT infrastructure
- Building and reporting resilience concepts
- Coordinating efforts across departments for a holistic view
- Impact of work from home and hybrid working on resilience plans
- DORA: Practices to monitor third party risk
Ben Davis, Global Head of Resilience Risk, Managing Director, Barclays
Benjamin Brundell, Head of Operational and Technology Resilience Risk, Lloyds banking Group
Sean Titley, Director of Enterprise and Operational Risk,
Metro Bank
BLACK BOX MODELS – PANEL DISCUSSION
Session details
- Vendor compliance with model risk regulations
- Governance and oversight of vendor models
- Transparency of AI models
- Documentation for effective validation
- Visibility and transparency challenges
- Explainability of black box models
- Determining assurance and control processes
- Identifying use cases for black box models
Emma Hagan, Chief Risk and Compliance Officer, ClearBank®
Ying Poikonen, Head of Modelling Group for EMEA Region, Sumitomo Mitsui Banking Corporation
Stuart Burns, Senior IRB Expert, Barclays (tbc)
.
3:05 Afternoon refreshment break and networking
REVERSE STRESS TESTING
Session details
- Introduction to FQRST, frameworks and examples
- Practical challenges of implementation
- Assessing uncertainty vs randomness or Including qualitative information in the framework
- Application of reverse stress test in portfolio risk management, model risk management and regulatory surveillance
- Anticipating the future of reverse stress testing
- Generating ‘realist’ scenarios with machine learning software
- Identifying important variables or parameters using AAD
Assad Bouayoun, Director, Quantitative Research Department, Daiwa Capital Markets
RISK CULTURE
Session details
- Distinguishing the difference between risk culture and culture risk
- Identifying the key elements that factor into risk culture
- Reviewing the challenges of practical implementation
- Assessing the critical success factors of an effective risk culture
Nino Gordeladze, former Head of Enterprise Risk Management, Deputy CRO, Bank of Georgia
REGULATION
Session details
- Unintentional consequences of regulation
- Impact of climate change regulations on local economies
- Changes to unemployment as banks move away from industries
- Impact of sanctions regimes
Madison Gray, Director, Global Head of Regulatory Change Management, Compliance, BNY Mellon
RISK ANALYTICS
Session details
- Reviewing the process and use of a ‘Block and Pin’ approach
- Assessing weighted flex and impacts
- Managing the process in order for risk and business buy-in
- Leveraging machine learning to study patterns
- Best practice case study
Sunil Verma, Director, Head of EMEA FO Risk Appetite Quantitative Analytics, Citi
BEHAVIOURAL RISK
Session details
- Importance of creating the correct behaviour within an institution
- Understanding the relationship between behavioural and people risk
- Reviewing best practice to apply behavioural risk management
- Identifying behavioural risk
- Assessing what firms can do to mitigate behavioural risk
Mirea Raaijmakers, former Global Head, Behavioural Risk Management, ING
MODELING VOLATILITY
Session details
- Ensuring accuracy to make informed decisions
- Predicting future customer behavior
- Management overlays on models
- Challenges predicting based on historical data
- Quantifying risk with limited historical information
- Impact of Covid-19 and government stimulus on predictive modeling
Frederico Diniz, Head of Organic Lending Impairment,
Starling Bank
.
4:45 Chair’s closing remarks | 4:55 End of Risk EMEA 2023


Sophie Dupre-Echeverria
Chief Risk and Compliance Officer
GIB Asset Management

Farooq Gulzar
UK Chief Risk Officer
UBS AM

Cecilia Gejke
Chief Risk Officer
Private Banking Institution

Emma Hagan
Chief Risk and Compliance Officer
ClearBank®
Sophie is the Chief Risk and Compliance Officer of Gulf International Bank (UK) Limited. She is responsible for driving an effective risk culture throughout the company, designing the risk and compliance frameworks and overseeing risk management and regulatory compliance practices. Sophie joined GIB UK with extensive experience in the field, having previously served as Executive Director for Compliance and Operational Risk Control at UBS Asset Management. Before this, she was Global Head of Operational Risk at Barings, and non-Executive Director of the Baring-Coller Secondaries Fund. Sophie was also an Operational Risk Manager and the Group Head of Investment Risk Framework at Schroders.
Farooq has been with UBS since June 2020. He previously held various senior positions in Investment Risk at Fidelity International and Royal London Asset Management. He spent close to a decade in managing hedge fund Investment Risk at Tudor Investment Corporation and City Financial. He started his risk career in the Investment Banking space, at Royal Bank of Scotland, Lehman Brothers and finally Nomura before transitioning to the alternative’s arena.
Cecilia Gejke has a background in Material Physics and renewable energy sources prior to joining the world of Finance. Cecilia has held various leadership roles within Risk Management and capital & liquidity management at financial institutions both in London and Europe, gaining a broad experience across investment, retail and private banking products and cultures. Cecilia has a proven track record of designing and delivering efficient risk management frameworks to drive business performance.
Emma Hagan will be speaking at Risk EMEA 2023

Hanna Sarraf
Chief Risk Officer
Starling International

Jeff Simmons
Chief Risk Officer
MUFG Securities (Europe) N.V.

Michael Sparks
Chief Risk and Compliance Officer, Issuer Services
BNY Mellon

Thomas Wallace
Chief Risk Officer – Revolut UK
Revolut
Hanna Sarraf is a seasoned risk executive, with over twenty years’ experience in leading and implementing risk management frameworks that deliver effective results in the financial services industry. He is currently the Chief Risk Officer at Starling International and was previously the Group Chief Risk Officer at Bankmed, a regional corporate, retail and private banking organisation with operations across the EMEA region. Prior to joining Bankmed, Hanna was the Head of Risk Strategy at Bank of Ireland Group and previously held senior risk and regulatory management consulting roles at KPMG, Accenture and Ernst & Young in the UK and globally.
Hanna holds a Specialised Master’s degree in Financial Engineering from the École Supérieure des Sciences Économiques et Commerciales (ESSEC) and an MSc in Finance from Dauphine University in France. He has authored many articles on financial risk management and is a frequent speaker at leading UK and international conferences.
Jeff Simmons joined MUFG Bank in June 2014 as the Head of Enterprise Risk, tasked with creating the function. He has been involved intensively with the enhancement of the Risk Management framework in MUFG Bank (Europe). This has involved him in the formation of an Enterprise Risk function in Amsterdam tasked with delivering the full range of regulatory submissions. In April 2018 he transitioned to MUFG Securities to become involved in the Brexit project. In this capacity he is the CRO for MUFG Securities (Europe) N.V. the Dutch subsidiary of MUFG Securities (EMEA).
Prior to joining the bank he spent some 20 years specializing in best practice Risk Management including Market Risk, Credit Risk, Risk Model Validation and Regulatory Risk consulting. As well as have line management responsibilities in various institutions he has also gained extensive experience in implementing Risk Management frameworks from both a technical and operating model based perspective.
Michael Sparks is the Chief Risk and Compliance Officer responsible for risk management and compliance oversight of the Issuer Services businesses at BNY Mellon.
With over 20 years of experience in financial services, Michael has risk management and first line business experience covering global custody operations, on exchange and OTC clearing and settlement, debt and equity capital markets servicing, equity and FX trading, transaction banking and private client stockbroking.
Michael began his career at Abbey Stockbrokers (part of the Santander Group), going on to join BNY Mellon in 2000. In that time, Michael has held first line management roles in Pershing’s Retail Brokerage Middle Office and Risk Management roles aligned to Pershing, Securities Operations, Global Collateral Management, ABN Amro Mellon, Corporate Trust, Depositary Receipts and Treasury Services.
Thomas Wallace is CRO of Revolut UK, having led the Group Financial Risk function since 2021. He has nearly 20 years of experience in risk management within industry and consultancy.
Before joining Revolut, Tom was a partner in the risk function at McKinsey, where he helped build the Risk Dynamics team focusing on risk analytics and model governance as well as serving top-tier clients on sustainability and climate risk topics. Prior to this he provided quantitative advisory services to banks and insurance firms as part of the PwC actuarial practice.
Tom is a Fellow of the Institute and Faculty of Actuaries and holds an MA in Mathematics from the University of Cambridge.


Valeriu Bajenaru
Head of Enterprise Risk Management
Credit Suisse

Assad Bouayoun
Quantitative Research Department
Daiwa Capital Markets

John East
Head of Prudential Risk
SMBC

Dirk Effenberger
Head of Investment Risk, UBS Chief Investment Office
UBS AG
Valeriu Bajenaru will be speaking at Risk EMEA 2023
Assad Bouayoun will be speaking at Risk EMEA 2023
John has an academic background in economics and over 25 years of experience in financial markets. John spent ten years in financial markets as a futures trader before taking on a role at the UK regulator in the aftermath of the Global Financial Crisis, supervising a range of global investment banks. John then moved into risk advisory with PwC supporting a range of retail and wholesale banks on ICAAP, ILAAP, Recovery Planning and general regulatory engagement. John is currently Head of Prudential Risk at SMBC BI and oversees the Bank’s ICAAP, Recovery Plan and Sustainability Risk Management processes.
Dirk Effenberger is Head Investment Risk at UBS CIO. His team monitors key financial market risks and assesses their impact on asset classes. In addition, his team publishes the UBS Global Risk Radar – an investor’s guide to key investment risks. Dirk joined UBS in 2007. Previously, he was an economist at Deutsche Bank Research (Frankfurt and Toronto) and Swiss Re (Zurich). Dirk is a regular speaker at UBS client events and a guest lecturer to Coursera and University of St. Gallen. Dirk holds a master’s degree and a PhD in Economics from the University of Muenster (Germany) and studied at the University of California (USA).

Joao Figueiredo
Head of Credit Risk Modelling
Metro Bank

Jerome Henry
Principle Adviser
ECB

Julius Herfel
Head of Audit
BNY Mellon

Michalis Ioannides
Director of Credit and Market Risk, Europe
Canada Life
Joao Figueiredo will be speaking at Risk EMEA 2023
Jérôme Henry is Principal Adviser at the ECB, in the financial stability area. He led Quality Assurance for SSM stress tests and was a BIS fellow. Originally from the Banque de France, Mr Henry started at the ECB leading its modelling team and thereafter its projection exercise.
Mr Henry has a number of research publications, eg the ECB STAMP€ e-book. An ENSAE graduate, he holds an Economics PhD and a History BA from Paris Sorbonne.
Julius is Head of Audit at the Bank of New York Mellon (BNY Mellon) in London and in that role responsible for covering Risk Management, Treasury, Capital Adequacy and Finance in the EMEA region, and Client Asset Safety globally. Before joining BNY Mellon in 2015 he worked at PwC in Luxembourg as Risk and Regulatory Consultant, specialised in Prudential Risk/ Basel III. Julius has a Master in Economics and Political Sciences, and holds both the Financial Risk Manager (FRM) as well as the Sustainability and Climate Risk (SCR) Certificate.
Michalis Ioannides will be speaking at Risk EMEA 2023

Haitian Li
Managing Director, Head of Liquidity and Funding Risk Control
UBS

Nicolae Mera
Head of EMEA Market Risk Analytics
Morgan Stanley

Nigel Milbank
Climate Programme Senior Lead
NatWest Group

Sreekar Periketi
Executive Director
Morgan Stanley
Haitian works in UBS Treasury Risk Control. She is a Managing Director heading Liquidity and Funding Risk Control team globally. Haitian also had extensive experience in Market Risk covering products across Fixed Income, Secured Funding, and Equity Financing.
Nicolae is the EMEA Head of Market Risk Analytics at Morgan Stanley, leading model development for regulatory and risk management models for market risk. Prior to joining Morgan Stanley in 2018 Nicolae has led the Quantitative Risk & Capital Strategies team within the risk methodology team at Credit Suisse and has held positions in proprietary trading (systematic trading) and academia (computational fluid dynamics research). Nicolae holds a PhD in applied mathematics and has over 15 years’ experience in quantitative modelling as applied to market risk, systematic trading, applied mathematics and engineering.
Nigel Milbank is a Cambridge University graduate and Chartered Accountant having trained with Arthur Andersen and Deloitte. Nigel has held audit positions in Schroders and Credit Suisse as an Audit Director, following which he helped set up the Operational risk function and Product Control global assurance at Credit Suisse.
Nigel was Director of Enterprise and Operational Risk at Santander UK from 2006 to 2011 and joined RBS in 2012 to run the Group ICAAP function. He has held various stress testing delivery and improvement roles at RBS/ Natwest Group and since 2020 has been Programme Manager on the Climate Programme building climate stress capability and embedding climate financial risk management.
Sreekar Periketi will be speaking at Risk EMEA 2023

Jacek Rzeznik
Vice Director
mBank

Sunil Verma
Head of EMEA FO Risk Appetite Quantitative Analytics
Citi

Borislav Vladimirov
Managing Director
Goldman Sachs (TBC)

Neels Vosloo
Director, EMEA Capital Policy and Advocacy
Bank of America Merill Lynch
Jack Rzeznik will be speaking at Risk EMEA 2023
Sunil heads the market risk stress testing methodology at UBS. He is responsible for developing models used globally across UBS. He is closely engaged in various regulatory projects such as CCAR, EBA Stress Testing, IWST, FINMA Stress Testing etc. He runs a small team based out of London, Krakow and Mumbai.
Sunil is an engineer (undergrad) and MBA. During his career, prior to UBS, he has worked at banks such as ING, RBS, Lloyds and Northern Trust. He enjoys maths, machine learning, watching documentaries on diverse subjects and experimenting with cuisines for Sunday family meals.
Borislav Vladimirov will be speaking at Risk EMEA 2023
Neels Vosloo covers Regulatory Capital Policy and Advocacy for EMEA within Enterprise Capital Management at Bank of America. Before joining BofA, Neels headed up the Traded Risk Modelling team in Deloitte’s Risk Advisory practice in London; he has held risk modelling roles across market and counterparty risk, including as Senior Risk Specialist in the Traded Risk Department at the UK FSA and PRA. Neels holds degrees in Mathematics, Philosophy, and Actuarial Science from the University of Pretoria.

Katie Wolicki
Head of Financial and Model Risk Regulatory Policy and Engagement
HSBC

Chaoxin Zheng
EMEA Head of Scenario Analytics
Morgan Stanley
Katherine leads the Global Financial and Model Risk Regulatory Policy and Engagement team for Risk at HSBC. The team acts as the external regulatory interface for the Wholesale Credit, Traded Risk, Treasury Risk Management and Global Risk Analytics functions and includes the provision of guidance on regulatory risk matters, regulatory policy interpretation and industry engagement. She has been with HSBC for eight and a half years. Prior to this she was based in Brussels as a Public Affairs consultant specialising in financial services regulation. Katherine has an MA in International Economic Relations from American University and a Maîtrise in European and International Law from the University of La Reunion. She is a fluent French speaker.
Chaoxin Zheng will be speaking at Risk EMEA 2023


Allen Anthony
Head of Financial Crime & Compliance Management
Nest Corporation

Benjamin Brundell
Head of Operational and Technology Resilience Risk
Lloyds banking Group

Alia Cooper
Wholesale Head of CDD
HSBC

Zara Culican
Global Head Anti Bribery, Corruption and Fraud
UBS
Allen is the Head of Financial Crime and Compliance Management at Nest. His background is Audit with EY and then Engineering Consultancy including working on the London Olympics. He joined Nest when it was a start up to support the introduction of Automatic Enrolment legislation in the UK and worked in a variety of roles during its development. The Scheme currently stands as one of the biggest in the UK by membership with over 11 million members and circa £25 bn AUM.
Ben leads LBG’s oversight of operational resilience and technology resilience risks. Ben enjoys building functions that anticipate new risk challenges, develop innovative ways of optimising the treatment of risk, and help our business succeed. He has a passion for coaching, enhancing capability and bringing executives and regulators on the journey. As LBG embarks on it’s biggest transformation yet, Operational and Technology Resilience remains at the forefront of our mission to Help Britain Prosper.
Alia Cooper has worked for HSBC for 10 years in a variety of Financial Crime Risk focussed roles. She was heavily involved in the deployment of HSBC’s Global Standard FCR framework in the Europe region and has held roles in KYC Operations, Business and Compliance. In her current role Alia is focussed on the future of CDD, with an emphasis on efficient and effective compliance with the global regulatory environment in which HSBC operates.
Zara Culican will be speaking at Risk EMEA 2023

Ben Davis
Global Head of Resilience Risk, Managing Director
Barclays

Sophie Dupre-Echeverria
Chief Risk and Compliance Officer
GIB Asset Management

Maya Goethals
Director, Compliance and Risk Management
Bank of America Merill Lynch

Nino Gordeladze
former Head of Enterprise Risk Management, Deputy CRO
Bank of Georgia
Ben Davis currently leads the Global Operational Resilience function within Barclays Bank whilst also performing wider Operational Risk responsibilities as part of the Managing Director leadership team. Prior to his time in Barclays, Ben led the Operational Risk and Resilience division within Sainsburys Bank where he was accountable for all aspects of the Operational Risk Framework together with Control Assurance and Crisis & Incident Management. Ben has also held a number of senior roles both within, and outside of, Risk across the Financial and Professionals sector.
Sophie is the Chief Risk and Compliance Officer of Gulf International Bank (UK) Limited. She is responsible for driving an effective risk culture throughout the company, designing the risk and compliance frameworks and overseeing risk management and regulatory compliance practices. Sophie joined GIB UK with extensive experience in the field, having previously served as Executive Director for Compliance and Operational Risk Control at UBS Asset Management. Before this, she was Global Head of Operational Risk at Barings, and non-Executive Director of the Baring-Coller Secondaries Fund. Sophie was also an Operational Risk Manager and the Group Head of Investment Risk Framework at Schroders.
Maya is an experienced professional focusing on Data Protection, Privacy Regulation and Regulatory Change. In her role as a Risk Manager in EPCOR Privacy, she works with the EMEA teams to manage the risk of regulatory changes and rulings and ensure risk management and compliance are across the forefront of BAC’s business operations.
Maya has over 10 years’ experience delivering security, regulatory and data protection projects across various industries including Investment Management and Retail Banking. She has acquired the skillset to effectively enable transformation within challenging business and IT environments, working with a multitude of technical, organisational and C-suite stakeholders.
Maya is a certified privacy professional and holds CIPP/E, CIPM, CIPT, CIPP/US, CIPP/A and CISSP certification. She holds a BSc in Business Economics and an MSc in Information management from Tilburg Business School.
Nino’s 18 years career in risk management spans across systemically important listed banks both in emerging and developed markets, the Big Four Consulting (EY, KPMG) and listed multinational companies in Australia. Nino accumulated unique experience in each of the Three Lines [of Defence] as well as external assurance providers/advisors granting her a broad perspective on important risk management matters.
Most recently, Nino led the creation of the first Enterprise Risk Management (ERM) function at Bank of Georgia, the London Stock Exchange listed systemically important bank in Georgia. This entailed strengthening the Risk Culture and the effectiveness of the Three Lines [of Defense – LOD] Model across the organization. In her previous role as the Chief Auditor at the company, Nino modernized the Internal Audit function and influenced the introduction of many innovative, advanced risk management frameworks throughout the Group.
Prior to relocating from Australia, Nino held senior risk management roles in both 1LOD and 2LOD at Westpac Banking Corporation (the second largest bank in Australia) based in Sydney.

Imtiaz Hussain
Managing Director and Deputy Chief Auditor
BNY Mellon

John Keogan
Head, Fraud Risk – Internal Fraud Prevention
Standard Chartered Bank

Uwe Klapproth
Head of Group Risk Management
Euroclear

Germar Knochlein
Head of Division
ECB
Imtiaz Hussain is the Deputy Chief Auditor at BNY Mellon responsible for Investment Management and Wealth Management, Human Resources and ESG, Global Compliance, and Audit Innovation & Analytics. His primary responsibilities include creation of Internal Audit strategy, and risk based annual audit plan; delivery of audit projects in a timely manner and within budget; and seamless operations of the Audit Function. Imtiaz is responsible for driving Audit’s Agile Transformation initiative, and sponsoring strategy for auditing ESG.
Imtiaz received his Bachelor of Science degree in Business Administration from Slippery Rock University and completed his MBA in International Finance and Strategy from George Washington University. Imtiaz is a Certified Public Accountant and holds several certifications in the field of Banking and Project Management.
John has spent his career fighting fraud across multiple sectors, working within both Fraud Investigations and Fraud Risk Advisory. An active member of the Anti-Fraud community, John supports Fraud Risk Reduction via his drive for greater collaboration between risk professionals, enhanced awareness of emerging risks, and the blended use of digital and analogue tools. John is currently the Head of Internal Fraud Risk Prevention at Standard Chartered Bank.
Dr. Uwe Klapproth is serving as a Head of Group Risk and a Non-Executive Director / Board member in the banking sector. He studied Business Management and Criminal Science..
Germar is Head of Division in ECB’s Directorate General Systemic and International Banks, which is in charge of the line supervision of G-SIBs. He is overseeing several Joint Supervisory Teams as well as project work related to the implementation of new regulatory approaches. Before joining ECB in 2014 from the German Federal Agency for Financial Market Stabilisation, he was responsible for the oversight over German public banks that benefitted from state support as well as the development of resolution plans. Following university studies in physics and business administration, Germar has worked in commercial banks since 1997, mainly in risk controlling and portfolio management roles

Nitesh Kumar
Managing Director, Global Head of Cyber, Payment Systems Risk and Strategic Projects
BNP Paribas

Peter May
Group Head of Wholesale, Markets and Internal Fraud
HSBC

Mirea Raaijmakers
former Global Head, Behavioural Risk Management
ING

Jeff Simmons
Chief Risk Officer
MUFG Securities (Europe) N.V.
Nitesh Kumar will be speaking at Risk EMEA 2023
Peter joined HSBC in 1997 and was worked across various businesses in front-line and risk, control roles. Since 2020, Peter has lead Risk Stewardship (2LOD) oversight activities across the Wholesale and Markets businesses as well as leading on enterprise-wide internal fraud. With deep SME knowledge gleaned from various international assignments, Peter leads on the policies and controls which underpin HSBC’s fraud defences and he works closely with Financial Crime and Risk teams across the firm to deliver targeted anti-fraud frameworks. Key priorities for Peter include the transition to digital and greenwashing risks.
First psychologist ever appointed by a central bank – The Dutch Central Bank – to use her specific skillset in supervision. First behavioural scientist appointed as Global Head Behavioural Risk Management at a global bank with a direct reporting line to the ExCo. Editor and lead author of the highly influential book – Supervision of Behaviour & Culture. Worked with regulators across the globe including the ECB, NY FED, MAS and APRA in embedding behavioural insights. Key-note speaker and advisor across the globe. Unique experience in execution of behavioural risk reviews and reveal blind spots and unknown behavioural risks. Broad experience with applying behavioural insights and realising behavioural change in renown profit and governmental organisations
Jeff Simmons joined MUFG Bank in June 2014 as the Head of Enterprise Risk, tasked with creating the function. He has been involved intensively with the enhancement of the Risk Management framework in MUFG Bank (Europe). This has involved him in the formation of an Enterprise Risk function in Amsterdam tasked with delivering the full range of regulatory submissions. In April 2018 he transitioned to MUFG Securities to become involved in the Brexit project. In this capacity he is the CRO for MUFG Securities (Europe) N.V. the Dutch subsidiary of MUFG Securities (EMEA).
Prior to joining the bank he spent some 20 years specializing in best practice Risk Management including Market Risk, Credit Risk, Risk Model Validation and Regulatory Risk consulting. As well as have line management responsibilities in various institutions he has also gained extensive experience in implementing Risk Management frameworks from both a technical and operating model based perspective.

Lorraine Solway
Director of Risk
Nest Corporation

Sean Titley
Director of Enterprise and Operational Risk
Metro Bank
Lorraine joined Nest as Head of Risk in 2021. She has worked across various sectors but is strongly established in Financial Services, having worked in a global risk role for Zurich and, prior to that, in similar roles for Nationwide Buidling Society. Before joining Nationwide Lorraine worked for KPMG in their IARCS (Internal Audit, Risk and Compliance Services) team.
Lorraine has nearly 20 years experience of risk and controls alongside a Masters degree in Risk Management and post graduate qualifications in audit and accounting. She has presented on a number of topics for the Chartered Institute of Internal Auditors, sharing her passion with both peers and the next generation of risk, compliance and audit professionals.
Sean has over 25 years of experience in Risk Management across disciplines, including Enterprise Risk, Operational Risk, Credit Risk, Strategic Risk and Front Office Supervision. He is a passionate advocate for the furtherance of Operational Risk as a discipline, co-authoring papers and acting as a speaker and panellist at many external events.
Sean has held Director level roles at a number of organisations, both on a consultancy and permanent basis. He is currently Director of Enterprise and Operational Risk at Metro Bank, running a growing team responsible for the Bank’s overall risk management framework and approach to Operational Risk from a second line perspective. This includes liaison with the PRA and FCA and making ongoing enhancements to the Bank’s approach to risk appetite, governance and embedding a strong risk culture across the three lines of defence. Sean has been integral to a transformation in the Bank’s approach, including putting in place a new Risk Taxonomy, Bank Risk Report, approach to RCSA, Control Testing, Operational Risk losses and Scenario Analysis as well as setting up a new Operational Risk Oversight Committee, which he chairs. His team is working closely with the first line on approaches to Operational Resilience, Third Party Risk Management and the management of People, Change, Data, Information Security and Technology Risks.
Sean is a member of the Institute of Operational Risk/IRM Operational Risk Committee, providing advice on its approach to Operational Risk and running the IOR’s Chapters across the globe.


Konstantina Armata
Senior Modelling expert, former Group Head of Model Risk Management
Barclays

Gilles Artaud
Head of Group Model Risk Audit
Credit Agricole Group

Yingbo Bai
MD, Head of Model Risk for Valuation Models and Methodologies
UBS

Stuart Burns
Senior IRB Expert
Barclays (TBC)
Konstantina is a highly experienced Financial Risk professional with over 20 years career in Banking in various Quantitative Modelling roles, most recently as the Group Head of Model Risk Management at Barclays. Prior to that, she worked at Deutsche Bank where she built and led the Bank’s Model Risk Management function and before that at UBS in various quantitative roles in both the Front Office and Risk. Konstantina has extensive experience in developing Model Risk Management frameworks including methodologies to assess and quantify Model Uncertainties and their impact on the output of the framework they are used for (e.g. Capital in stress, IFRS9 etc). Konstantina’s most recent work involves Climate Transition modelling. She holds a PhD in Mathematics from Imperial College, London and an MSc and BSc in Mathematics from ENSIMAG, Grenoble, France and the University of Patras, Greece respectively.
Gilles Artaud has been working in investment banking since last century, where he held various positions within Quant, Front Office, IT and Risk Department, working all along on many models, quant developing, managing, validating them, making sure their risks are adequately managed. He’s now in charge for the 3rd line of defence of Model Risk Audit for Group Inspection in Group Crédit Agricole SA, dealing with transformation of risk induced by new models, framework, market and business evolutions, new fields of modelisation and compliance with ever-increasing regulations.
Yingbo joined UBS in 2010 and is currently co-head of the Model Risk Management and Control function with focus on valuation models and methodologies. Prior to UBS, he worked in various roles across quant and model risk control at CICC, JP Morgan and Morgan Stanley.
Stuart Burns will be speaking at Risk EMEA 2023

Philippe Coué
Head of CACIB Data Office
Credit Agricole CIB

Frederico Diniz
Head of Organic Lending Impairment
Starling Bank

Madison Gray
Global Head of Regulatory Change Management
BNY Mellon

Francis Gross
Senior Adviser
European Central Bank
Philippe joined Crédit Agricole CIB in 2016 as Managing Director to follow ECB review of BCBS 239. Prior to that, Philippe held several risk and IT positions within HSBC Global Banking & Market and Société Générale CIB in Paris where he managed IS strategy and transformation program for equity derivatives, market risk and corporate banking activities.
He is expert in architecture, advanced analytics and digital transformation, graduated with a master’s degree in mathematics applied to finance.
Currently heading the IFRS 9 Organic Impairment team for Starling Bank. With over eleven years of experience in managing projects and delivering statistical analysis, financial risk programs on Regulatory Risk, IRB Applications, IFRS9 development and Stress Testing Modelling. Academic from the University of Warwick focusing on Global Banking Regulation.
Madison joined BNY Mellon’s Risk and Compliance team in 2017 and has held a variety of roles across EMEA and Global Regulatory Change Management. She has a Legal background, and her early career was spent in Legal team at Abrdn and Aegon Asset Management, as well as a 1st Line Regulatory Risk role with Natwest.
Madison is currently repsonsible Global Regulatory Change Management. This involves supporting the identification, allocation and assessment of new regulations to BNY Mellon’s entities and LOBs, across APAC, EMEA and Americas.
Francis Gross is Senior Adviser in the Directorate General Statistics of the European Central Bank.
Francis’ main interest lies in developing vision, conceptual design and strategy for sustainable digitalisation of the economy, with a focus on effective measurement. His immediate aim is to design and drive concrete, feasible measures with transformational power, e.g. global, public-good digital infrastructure to make the system adequately measurable and more efficient. Starting in 2006 he initiated the movement that led to the G20-backed Global Legal Entity Identifier System, where he serves on the Regulatory Oversight Committee.
Before joining the ECB in 2001, Francis spent fifteen years in automotive, eight at Mercedes, working on globalisation.
He holds an engineering degree from École Centrale, Paris, and an MBA from Henley Management College, UK
In his free time, Francis coaches athletes for javelin throwing, including the current decathlon world champion.

Aleksi Grym
Head of Fintech
Bank of Finland

Farooq Gulzar
UK Chief Risk Officer
UBS AM

Emma Hagan
Chief Risk and Compliance Officer
ClearBank®

Jodie Humphreys
Head of Innovation Solutions Group
Bank of America
Aleksi Grym is Head of Fintech at the Bank of Finland. His team manages a portfolio of projects covering financial technology, new payment systems and digital currencies. He is a member of the ECB’s digital euro project steering group and has been a member in several other international working groups. Before joining the Finnish central bank Aleksi worked in the consulting and technology industry for over fifteen years in London and Helsinki, advising organisations ranging from SME’s to leading global corporations.
Farooq has been with UBS since June 2020. He previously held various senior positions in Investment Risk at Fidelity International and Royal London Asset Management. He spent close to a decade in managing hedge fund Investment Risk at Tudor Investment Corporation and City Financial. He started his risk career in the Investment Banking space, at Royal Bank of Scotland, Lehman Brothers and finally Nomura before transitioning to the alternative’s arena.
Emma Hagan will be speaking at Risk EMEA 2023
Jodie Humphreys will be speaking at Risk EMEA 2023

Vivek Jain
Head of Audit – Insurance, Pensions & Investments
Lloyds Banking Group

Basima Khuram
Director, International Lead, Digital Assets FCC Advisory
BNY Mellon

Marion Laboure
Director, Macro Strategist, Thematic research
Deutsche Bank

Carlos Martin
Executive Director – CIB Markets Operational Risk Management
JPMorgan Chase & Co.
Senior Audit Leader with multi-disciplinary experience of over 22 years in the area of business and integrated technology auditing. Expertise in products (retail, markets, insurance and investments), digital, technology, cyber, resilience, emerging technologies, data and sourcing. Building collaboration and engagement across senior leaders, regulators and control functions. Firm believer in coaching and supporting a diverse team to help fulfill their potential. Currently, Head of Audit with Lloyds Banking Group covering Insurance, Stockbroking and strategic technology platforms, security, resilience, digital transformation, data management and migration. Previously, worked with Deutsche Bank, Bank of Africa UK, Credit Suisse, KPMG and Oracle.
Basima Khuram will be speaking at Risk EMEA 2023
Marion Laboure will be speaking at Risk EMEA 2023
Carlos Martin FRM Msc BBA is an Executive Director at JPMorgan Chase & Co. and Global Head of CIB Markets Fixed Income, Currencies & Commodities Operatonal Risk Management. He has 25 years’ industry experience having previously worked at Morgan Stanley, CIBC, BNP Paribas, UBS, RBS NatWest Markets and EY in roles across Trading, Technology, Finance, Market Risk, Operational Risk and Audit.
Carlos collaborates with the Council for International Securities and Investment (CISI), the Professional Risk Managers International Association (PRMIA) and the Global Association of Risk Professionals (GARP). He is a certified Financial Risk Manager, holds a Master of Science in Finance by the University of Syracuse, New York, a Bachelor of Business Administration by the Universidad Autónoma, Madrid, and Academic Qualifications in Economics, Computer Programming, Market Risk and Operational Risk.

Ying Poikonen
Head of Modelling Group for EMEA Region
Sumitomo Mitsui Banking Corporation

Peter Quell
Head of Portfolio Analytics
DZ Bank AG

Romaric Rollet
Head of Innovation and Digital Transformation, Chief Data Officer
Credit Agricole
Dr. Ying Poikonen is currently the Head of Modelling Group for EMEA region in SMBC. She is responsible for the quantification of Credit, Market, Liquidity, Operational and Climate Change related financial risks for both internal and regulatory purpose, as well as the development of Model Risk Management and Stress Testing for EMEA region. Prior to joining SMBC, Ying worked in Deutsche bank. She holds a PhD degree in Engineering from Warwick University.
Peter Quell is Head of the Portfolio Analytics Team for Market and Credit Risk in the Risk Controlling Unit of DZ BANK AG in Frankfurt. He is responsible for methodological aspects of Internal Risk Models, Economic Capital and Model Risk. Prior to joining DZ BANK AG Peter was Manager at d-fine GmbH where he dealt with various aspects of Risk Management Systems in the Banking Industry. He holds a MSc. in Mathematical Finance from Oxford University and a PhD in Mathematics. Peter is member of the editorial board of the Journal of Risk Model Validation and a founding board member of the Model Risk Management International Association (mrmia.org).
Romaric Rollet will be speaking at Risk EMEA 2023

What Will Be Gained By Attending Risk EMEA 2023?
- Unparalleled thought-leadership, delivered a diverse array of industry leaders
- Keynote plenary panels, with three simultaneous streams to move freely between
- A choice of more than 50 individual presentations and panels
- Access to all available presentations and videos post-event
- Outstanding networking opportunities
- Cocktail reception at the end of day one to meet the speakers and your peers
- Breakfast, lunch and refreshments throughout the two days
- Meet key industry vendors and solution providers
- Advance your knowledge, career and profession by being part of Europe’s premier event
- Complimentary CeFPro access to the Fintech Leaders and NFR Leaders industry reports
- Free copy of iNFRont magazine, written by professionals, for the profession
- Access at registration rate which is reasonable and within budget!
Don’t forget, to really gain from Risk EMEA, bring a team of at least 2 or 3 colleagues, to move between streams, take insight from more sessions, meet our partners and the attendees.

PANEL DISCUSSIONS
Interactive panel discussions are designed to increase attendee interaction by running a live Q&A throughout the session.

PRESENTATIONS
Hear industry experts provide detailed insight on a range of topics, engage one on one with the presenter during the Q&A.

NETWORKING BREAKS
Networking opportunities including breakfast, lunch and refreshment breaks on both days, access to all streams and sessions.

MEET THE SPEAKERS
Continue discussions beyond the auditorium and interact with speakers and attendees after their session.

Fintegral is a specialist quantitative risk consultancy focusing solely on the finance sector. We help our banking clients develop, enhance, and validate their most sophisticated risk models and analytical frameworks, to provide them with a competitive edge.
Our consultants combine exceptional quantitative skills with a deep understanding of financial risk management, and have a business-oriented mindset, allowing us to successfully deliver complex analytical projects. We have a corporate culture with flat hierarchies, where entrepreneurship is encouraged from all members of our collaborative teams, across our offices in London, Frankfurt and Zurich.
We have a corporate culture with flat hierarchies, where entrepreneurship is encouraged from all members of our collaborative teams, across our offices in London, Frankfurt and Zurich.
MAT is a new generation ALM tool that leans on state-of-the-art technologies with the goal of evolving the balance sheet management to a new paradigm. MAT is not just a calculation engine, it engloves the three components of a traditional architecture – Data loading, calculation engine and advanced reporting – allowing the user to devote more time in analyzing the data instead of its generation. MAT is not just a management tool, it has been developed in order to cover both the management and regulatory requirements for interest rate risk and liquidity risk.
Because of the technologies involved, MAT is able to load and compute the data at the contract level. It incorporates an advanced set of dynamic reports ready for use as Repricing Gap, Sensitivity Analysis for NII and MVE, Survival Horizon and Liquidity Gap, LCR, NSFR among others but also to create as many reports as the user wants through a powerful web reporting design. MAT is a tool that offers some innovative functionalities such as: ALCO simulations, self-calibrated new business, manual entries module, MAT is available on mobile devices, cloud solution, data analytics module, etc.
MAT, rethinking the ALM.


SHARE YOUR THOUGHT LEADERSHIP

SHARE YOUR EXPERTISE…

GET YOUR BRAND SEEN…

CONNECT WITH SENIOR LEADERS…
CAN YOUR ORGANIZATION CONTRIBUTE?
Please contact the Center for Financial Professionals today to discuss how we can deliver your thought-leadership at the event, help you generate leads, and provide you with unique networking and branding opportunities. For more information on what we can offer, please contact sales@cefpro.com or call us on +44 (0) 20 7164 6582 where a member of the team will be happy to tailor the right package for you.

ORX is the largest operational risk association in the financial services sector. Since 2002, we’ve been developing a global community of financial institutions committed to improving the management and measurement of operational risk. We currently have over 100 member organisation based all over the globe.
Owned and driven by our member institutions, we bring together hundreds of operational risk professionals to share their knowledge, expertise and experience of the financial services industry. We are a not-for-profit industry association incorporated in Geneva, Switzerland.

Leonardo Royal Hotel London
Tower Bridge
45 Prescot Street
London
E1 8GP
We have secured a preferential rate at the venue from £213.00 inc VAT, based on single occupancy room only, double occupancy will be charged with £20.00 supplement fee. To book a room please go to the webpage Leonardo Royal Tower Bridge or phone (+44 (0) 870 4100 800) for the Reservations team quoting the block code LHCFPA140623

Yes, the Center for Financial Professionals are happy to discuss speaking opportunities at the Risk EMEA Summit. For further information on this please contact alice.kelly@cefpro.com or call us on +44 (0) 20 7164 6582.
Business attire is requested. The Summit is a formal opportunity to network with like-minded professionals and to gain knowledge from the industry’s finest risk management experts.
We offer incentives for ‘early bird’ registrants of the Summit, as outlined on our pricing structure. Registration includes breakfast, refreshment breaks, lunches, the cocktail reception at the end of the day, full access to the sessions and exhibition area. Presentations from sessions are also available, subject to speaker approval.
All registered attendees will receive an email with access to documentation and speaker presentations after the Summit* We will work with our presenters to include as many presentations as possible on our App during the Summit. *Please note that our speakers often have to gain permission from their relevant compliance departments to release their presentations. On rare occasions compliance may not allow presentations to be distributed.
Yes. As with all of our events the Center for Financial Professionals will be providing brilliant coffee, breakfast, lunch, refreshments, and smaller bites during the networking breaks.
There are ample opportunities for networking and interaction throughout the Summit, such as
- Breakfast, lunch and refreshment breaks
- Cocktail reception at the end of the day (Subject to confirmation)
- Q&A, panel discussions and audience participation technology available through the App
Yes there are plenty of opportunities for the Center for Financial Professionals to share thought-leadership to the attendees of the Risk EMEA Summit and our wider risk professionals community. At the event we can distribute your material to the attendees, offer you an exhibition booth, and provide speaking opportunities so that you may enjoy a more prominent presence at the Summit. Visit the Sponsor tab for further information or contact sales@cefpro.com / +44 (0) 207 164 6582.
Yes. As part of a media partnership we can offer a variety of options to increase the branding and awareness of your association, company, certificate, publication or media. We are flexible with what we can offer however we usually:
- Provide a discounted rate to attend
- Place your logo and profile on the Summit website
- Place your logo on promotional content where applicable
- Distribute your media/marketing at the Summit
- Promote through social media channels
To discuss this further please contact marketing@cefpro.com or call +44 (0)20 7164 6582
If you are unable to attend the Summit due to national/COVID restrictions, CeFPro would be more than happy to offer you a refund, credit note or the option to transfer the ticket to a colleague who is able to attend.
Yes, CPE Credits are available for the Risk Americas Convention and the Masterclasses.

Representing a financial institution or government body – (E.g. Bank, Insurance company, Asset Manager, Regulator)
SUPER EARLY
BIRD RATE
£499
Save £500
Registrations before March 24th
EARLY BIRD
RATE
£599
Save £400
Registrations before April 28th
SUMMER SPECIAL RATE
£699
Save £300
Registrations before 2nd June
STANDARD
RATE
£999
Registrations after June 2nd
Representing an information/service provider (E.g. Consultant, Vendor, Executive Search Firm, Law Firm)
SUPER EARLY
BIRD RATE
£1,099
Save £900
Registrations before March 24th
EARLY BIRD
RATE
£1,199
Save £800
Registrations before April 28th
SUMMER SPECIAL RATE
£1,399
Save £600
Registrations before June 2nd
STANDARD
RATE
£1,999
Registrations after June 2nd
* To qualify for the preferential ‘early bird’ rates, registration must be received by the close of the ‘early bird’ working day, and payment can be made at the time of registering, or up to a week after registration is made an invoice sent. CeFPro reserves the right to increase rates should payment be delayed significantly. Should a delegate register at a rate that is inaccurate, CeFPro reserves the right to issue an additional invoice for the outstanding amount. All prices are subject to UK VAT, currently at 20%
Covid Assurance Policy
If you are unable to attend the Summit due to national/Covid restrictions, CeFPro would be more than happy to offer you a refund, credit note or the option to transfer the ticket to a colleague who is able to attend.
REGISTER BY EMAIL
Simply email us with your
Full name
Job title
Company & address
Contact number
Email: Joseph.taylor@cfp-events.com

CONTACT US DIRECTLY
Call us on +44 (0) 20 7164 6582


CAN YOUR ORGANIZATION CONTRIBUTE?
Please contact the Center for Financial Professionals today to discuss how we can deliver your thought-leadership at the event, help you generate leads, and provide you with unique networking and branding opportunities. For more information on what we can offer, please contact Sales@cefpro.com or call us on +44 (0) 20 7164 6582 where a member of the team will be happy to tailor the right package for you.