Vendor & Third Party Risk USA

Aligning industry best practice and incorporating innovation and automation to increase efficiency

June 4-5, 2019 | New York City

Aligning industry best practice and incorporating innovation and automation to increase efficiency.

Key topics addressed in 2018:

GLOBAL SURVEY RESULTS

Interactive panel discussion taking the pulse of third party risk management

ALIGNING DEPARTMENTS

Integrating departments and increasing communication across the lifecycle

AUTOMATION

Increased automation and standardization for an enterprise view of risks

CONCENTRATION RISK

Limiting over reliance on single third parties and managing outsourcing to limit concentration risk

CYBER AND INFORMATION SECURITY

Leveraging intelligence to support third party risk and monitoring the evolving cyber landscape

Click here to register for the 2019 Congress at the pre-agenda rate of only $999!

FOURTH PARTIES

Managing fourth parties and beyond for full supply chain oversight

BUSINESS CONTINUITY

Looking beyond prevention to ensure recovery and continuity

INTERNAL POLICY

Aligning with internal policy and case study of a global policy rollout

Vendor and Third Party Risk USA 2018 | Global Survey

The Center for Financial Professionals recently conducted a global survey to help benchmark some of the key questions that can indicate the status and health of your third party risk/supplier risk/vendor risk program.

The results of this survey have been collated and a complimentary copy of the completed survey report will be available to participants and the wider third party risk community to support education and benchmarking.

To find out more and receive a copy of the of the final report and results click here

Request a copy

Vendor Risk Insights

Vendor and Third Party Risk USA 2018 | Insights

Find our Vendor Risk thought-leadership articles here. These articles feed from our much larger Risk Insights section of our website which provides you with thought-leadership, white papers, articles and more across risk and regulation.

14th November 2018

Panel discussion: Utilizing FinTech infrastructure to drive process automation and support increase in digital banking structure

13th November 2018

Implementation of beneficial ownership to increase transparency and ensure compliance

by Sean O’Malley, Head of AML and Sanctions Risk Assessment, State Street

13th November 2018

The cryptocurrency eco system – a new frontier in consumer protection

by Jake van der Laan, Director, Information Technology and Regulatory Informatics and Director Enforcement, Financial and Consumer Services Commission

13th November 2018

Operational risk insights from Director, Operational Risk Management at Mizuho

9th November 2018

Global survey report: Emerging issues in third party cyber risk

31st October 2018

Core concepts supporting the risk-based approach

By James H Wistman, Head of Branch Risk & Compliance/MRLO, Santander, Abbey National Treasury Services, US Branch and Sabeena Liconte, Chief Legal Officer & Chief Compliance Officer, Bank of China […]

11th October 2018

eBook: Getting intimate with your controls

25th September 2018

Reviewing the industry trend to converge operational risk and compliance teams

By James Wistman, Head of Brand Risk & Compliance/MRLO, Santander, Abbey National Treasury Services, US Branch

18th September 2018

Risk Webinar: Risk oversight – Meeting regulatory requirements and managing third party risk

13th September 2018

Ensuring effective and up to date controls are in place for monitoring and mitigating insider risk and limiting insider fraud

By Sabeena Liconte, Chief Legal Officer & Chief Compliance Officer, Bank of China International

6th September 2018

Enterprise risk management: Achieving oversight across the institution

By Richard Pike, CEO, Governor

30th August 2018

Increasing stature of operational risk within the institution and limiting execution risk of changing departments

By Benoit Saint-Jevin, Director, Head of Global Markets Americas OPC & TAC Coordination, BNP Paribas

21st August 2018

RCSA: Developing traditional RCSAs to increase benefit and efficiency

By Thomas Tobin, Director, Operational Risk, Mizuho

27th July 2018

The evolving nature of the risks posed by the global technology ecosystem

By Alex Beigelman, former Head of Technology & Cyber Security Risk, JP Morgan.

26th July 2018

Enterprise risk management – Helping management to achieve oversight across the institution

By Sasu Sihvonen, Head of Business Risk, Nordea.

Sponsors & Partners

Vendor and Third Party Risk USA 2018 | Sponsors

Can your organization contribute at our Vendor & Third Party Risk USA Congress in 2019?

Please contact the Center for Financial Professionals today to discuss how we can deliver your thought-leadership at the event, help you generate leads, and provide you with unique networking and branding opportunities. Download our sponsorship package for an outline of what we can offer, but please contact sales@cefpro.com or call us on +1 888 677 7007 where a member of the team will be happy to tailor the right package for you.

Download sponsorship package

2019 Co-Sponsors:

Aravo

Aravo Solutions delivers award-winning, marketleading cloud-based solutions for managing third party governance, risk, compliance and performance. We help companies protect their business value and reputation by managing the risks associated with third parties and suppliers, and to build business value by ensuring that their third party relationships are optimized. Aravo TPRM for Financial Services allows firms to centralize all their third parties into a single, quickstart cloud solution for assessing risk, conducting initial and ongoing due-diligence, managing and monitoring contractual compliance and performance, and transitioning and off-boarding third parties. Providing unrivaled regulatory agility and ease-of-use, together with actionable executive reporting, Aravo supports a user base of 124,000 corporate users, managing more than 4.3 million third party users in 36 languages and 154 countries. Learn more at aravo. com

Bureau van Dijk

Certainty is a highly prized commodity in business. Data might be getting bigger all the time, but this only makes extracting value from it more difficult. Bureau van Dijk captures and treats private company information for better decision making and increased efficiency.

With information on nearly 300 million companies, we are the resource for company data. A key benefit of our information is how simple we make it to compare companies internationally.

Our information includes:
– What companies do, how they’re performing and the people that run them
– Financial data, legal entity details, M&A activity and news
– Corporate structures and ownership

You can access our information via a range of interfaces that are designed to help different business challenges and streamline workflows. Many of our customers blend our information with their own internal data for superior insight.

Grant Thornton

Are your traditional controls and safeguards being stretched to the limit amid a host of risks? Do you need a comprehensive solution to identity, assess, and monitor third-party risks? The accelerating pace of change is placing unprecedented demands on financial institutions with third party risk management as an area of growing concern among many financial services institutions.
Grant Thornton’s Advisory Services professionals are progressive thinkers who create, protect and transform value today so our clients have the opportunity to thrive tomorrow. By helping you withstand the pressures of evolving business environments, our services can support you wherever you are – whether you’re focusing on developing and implementing the right controls to mitigate risk or advancing your company’s finance and technology infrastructure to match your aspirations. Learn more at www.grantthornton.com

Ncontracts

Ncontracts provides web-based vendor management solutions to over 900 clients. Ncontracts’ powerful mix of software and services allows organizations to effectively monitor and manage third-party risk with tools that are adaptable to different vendor management policies and procedure. Together, these tools allow clients to reduce expenses, enhance profitability, and improve internal efficiencies, while maintaining compliance with applicable regulatory standards.

2019 Associate Sponsor:

ProcessUnity

ProcessUnity’s cloud-based solutions help organizations of all sizes automate their risk and compliance programs. Our highly configurable, easy-to-use tools significantly reduce manual administrative tasks, allowing customers to spend more time on strategic risk mitigation. As a software-as-a-service technology, ProcessUnity deploys quickly with minimal effort from customers and their IT resources. The inherent efficiency our technology delivers faster, better results, and the ability to scale governance, risk, and compliance programs over time. Learn more at www.processunity.com.

Media Partners:

We are happy to support publications, associations and organisations at this event. From a simple company listing with your logo to taking advantage of some of our sponsor benefits listed above. To discuss a media partnership further please email casey.graves@cefpro.com or call +1 888 677 7007

Venue & More Details

Vendor & Third Party Risk USA | Venue

Venue

Crowne Plaza
1605 Broadway
New York
NY 10019
USA

We have secured a $355++ accommodation rate for you to stay at the hotel.
Book online here

CPE Credits

Please note that 15.5 credits are available for attending Vendor & Third Party Risk USA.

Register Here

Vendor and Third Party Risk USA 2019 | Registration

		Pre agenda rate
Vendor and Third Party Risk USA 2019 \| June 2019		$999

Should you have any questions regarding registering, please contact the Center for Financial Professionals, please contact us on +1 888 677 7007 (US) or +44 (0)20 7164 6582, or email casey.graves@cefpro.com

Group Bookings:

Group rates are available for 3 or more attendees from the same organisation, when registering at the same time. The current rate allows every third colleague to come along for half price! or a fifth colleague to attend for free