Vendor & Third Party Risk USA

5th Annual Vendor & Third Party Risk USA

June 2-3, 2020 | New York City

Key Agenda Highlights from 2019:

REGULATION
Managing increased pressure and divergence across jurisdictions

CONTINUOUS MONITORING
Continuous monitoring for full review of inventory

REPORTING
Aggregating reporting across systems for increased oversight

CYBER SECURITY
New cyber regulations and increasing security internally and across supply chain

PROGRAM MATURITY
Oversight and due diligence across the life cycle

CONTRACT MANAGEMENT
Incorporating technology advances and understanding for contract management

INTEGRATION ACROSS TEAMS
Integration of procurement and risk across the process

DIGITAL CONVERGENCE
Uses of technology to automate processes and drive efficiency

Vendor & Third Party Speakers from 2019 Included:

John-120x120

John Gilbride
ED, Head of Third Party Risk Management Governance and Regulatory Engagement
JP Morgan

lazaro-barreiro-sm-120x120

Lazaro Barreiro
Director, Governance and Operational Risk Policy
OCC

david

David Stomski
Director, Operational Risk Management
Credit Suisse

james

James McPherson
Director
Credit Agricole CIB

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Jeannie Pumphrey
Director, Third Party Risk Management
Union Bank

Roxane

Roxane Romulus, MBA
Director, Third Party Risk Management
Voya Financial

michiel

Michael Gallerani
Director, Third Party Risk Management
GE Capital

natallia

Natallia Aliakseyenka
Head of Third Party Risk Management
BNP Paribas

5th Annual Vendor & Third Party Risk USA

June 2-3, 2020 | New York City

INSIGHTS

Find our Vendor Risk thought-leadership articles here. These articles feed from our much larger Risk Insights section of our website which provides you with thought-leadership, white papers, articles and more across risk and regulation.

22nd October 2019

Improving third party risk management programs to optimize operations

27th September 2019

CeFPro Webinar – Business Value: Risk culture, lines of defense and emerging risks

12th September 2019

Making fairness an intrinsic part of AI for financial services

By Sray Agarwal, Specialist – Data Science & AI, Publicis Sapient
12th September 2019

Bringing technology to traditional components of risk management

By Raj Dave, Director Compliance, Barclays
29th August 2019
Top 3 Investment Priorities

Top 3 investment priorities according to FinTech Leaders 2019 Report

9th August 2019

Integrating conduct requirements and maturing risk culture of a firm

By Benoît Saint-Jevin, Head of OPC & TAC Coordination, Global Markets Americas, BNP Paribas
9th August 2019

Linking risk appetites to decision making

By Jacob Rosengarten, Principal, Wolf/Rosengarten Group
7th August 2019

Benefits of a Traditional RCSA

By Thomas Tobin, Director, Operational Risk, Mizuho
2nd August 2019

Exploring the uses of AI and machine learning technology in operational risk

By Saqib Jamshed, Head of Model Risk Governance, The Options Clearing Corporation
1st August 2019

Increasing accountability in the first line and minimizing duplication of efforts for risk assessments

By Hugo Ramirez, SVP, Director of Corporate Assurance, BBVA
8th July 2019

Presentation: The increasing risk of vendor and third parties and ensuring effective controls across lifecycle

7th June 2019

Building operational resilience in financial services and ensuring compliance to regulatory standards

By Sucharita Banerjee Lodha, General Insurance International (GII) Business Resiliency and Operational Governance, AIG
6th June 2019

TPRM insights from Dov Goldman, VP, Innovation and Alliances, Opus

22nd May 2019

Risk Webinar: Vendor & third party risk – Adapting to the evolving regulatory landscape

22nd May 2019

Risk Webinar: A discussion on the key findings from CeFPro’s Global Conduct Risk Survey

21st May 2019

Survey Suggests Third-party Risk Practices Are Maturing

By Aravo
21st May 2019

Vendor risk: Due diligence, scaling, analysis, and ongoing oversight

By Marc Lotti, Partner, ACA Aponix and Jeff Rowley, Principal Consultant, ACA Aponix
14th May 2019

Developing and testing business continuity plans for risk mitigation for supplier failure

By Tom Garrubba, Senior Director & CISO,  Shared Assessments & The Santa Fe Group
14th May 2019

Monitoring and mitigating insider risk and limiting insider fraud

14th May 2019

Strengthening process and communication to align frameworks across the lifecycle

13th May 2019

Risk Webinar: Managing third parties, it’s more than just cyber risk

13th May 2019

Third-party due diligence: Has your program evolved enough to keep up with changes in regulations and advancements in technology?

By Bill Hauserman, Senior Director, Compliance Solutions, Bureau van Dijk, A Moody’s Analytics Company
13th May 2019

Full oversight for risk reporting: Aggregating reporting across multiple systems and jurisdictions

By David Stomski, Director, Operational Risk Management, Credit Suisse
9th May 2019

Vendor Complaint Monitoring – Why It’s Important

By Branan Cooper, Chief Risk Officer, Venminder
2nd May 2019

Aggregating reporting across multiple systems and jurisdictions for full oversight for risk reporting

By Roxane Romulus, MBA, Director, Third Party Risk Management, Voya Financial

5th Annual Vendor & Third Party Risk USA

June 2-3, 2020 | New York City

SPONSORS

Sponsorship

Can your organisation contribute? Please contact the Center for Financial Professionals today to discuss how we can deliver your thought-leadership at the event, help you generate leads, and provide you with unique networking and branding opportunities. For more information on what we can offer, please contact sales@cefpro.com or call us on +44 (0) 20 7164 6582 where a member of the team will be happy to tailor the right package for you.

2020 Co-Sponsors:

Bradley


Bradley advises banks, mortgage servicers, credit unions and other consumer finance companies on a broad spectrum of legal issues, including litigation, regulatory compliance, governmental investigations and enforcement, and risk assessments. Bradley’s Vendor Management team assists clients in managing their complex and multifaceted vendor relationships. Our attorneys review internal vendor-management policies and procedures for regulatory compliance, enhance compliance programs and vendor best practices, and draft, review, and negotiate vendor contracts. Bradley collaborates with clients in responding to federal and state banking regulatory inquiries and examinations, and developing operational and security procedures that comply with applicable federal and state law.

CyberClarity360™


CyberClarity360™ is a sophisticated third-party cyber risk management solution that helps organizations efficiently assess and confidently track the cybersecurity and resilience of their third parties. CyberClarity360 quantifies cyber risk by leveraging a transparent scoring and analysis system designed to deliver compliance assessment against several regulatory frameworks, including CCPA, NY DFS, GDPR, NIST CSF, and more, enabling informed risk-based decisions and unique insight into often overlooked risk areas not only at control level detail, but also portfolio-wide.

Grant Thornton


Are your traditional controls and safeguards being stretched to the limit amid a host of risks? Do you need a comprehensive solution to identity, assess, and monitor third-party risks? The accelerating pace of change is placing unprecedented demands on financial institutions with third party risk management as an area of growing concern among many financial services institutions.
Grant Thornton’s Advisory Services professionals are progressive thinkers who create, protect and transform value today so our clients have the opportunity to thrive tomorrow. By helping you withstand the pressures of evolving business environments, our services can support you wherever you are – whether you’re focusing on developing and implementing the right controls to mitigate risk or advancing your company’s finance and technology infrastructure to match your aspirations. Learn more at www.grantthornton.com

IHS Markit


KY3P® is the first centralized data hub that simplifies and standardizes third-party risk management processes. Third-party relationships are under growing scrutiny by global regulators, including the US Office of the Comptroller of the Currency (OCC), FINRA, the UK Financial Conduct Authority, and the Monetary Authority of Singapore. As firms increase reliance on third parties to deliver business-critical processes and services, oversight complexity also increases. The lack of standardization around collecting due diligence data can lead to duplicate efforts, creating inefficient processes that might result in delays in response times, revenue recognition, increased costs and overall inconsistency of information. KY3P®, developed in partnership with global banks, asset managers, and Big 4 consulting firms, is designed to help you simplify third-party risk management processes. By standardizing due diligence questionnaires and storing third-party information centrally, the service minimizes efforts around information requests and responses.

LexisNexis: Nexis Solutions


Nexis Solutions, a division of LexisNexis, is dedicated to developing innovative tools to support data-driven decision-making. Our commitment extends beyond comprehensive content and outstanding search technology to world-class client service support, ensuring that our clients gain maximum insights and value from our solutions.

Ncontracts


Ncontracts provides web-based vendor management solutions to
over 1500 clients. Ncontracts’ powerful mix of software and services allows organizations to effectively monitor and manage third-party
risk with tools that are adaptable to different vendor management policies and procedure. Together, these tools allow clients to reduce expenses, enhance profitability, and improve internal efficiencies, while maintaining compliance with applicable regulatory standards.

2020 Associate Sponsor:

ProcessUnity


ProcessUnity’s cloud-based solutions help organizations of all sizes automate their risk and compliance programs. Our highly configurable, easy-to-use tools significantly reduce manual administrative tasks, allowing customers to spend more time on strategic risk mitigation. As a software-as-a-service technology, ProcessUnity deploys quickly with minimal effort from customers and their IT resources. The inherent efficiency our technology delivers faster, better results, and the ability to scale governance, risk, and compliance programs over time. ProcessUnity’s suite of applications includes Third-Party Risk Management, Policy and Procedure Management, Enterprise Risk Management, Regulatory Compliance Management, Product and Service Offer Management, and more. Learn more at www.processunity.com.

Media Partners:

We are happy to support publications, associations and organisations at this event. From a simple company listing with your logo to taking advantage of some of our sponsor benefits listed above. To discuss a media partnership further please email amy.greene@cefpro.com or call +44 (0)20 7164 6582.

5th Annual Vendor & Third Party Risk USA

June 2-3, 2020 | New York City

VENUE & FAQs

Venue

Crowne Plaza Times Square
1605 Broadway
New York
NY 10019
USA

CPE Credits

Attendees can earn CPE Credits for the Congress!

Prerequisites: Knowledge of financial risk management Advanced Preparation: No advanced preparation is required Program Level: Intermediate to advanced
Delivery Method: Group-live

The Center for Financial Professionals is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org

Frequently Asked Questions

Can I present at the Vendor & Third Party Risk USA 2019 Congress?

Yes, the Center for Financial Professionals are happy to discuss speaking opportunities at Vendor & Third Party Risk USA 2019 Congress. For further information on this please contact alice.kelly@cefpro.com or call us on +1 888 677 7007.

Are there any rules on the dress code?

Business attire is requested. The Congress is a formal opportunity to network with like-minded professionals and to gain knowledge from the industry’s finest risk management experts.

What is the cost and what is included in the registration fee?

We offer incentives for ‘early bird’ registrants of the Congress, as outlined on our pricing structure. Registration includes breakfast, refreshment breaks, lunches, the cocktail reception at the end of the day, full access to the sessions and exhibition area. Presentations from sessions are also available, subject to speaker approval.

Where can I find the Congress documentation and speaker presentations?

All registered attendees will receive an email with access to documentation and speaker presentations after the Congress* We will work with our presenters to include as many presentations as possible on our Risk Insights App during the Congress. *Please note that our speakers often have to gain permission from their relevant compliance departments to release their presentations. On rare occasions compliance may not allow presentations to be distributed.

Will breakfast, lunch and refreshment be provided?

Yes. As with all of our events the Center for Financial Professionals will be providing brilliant coffee, breakfast, lunch, refreshments, and smaller bites during the networking breaks.

Will there be opportunities to network with other attendees?

There are ample opportunities for networking and interaction throughout the Congress, such as

  • Breakfast, lunch and refreshment breaks
  • Cocktail reception at the end of the day (Subject to confirmation)
  • Q&A, panel discussions and audience participation technology available through the Risk Insights App

I have several colleagues that would like to attend, is there a group discount?

Certainly! We are pleased to offer you a 50% discount on the third registration or provide a fifth registration for free. If you would like to register more than five colleagues please contact us on +1 888 677 7007 Please note:

  • Registrations must be made at the same time
  • Registrations must come from the organisation
  • The lowest registration will be discounted

Are there opportunities to share my thought-leadership at the Vendor & Third Party Risk USA 2019 Congress?

Yes there are plenty of opportunities for the Center for Financial Professionals to share thought-leadership to the attendees of Payments Forum 2018 and our wider risk professionals community. At the event We can distribute your material to the attendees, offer you an exhibition booth, and provide speaking opportunities so that you may enjoy a more prominent presence at the Forum. Visit the Sponsor tab for further information or contact sales@cefpro.com / +44 (0) 207 164 6582. Risk Insights Feature your content on our Risk Insights website and supporting Risk Insights monthly newsletter. For further information please download our media pack here.

Are media partnerships available for Vendor & Third Party Risk USA 2019 Congress?

Yes. As part of a media partnership we can offer a variety of options to increase the branding and awareness of your association, company, certificate, publication or media. We are flexible with what we can offer however we usually:

  • Provide a discounted rate to attend
  • Place your logo and profile on the Congress website
  • Place your logo on the Congress brochure
  • Place your logo on promotional content where applicable
  • Distribute your media/marketing at the Congress
  • Promote through social media channels

To discuss this further please contact amy.greene@cefpro.com or call +1 888 677 7007

5th Annual Vendor & Third Party Risk USA

June 2-3, 2020 | New York City

REGISTER

Pre-Agenda Rate

Representing a financial institution
(E.g. Bank, Insurance company, Asset Manager, Regulator)

$999

Until the agenda is live

Representing an information/service provider
(E.g. Consultant, Vendor, Executive Search Firm, Law Firm)

$1,699

Until the agenda is live

Group Bookings:

Group rates are available for 3 or more attendees from the same organisation, when registering at the same time. The current rate allows every third colleague to come along for half price or a fifth colleague to attend for free!

1. Register by Email

Simply email us with your e-signature
we will do the rest for you!

We only need your:
– Full name
– Job title
– Company & address
– Contact number

2. Contact Us Directly

+1 888 677 7007

Other Ways to Register

CPE_logo_200

EARN CPE
CREDITS

To claim your CPE points please contact info@cefpro.com or call +1 888 677 7007

2020 Co-Sponsors:

IHS Markit Logo

2020 Associate Sponsor:

Connect With Us
#VendorRiskUSA

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