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Latest Fraud Insight:
Discussing the experiences of delivering third party risk management in a highly regulated environment
Paul Huggett, Head of Third Party Risk Profile & Governance, Bank of Ireland Group

Reviewing changes in uses of outsourcing and long term implications of Covid-19

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Assessing and allocating risk in the contract for the new ‘normal’

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Reviewing alternative rates emerging amidst market hesitation towards SOFR

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Developing continuous monitoring for oversight processes across contact lifecycle

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Increasing public and private collaboration and sharing of data to identify trends and tackle risk across the industry

The views and opinions expressed in this article are those of the thought leaders as individuals, and are not attributed to CeFPro or any particular organization. […]

Overview of the regulatory landscape and convergence for holistic management

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Managing the impact on the working environment and internal controls

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Reviewing supply chain resilience and developing controls to maintain resilience of processes

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Supply chain risk management and practice

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Implementing a Trade Surveillance Program to increase fraud detection

The views and opinions expressed in this article are those of the thought leaders as individuals, and are not attributed to CeFPro or any particular organization. […]

Identifying fourth parties and beyond to track dependencies and mitigate risk of service failure

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

The future of on-site assessments: Balancing cost vs. effectiveness to satisfy on-site assessment requirements

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

The future of on-site assessments: Balancing cost vs. effectiveness to satisfy on-site assessment requirements

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Analyzing US and global recovery rates and the impact on treasury and ALM

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Adapting business strategy to boost margins in the aftermath of the pandemic

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Mitigating against the inappropriate dissemination of data outside of the company as data increases in value

The views and opinions expressed in this article are those of the thought leaders as individuals, and are not attributed to CeFPro or any particular organization. […]

Reviewing impacts of Covid-19 on global supply chains and long term lessons learnt

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

The future of operational risk practices: Evolving as the risk landscape changes

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Monitoring internal and external concentration of supply chain to minimize over reliance on individual third parties

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Developing continuous monitoring for oversight processes across contact lifecycle

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Developing processes to manage uncertainty in global supply chain demand and availability

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Implications of the introduction of central bank digital currencies for banking

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Reviewing the impact of COVID-19 and leveraging lessons learnt as we move forward

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Presentation: Operational resilience strategy and framework at FNZ – practice and application

CEFPRO VIDEO Interview with: Kirsty McLaughlin Global Risk Systems Manager FNZ Rachel Ward Senior Operational Risk Manager FNZ To watch this video you must be logged […]

Reviewing the impact of COVID-19 and leveraging lessons learnt as we move forward

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Reviewing the fraud landscape with increase in threats and techniques

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Developing methodologies to review risk on an intraday and to better understand positions

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

An integrated risk management approach towards emerging risks

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Fintech advances and financial services – what does the post-covid road hold?

The advances in the implementation of financial technology (fintech) within financial services took a significant change in direction during the last year and a half. Areas […]

Assessing regulatory changes ahead and the impact on third party and vendor risk management

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Defining and understanding the move to green finance and climate sustainability

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Future of the chief risk office: Developing robust practices with increased digitalization

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Gaining a true view of credit risks and identifying non-performing products amidst continued volatility

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Monitoring the threat landscape to better understand cyber threats

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Reviewing the impact of COVID-19 and leveraging lessons learnt as we move forward

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Leveraging funds transfer pricing in an increasingly volatile environment with future uncertainty

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Managing financial resilience and understanding impact of volatility and uncertainty

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Managing cyber security risks in a remote working environment internally and across supply chain

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Demonstrating resilience and developing business continuity plans in light of recent volatility

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Payments Innovation Risks

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Taking a proactive approach to risk adjusted performance management

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Managing increase in liquidity on balance sheets and boosting profitability

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Integration of model risk management from data through to validation

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Designing and implementing an effective internal fraud detection system

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Assessing regulatory changes ahead and the impact on third party and vendor risk management

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Regulatory developments within data privacy and monitoring transfer across borders

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Maintaining model risk programs and functionality in a stress environment

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Driving profitability in a heavily regulated environment and future regulatory change

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Reviewing model reactions to COVID-19 and capabilities through recovery

The views and opinions expressed in this article are those of the thought leaders as individuals, and are not attributed to CeFPro or any particular organization. […]

Driving profitability in a heavily regulated environment and future regulatory change

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Leveraging AI technology to drive digital transformation and enhance customer experience

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Robotic Process Automation and Low-Code Applications, perspectives from a citizen developer

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Model validation methodologies for corporate probability of default (PD) modeling

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Developing a Robotic Process Automation (“RPA”) tool risk management program

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Lessons learnt from COVID-19 pandemic: Looking ahead to business after the pandemic

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Lessons learnt from COVID-19 pandemic: Looking ahead to business after the pandemic

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Elevating Model Validation towards holistic MRM discipline: learnings, challenges, most important aspects

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Building models based on historic data and impact on forecasting

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Building models based on historic data and impact on forecasting

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

The risk manager’s role in combatting model risk through model validation

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Ayan Mukherjee, Product Owner, Data Science […]

Ensuring completeness and accuracy of model inventory to monitor uses across all areas

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Nikolai Kukharkin, MD, Head of Model […]

CeFPro’s Fintech Leaders 2021 Summary

The road to full technology adoption and transformation in any industry is never a smooth one. Financial services are no different. The potential of what advances […]

Reviewing model reaction to COVID-19 and assessing the impact of volatility in 2021

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Mohit Dhillion, Managing Director, Quantitative Analytics, […]

Quantification of model risk and tiering of models for a risk sensitive approach

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Fares Triki, Head of Model Risk […]

Automation in model risk management

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Julian Horky, Head of Risk Controlling, […]

Exploring the current landscape and ability to create an ethical/sustainable supply chain

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Rachel Michelin, President, CEO, California Retailers […]

Lessons learned from the pandemic and adaption of business models to diversify supply chain concentration

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Eirini Etoimou, Group Procurement Manager, ODEON […]

Leveraging lessons learnt from heavily regulated industries to identify best procedure

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Orlando Fernandez Ruiz, Senior Technical Specialist, […]

Why is your Third Party Risk Management (TPRM) programme failing?

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Malcolm Parker, TPRM Service Line Leader, […]

How to drive end-to-end supply chain risk management including people, process and technology

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Jian Huang, Global Head of Corporate […]

Building cyber resilience to protect customers and the institution

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Phil Masquelette, Senior Vice President/CRO & […]

Developing and promoting risk culture agendas and aligning conduct

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Soren Agergaard Andersen, Chief Risk Officer, Nordea Asset […]

Understanding the importance to developing an ethical supply chain and the impact of failure on reputation & brand

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Laura Simmonds, Supply Chain Risk Thought […]

Positioning and evolving privacy programs to account for different programs across jurisdictions

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Joshua Kotok, Chief Risk & Compliance […]

Latest updates and industry trends within credit risk

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Maria Kostova, Credit Risk Specialist, European Central Bank

Developing and promoting risk culture agendas and aligning conduct

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Mark Chaplin, Chief Risk Officer, Aviva

The future of model risk management and technology uses to drive efficiency

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Liming Brotcke, Head of Model Validation/Sr. […]

Crossing the chasm from data management to data governance

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Jeff Prelle, SVP, Risk Analytics & […]

Managing reputation risk in an evolving landscape with increased uncertainty

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Ebbe Negenman, Chief Risk Officer, Aegon […]

Understanding the importance to developing an ethical supply chain and the impact of failure on reputation & brand

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Shamial Afzal, Head of Supplier Management […]

CRO Series Issue 2: Analyzing the evolving risk landscape amidst the COVID-19 pandemic

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Wolfgang Koehler, CRO, Member of the Management […]

CRO Series Issue 1: Analyzing the evolving risk landscape amidst the COVID-19 pandemic

The views expressed within this material are those of the contributors and not those of BNY Mellon. BNY Mellon has not independently verified the information contained […]

Interview: Ensuring system resilience to adapt to the evolution of the new payment landscape

CEFPRO VIDEO Interview with: Adrian Korczynski Director, Cyber Security Business Unit Comarch To watch this video you must be logged in to the CeFPro Members Hub. […]

What a difference a year makes – Looking at the liquidity and repo markets going forward

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Oskar Rogg, Head of Treasury, Credit […]

The ARRC’s progress to date and priorities going forward in the transition

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Tom Wipf, Vice Chairman of Institutional […]

Establishing a mature client experience practice as part of the digital transformation strategy

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Martin Lange, Director, Client Experience Strategy, […]

Developing business continuity and incident response plans for damage limitation in a loss event

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Alpa Inamdar, Head of Third Party […]

Communication and understanding of impacts of IFRS17 on company accounts to internal and external stakeholders

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Oscar Kitasoboka, Chief Actuary, UAE Insurance […]

Repapering, digitalisation and Contract Lifecyle Management: Reducing costs whilst achieving LIBOR remediation

The remediation of contracts involving LIBOR is one of the most significant challenges facing the financial fector. With $340Trillion worth of contracts needing to be reviewed […]

Announcing CeFPro’s Virtual Risk EMEA 2020 Summit

The Center for Financial Professionals are pleased to announce that this year’s 9th Annual Risk EMEA Summit has gone virtual. For the first time in the […]

CeFPro Webinar – IFRS 17 – A frank discussion on what to know, do and avoid

The Center for Financial Professionals conducted a webinar, 'CeFPro Webinar – IFRS 17 – A frank discussion on what to know, do and avoid'. Led by: James […]

Sophisticated digital framework for cash & liquidity proves its value under stressed conditions

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro.

Assessing the impacts and consequences of LIBOR transition including timelines, reference rates and the path forward

By Shannon Harris, Senior Research Executive, CeFPro 

Leveraging global intelligence concepts to share information across the industry for mitigation of financial crime

By Lester Joseph, Head, Global Financial Crimes Intelligence Group, Wells Fargo & Company

Fraud & Financial Crime: Just Another Brick In The Wall…

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Corey A. Reason, Head of Compliance, […]

Has regulation gone too far or is there still more to be done?

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Bill Coen, Former Secretary General, Basel […]

Looking through the crystal ball: Covid 19, economic and risk management

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By Brandon Davies, Non Executive Director, Obillex […]

Remote work as an effective tool to manage an organization

Tomasz Grabowski, Product Manager, Comarch In the face of the pandemic, many employers experienced a shock, having to introduce remote work on a massive scale. But […]

Understanding how technology is changing approaches to credit risk

By Michael Baker, Managing Director, Scope Risk Solutions GmbH, part of the Scope Group What for you are the benefits of attending a conference like ‘Risk EMEA’ and […]

CeFPro Webinar – Managing risk through volatile markets and uncertain times

The Center for Financial Professionals conducted a webinar, 'CeFPro Webinar – Managing risk through volatile markets and uncertain times'. Led by: Mario Dell’Era, Senior Group Manager, […]

Securing Third-Party Risk During COVID-19

A company’s ecosystem of suppliers, vendors, partners and clients is instrumental to its success. How do you ensure these complex relationships do not become your organization’s […]

Panel Discussion | Non-Financial Risk Survey Results

At the Center for Financial Professionals 6th Annual New Generation Operational Risk Summit 2020, a panel discussion on CeFPro's Non-Financial Risk Report took place. This discussion […]

CeFPro Webinar: Practitioners guide to IBOR transition

The Center for Financial Professionals conducted a webinar, 'CeFPro Webinar: Practitioners guide to IBOR transition Led by: Richard Robinson, Principal Sales Engineer, Apttus Tess Virmani, Associate […]

Building strategies for quick change management amongst global political uncertainty

By Charles Forde, Group Head of Operational Risk, AIB

Minimising concentration risk with increased resilience on outsourced activity

By Sucharita Banerjee Lodha, Head of Operational Risk, International GI, Enterprise Risk Management, AIG

Broadening the scope to identify risks across portfolios for a holistic view of non-financial risks

By Dr. Jenny J Birdi, Head of Operational Risk & Risk Strategy UK, HSBC

Delivering Operational Resilience

By Dr Jimi M V Hinchliffe, Chair, IOR in England & Wales

Managing COVID-19 risk

The COVID-19 pandemic has fundamentally shifted not only global business and the economy, but our entire world as we know it. But who better to lead […]

Third Party Risk in the 21st Century, A Risk Mitigation Strategy

By Philip S. Renaud II, MSc, CPCU, Executive Director, The Risk Institute

The future of operational risk frameworks and management

By Tom Garrubba, Vice President & CISO, SFG/Shared Assessments

Using technology and innovative opportunities to enhance KYC practices

By Carole Avis, CRO, LGI, Legal & General

Reviewing the evolution and changing nature of the payments landscape and future expectations

By Jim Maimone, SVP, Senior Enterprise Payments Platform Product Manager, Citizens Bank

Model Inventory: Tools and techniques for an accurate inventory

By Chris Smigielski, Model Risk Director, Arvest Bank

CeFPro Webinar: AML – Is it time to move to real-time inbound monitoring?

The Center for Financial Professionals conducted a webinar, 'CeFPro Webinar: AML – Is it time to move to real-time inbound monitoring?'. Led by: Kathy Griffin, Chief […]

Reviewing the global regulatory environment and managing jurisdictional deviations

By Andrew Barnett, Head of Fraud Management, Nordea

Silence the voice of the fraudster, enable the voice of the customer

By Dr Nikolay D Gaubitch, Head of EMEA Research, Pindrop

Measurement and quantification of model risk: Aggregating model risk for a holistic view

By Apurva Anand, Director – Model Risk Management, Barclays

Risk identification and risk reporting as a value added process to drive decision making

By Julia Lo, Director, Internal Audit, Prudential

Identifying internal weaknesses and vetting controls to detect internal fraud

By  Vinaya Parvate, Global Head, Fraud Risk Oversight for Institutional Client Group and Citi Commercial Bank, Citi What, for you, are the benefits of attending a […]

ESMA-ESEF Reporting: an opportunity rather than a mere obligation

Author: Lise Chorques, IFRS & XBRL Advisor, Ginini Antipode Ginini Antipode – https://www.ginini-antipode.com/ixbrl-et-reporting-esef/ UBPartner – https://www.ubpartner.com/eurofiling/#fndtn-esma

Brexit war games: Reviewing potential outcomes of Brexit and impact on institutions and compliance

By Riley Peterson, EMEA Head of Strategy and Governance, MUFG

Building resilience principles into operational risk to maintain critical services

By Melissa Mellen, Officer and Department Head of Policy, Analytics and Vendor Strategy, Federal Reserve Bank of New York

Positioning and evolving privacy programs to account for different programs across jurisdictions

The views and opinions expressed in this article are those of the thought leader and not those of CeFPro. By James Bone, Lecturer in Discipline, ERM, […]

Best practices for validating machine learning models

By Roderick A Powell, SVP, Head of Model Risk Management, Ameris Bank

Incorporating model risk management principles across lines of business and risk

By Heather Russell, Director Model Risk Management, Bank of America

Has regulation gone too far or is there still more to be done?

By Bill Coen, Basel Committee on Banking Supervision & Chair, IFRS Advisory Council

Aligning fraud and cyber teams to increase cyber resiliency and minimize risk

By Rob Byars, Vice President, Information & Cyber Security, Wells Fargo

New techniques for developing sound compliance practices for anti-bribery and corruption laws across jurisdictions

By Sabeena Liconte, Head of Legal & CCO, Bank of China International

Definition and classification of a model under the global guidelines and treatments across the institution

By Daniel Hoyt, Head of Model Validation, Euroclear

Changing culture to incentivize and promote good conduct

By Nison Nagdimov, Senior Operational Risk Manager, Citi

Creating an integrated approach and control procedure to embed technologies into the business

By Colin Last, Director of Risk and Control, Nationwide

Cybersecurity & fraud prevention – Two sides of the same coin?

By Tim Ayling, Vice President EMEA, Buguroo

Next generation of fraud and financial crime prevention: Using AI and machine learning to revolutionise compliance

By Maarten Ligthart, Head of KYC CoE / Monitoring & Screening, ING

Policing fraud – challenges and opportunities

By Alex Rothwell, Detective Superintendent, City of London Police

Behind the scenes of cybercrime and fraud on mobile – Understand the factors driving growth of fraud to fight it

By Gaetan van Diemen, General Manager, ThreatFabric

FinTech Leaders 2020 Released Today – SAS, Oracle, Bloomberg, FIS, Amazon, and IBM ranked in the Top 50 Leaders!

News provided by Center for Financial Professionals on Monday 27th Jan 2020.

Presentation | Payment in the new: Balancing experience and new frontiers

CEFPRO VIDEO Interview with: Gian Battista Head of Digital Payments Intesa Sanpaolo To watch this video you must be logged in to the CeFPro Members Hub. […]

Post-panel discussion: Ensuring system resilience to adapt to the evolution of the new payment landscape

CEFPRO VIDEO Discussion with: Jane Barber, Senior Consultant, Natwest Dougie Belmore, Head of Payments Industry Engagement, Clydesdale Bank Simon Wilson, Director, Global Payment Solutions, Icon Solutions To watch this video you must […]

Risk Americas – How can risk managers be more efficient?

CEFPRO VIDEO Interview with: Matthew Macia EVP, Chief Risk Officer Bank of the Sierra To watch this video you must be logged in to the CeFPro […]

Complexities of operational risk: Flexible change, regulatory environment and technology risk

CEFPRO VIDEO Interview with: Beate Born Executive Director UBS To watch this video you must be logged in to the CeFPro Members Hub. Not yet a […]

Discussing the experiences of delivering third party risk management in a highly regulated environment

By Paul Huggett, Head of Third Party Risk Profile & Governance, Bank of Ireland Group

CeFPro Webinar – Global collaborative efforts for mitigating financial crime – Identifying key challenges and developing comprehensive solutions

The Center for Financial Professionals conducted a webinar, 'CeFPro Webinar – Global collaborative efforts for mitigating financial crime – Identifying key challenges and developing comprehensive solutions'. […]

CeFPro Webinar – Exploring the role and scope of operational resilience including frameworks, responsibility and implementation

The Center for Financial Professionals conducted a webinar, 'CeFPro Webinar – Exploring the role and scope of operational resilience including frameworks, responsibility and implementation'. Led by: […]

Research survey: Basel IV Readiness – How prepared is your firm?

Wolters Kluwer are currently undertaking a new research project on Basel IV readiness and how prepared firms are for this. The Basel Committee has recently published […]

Mitigating financial crime through leveraging global intelligence concepts to share information across the industry

By Corey A. Reason, Head of Compliance, Clarien Bank Limited

Leveraging global intelligence concepts to share information across the industry for mitigation of financial crime

By Lester Joseph, Head, Global Financial Crimes Intelligence Group, Wells Fargo & Company

Transaction monitoring for suspicious activity and reducing false positives using technology advances

By Rebecca “Becky” Schauer Robertson, Director of AML Compliance, South State Bank

Tracking flow of funds and understanding beneficial ownership to identify fraudulent activity

By Victor Lessoff, MD, Head of Internal Investigations, TIAA

Reviewing opportunities with request to pay as a payment concept to enhance customer experience

By Francis De Roeck, Global Cash Management, Payment Regulations, BNP Paribas

Global research survey: Technology risk in financial services

In CeFPro's recent Non-Financial Risk Leaders survey, we asked our respondents what they consider to be the top non-financial risks within the industry - Technology risk was […]

Federal implications of banking Marijuana money and movement of cash across State lines

By Lester Joseph, Head, Global Financial Crimes Intelligence Group, Wells Fargo & Company

CeFPro Webinar – Implementing strong customer authentication – Customer’s journey and Merchant readiness

The Center for Financial Professionals conducted a webinar, 'CeFPro Webinar – Implementing strong customer authentication – Customer’s journey and Merchant readiness'. Led by: Alex Roy, Head […]

The cryptocurrency ecosystem – A new frontier in consumer protection

By Jake Van Der Laan, Chief Information Officer/Director, Information Technology and Regulatory, Financial and consumer Services Commission

Managing compliance to the evolving regulatory landscape amidst political uncertainty

By Caitriona Whelan, Managing Director Legal and Compliance Executive, Payen

A Perspective on Operational Risk Complexity in Financial Services

By Beate Born, Executive Director, Risk Management, UBS

Credit Portfolio Management: An evolving subject

By Catherine Keane, Head of Bank and Country risk, Bank of Ireland

Potential disruption across the industry of BigTechs entering payment infrastructure

By Aleksi Grym, Head of Digitalisation, Bank of Finland.

Evolution of payments infrastructure and future outlook with increased non-bank entrants in the market

By Dougie Belmore, Head of Payments, CYBG, Clydesdale Bank

Managing compliance amidst political uncertainty and the evolving regulatory landscape

By Gianluca D’Imperio, Group CIB Compliance, UniCredit S.p.A.

Setting the scene: What is XBRL, where is it used and why are these changes so important for you?

By Mike Willis, Assistant Director, Office of Structured Disclosures, Division of Economic and Risk Analysis, U.S. Securities & Exchange Commission

Biometrics in Payments

By Steve Cook, Specialist Biometrics & Digital Identity Consultant, Biometrics for eCommerce

Meeting regulatory demands amidst continued innovation, disruption and evolution

By Sophie Bottazzi, Senior Research Executive, CeFPro

Cryptocurrency: The next main Internet payment Method?

By Anil Nayak, Blockchain Advisor, Allied Irish Bank

Understanding cybercrime – the risks posed to businesses and the best ways to mitigate cyber risks

By Mohsin Choudhury, UK Cyber Security Lead, Former Bank of Ireland

Using risk appetite as a management tool and reporting at a useable level

By Simon Cartlidge, Head of Risk, Legal & General Investment Management’s Retail Division

Risk EMEA 2019: Data, the impact of technology and increasing efficiency

CEFPRO VIDEO Interview with: Liv Watson Sr. Director of Strategic Customer Initiatives Workiva To watch this video you must be logged in to the CeFPro Members […]

#ChangePays: There were more male CEOs named John than female CEOs

Author: Daniel Sandberg, PhD, CFA, S&P Global Market Intelligence  

ClimWISE – Assessment of climate risk for credit portfolios

Article by Deloitte

Improving third party risk management programs to optimize operations

The aim of this research is to better understand where third party risk management is positioned within an organization, and to what extent the associated risks […]

Reviewing rate options, fall back language and pace of adoption across the major currencies and the ability to work across multiple jurisdictions

By Alaistair Sharp, Head of Short Term Interest Rate Trading London, Credit Suisse

Integration of stress testing with financial planning and driving strategic decisions

By Venkat Iyer, Director of PPNR Forecasting, Santander The insights in this article are not necessarily representative of Santander

How to leverage stress testing for strategic and competitive advantage

By Ty Lambert, Chief Data Analytics Officer, BancorpSouth

Reviewing FinTech advances and new product entrants impact on the market

CEFPRO VIDEO Interview with: Alessia Falsarono MD, Portfolio Strategy and Risk PineBridge Investments To watch this video you must be logged in to the CeFPro Members Hub. […]

How leaders foster an inclusive culture

CEFPRO VIDEO Interview with: Melissa Murphy Senior Manager of U.S. Regulatory Technology Scotia Bank To watch this video you must be logged in to the CeFPro […]

Presentation | CECL for Municipals: PD and LGD Approach

CEFPRO VIDEO Led by: Bob Durante, Senior Director, Risk Services, S&P Global Market Intelligence Rad Lukic, Senior Director, Risk Services, S&P Global Market Intelligence To watch this video you must […]

CeFPro Webinar – CECL delay opens window of opportunity for strategic risk process improvements

The Center for Financial Professionals conducted a webinar, 'CeFPro Webinar – CECL delay opens window of opportunity for strategic risk process improvements'. Led by: Will Newcomer, […]

The evolution of operational risk including resilience, cyber and future trends

By Shannon Harris, Senior Research Executive, CeFPro  Over the last ten years the operational risk landscape has changed beyond recognition and included a drive towards holistic […]

Increasing interaction and integration of liquidity and capital stress tests for a unified view of impacts

By Martin Marchesi, Head of Stress Testing & Credit Projection, Intesa Sanpaolo

Exploring modelling techniques for non-financial risk and stress testing

By Alexander Von Felbert, Head of Risk Controlling, Airbus Bank

Improving capabilities internally to deliver stress tests in a more comprehensive way and increase the efficiency of stress testing

By Pradyumna Javalekar, Executive Director, Head of CVA Stress Testing, JP Morgan Chase & Co.

CeFPro Webinar – LIBOR Transition – How real is it?

The Center for Financial Professionals conducted a webinar, 'LIBOR Transition - How real is it?'. Led by: Phil Lloyd, Head of Market Structure & Regulatory Customer […]

Presentation: Managing cyber risk in an increased technology landscape to stay ahead of threats

CEFPRO VIDEO Presentation, Led by: Sam Lee Head of Operational Risk, EMEA Sumitomo Mitsui Banking Corporation Europe To watch this video you must be logged in […]

Presentation: Project 27 – Creating an integrated region for domestic and cross border payments in multiple currencies in the nordics

CEFPRO VIDEO Presentation, Led by: Hendrick van der Watt Head Payment Architecture Danske Bank To watch this video you must be logged in to the CeFPro […]

Model risk management in CECL

CEFPRO VIDEO Interview with: Nav Vaidhyanathan Group VP, Head of Model Validation and Governance M&T Bank To watch this video you must be logged in to […]

How will technology impact operational risk management?

CEFPRO VIDEO Interview with: Sean Miles, Head of Operation Risk, Santander Services, Santander Shahid Hussain, Senior Risk Officer, EBRD Gary Savill, Head of Risk, SAGA Services Dora Grant, CRO, SAGA Services Beate Born, Executive Director, […]

CECL model implementation and execution: 1st line model validation / risk management and running alongside stress tests in a cohesive framework

By Michael Jacobs, Lead Quantitative Analytics and Modeling Expert, PNC

Assessing the current ecosystem and evolution of FinTech

By Ameer Naraynen, Head of Systems Development, Bordier & Cie UK PLC

CeFPro Webinar – Model Risk: Where will innovation take us and what challenges are ahead?

The Center for Financial Professionals conducted a webinar, "Model Risk: Where will innovation take us and what challenges are ahead?" Topics addressed: Evolution of model risk […]

CeFPro Webinar – Business Value: Risk culture, lines of defense and emerging risks

The Center for Financial Professionals conducted a webinar, 'Business Value: Risk culture, lines of defense and emerging risks'. Led by: Ryan Spelman, Senior Manager, CyberClarity360 Jacob […]

Understanding how firms can develop internal transition plans, systems and modelling to ensure they are operationally ready

By Sandeep Bhorkar, Director, IBOR Transition, Société Générale Disclaimer: All of the views, opinions and interpretations presented herein are solely those of the speaker and should […]

CECL implementation for FBOs: Leveraging IFRS 9 for CECL

By Kuo-Chang Lu, Head of Strategic Planning and Business Engagement, RBC

Operational risk: Impact of innovation and using risk appetite beyond regulatory compliance

CEFPRO VIDEO Interview with: Simon Cartlidge Head of Risk (LGIM Retail & DC) Legal & General To watch this video you must be logged in to […]

Payments innovation, customer satisfaction and open banking

CEFPRO VIDEO Interview with: Dougie Belmore Head of Payments Industry Engagement Clydesdale Bank To watch this video you must be logged in to the CeFPro Members Hub. Not […]

IFRS 17 Explained

IFRS 17 is complex and many insurance firms feel there is a lack of understanding and training of this new accounting standard across their organisations. This […]

Integration of AI and machine learning to apply a broader spectrum of appropriate shocks to individual portfolios

By Assad Bouayoun, Senior XVA Quantitative Expert, former HSBC

Investigating the pace of adoption and characteristics of risk-free rates and how the industry is being impacted by the transformation

By Sebastien Cross, UK Rates Strategist, Bank of America

Making fairness an intrinsic part of AI for financial services

By Sray Agarwal, Specialist – Data Science & AI, Publicis Sapient

Bringing technology to traditional components of risk management

By Raj Dave, Director Compliance, Barclays

Understanding the changing behaviours of consumers and meeting evolving expectations

By Chris Crespo, Head of Digital Direction, Group Digital, Nordea

Reviewing the evolving landscape of non-financial companies offering financial products

Rinse Jacobs, Head of Strategic Partnerships, solarisBank

Validation and Governance of the use of AI and machine learning models to increase efficiency

By Paul O’Donovan, Director, US Model Governance, BMO Financial

Developing risk sensitive model risk management practices tailored to individual model requirements

By Chris Smigielski, Director, Model Risk Management, Arvest Bank

Next generation of Stress Testing: Using as a tool and BAU integration

By Liang-Khoon Koh, Director Stress Testing, Silicon Valley Bank

Discussing international variations in timelines, approaches, model adoption and the potential for harmonisation

By Brandon Davies, Non-Executive Director, Obillex Limited

Top 3 investment priorities according to FinTech Leaders 2019 Report

In October 2018, CeFPro embarked on a global research initiative to gather market data on FinTech trends, priorities and challenges – FinTech Leaders 2019. The data-gathering […]

Reviewing the latest trends and challenges surrounding LIBOR transition and the adoption of alternative reference rates

By Shannon Harris, Senior Research Executive, CeFPro

Integrating conduct requirements and maturing risk culture of a firm

By Benoît Saint-Jevin, Head of OPC & TAC Coordination, Global Markets Americas, BNP Paribas

Linking risk appetites to decision making

By Jacob Rosengarten, Principal, Wolf/Rosengarten Group

Benefits of a Traditional RCSA

By Thomas Tobin, Director, Operational Risk, Mizuho

Exploring the uses of AI and machine learning technology in operational risk

By Saqib Jamshed, Head of Model Risk Governance, The Options Clearing Corporation

Biometrics: Increasing security and accessibility to increase customer experience

By Steve Cook, Specialist Biometrics and Fintech Consultant, Biometrics for eCommerce

Director of Operational Risk at Mizuho Americas discusses universal language, taxonomies and data sharing

CEFPRO VIDEO Interview with: Dominique Benz Director, Operational Risk Management Mizuho Americas LLC. To watch this video you must be logged in to the CeFPro Members […]

Emerging trends and utilising Stress Testing as a tool for driving strategic business decisions

By Sophie Bottazzi, Senior Research Executive, CeFPro

Increasing accountability in the first line and minimizing duplication of efforts for risk assessments

By Hugo Ramirez, SVP, Director of Corporate Assurance, BBVA

FRTB: Challenges ahead, uncertainty surrounding timelines and technology capabilities

CEFPRO VIDEO Interview with: Ozgur Ozel Executive Directors EMEA, Head, Prudential Regulatory Relations  Morgan Stanley To watch this video you must be logged in to the CeFPro Members […]

Exploring techniques and methodologies around implementing the IFRS 17 standard

By Rahul Verma, Methodology Lead, Just Group. What, for you, are the benefits of attending a conference like the ‘IFRS 17 Forum’ and what have attendees learnt from […]

Liquidity assumptions: Qualitative approaches

By Joe Peedikayil, SVP, Liquidity/Credit/Capital-Qualitative Model Validation, Wells Fargo

IFRS 17- What does the new standard tell us about the business?

By Nick Dexter, Senior Advisor, Bank of England.

The Research for CeFPro’s FinTech Leaders 2020 Report has been launched

CeFPro’s Global Research Survey has been launched for the next edition of FinTech Leaders! FinTech Leaders is the most comprehensive independent study of the global FinTech […]

Interest rates: How firms can sufficiently plan and prepare for multiple outcomes

By Yuhong Liu, Director, BNP Paribas

Liquidity risk: Maintaining balance sheet stability and risk appetite

By Armel R. Kouassi, Head of Balance Sheet Modeling, Northern Trust

FinTech and emerging technology in financial services

By Alice Kelly, Head of Research and Production, CeFPro

Managing regulatory expectations in an evolving landscape and satisfying requirements across jurisdictions

By Rebecca Schauer Robertson, CAMS-Audit, CAFP, CFE EVP Director of AML Compliance, South State Bank

Expanding capabilities in data analytics across audit teams to develop an enterprise level picture

By Amit Srivastav, Executive Director, Morgan Stanley and Dhaval Sheth, Head of Corporate Investigations and Analytics, CIT

Reviewing the evolution of model risk management and managing innovation with management and oversight

By Sophie Bottazzi, Senior Research Executive, CeFPro

Liquidity Risk: Regulatory landscape and current industry trends

By Andres Oranges, Chief Operating Officer, Treasury, Société Générale

Reviewing the latest IFRS 17 trends including finalising plans, timelines and implementation

By Shannon Harris, Senior Research Executive, CeFPro

Progressing with LIBOR transition in an uncertain environment

By Gary Levin, Director, Head of Fixed Income Market Risk for Americas, Société Générale

Presentation: The increasing risk of vendor and third parties and ensuring effective controls across lifecycle

CEFPRO VIDEO Presentation, Led by: Joshua Kotok Chief Risk and Compliance Officer First Savings To watch this video you must be logged in to the CeFPro […]

Model risk: Model transparency & ensuring effective validation

CEFPRO VIDEO Interview with: Aruna Joshi SVP, Model Risk Management Bank of the West To watch this video you must be logged in to the CeFPro […]

Distributed ledger technology

By Mariana Gómez de la Villa, Head of Wholesale Banking Blockchain, ING

Fundamental Review of the Trading Book (FRTB)

By Shearin Cao, Technical Specialist, Traded Risk Management, Standard Chartered Bank

Panel discussion: Assessing how IFRS 17 interpretations can impact decision-making processes

CEFPRO VIDEO Led by: James Orr, Chief Actuary - Head of Department, PRA, Bank of England Jo Clube, TRG Member, Group Technical Accounting Director, Aviva Asif John, Managing Director, AMJ Global Solutions […]

The evolution of Audit: The future of audit risk and regulatory expectations

By Sophie Bottazzi, Senior Research Executive, CeFPro

Model risk: Life-cycle, new regulations and what the future holds

CEFPRO VIDEO Interview with: Chris Smigielski Model Risk Director Arvest Bank To watch this video you must be logged in to the CeFPro Members Hub. Not […]

Climate-linked scenarios and credit risk modelling

By Giorgio Baldassarri, Global Head of Analytic Development Group, S&P Global Market Intelligence

Assessing the changing regulatory landscape and the impact of global and jurisdictional variations

CEFPRO VIDEO Interview with: Dawd Haque Market Initiatives, Regulatory Transformation & Strategy Deutsche Bank To watch this video you must be logged in to the CeFPro Members […]

Building operational resilience in financial services and ensuring compliance to regulatory standards

By Sucharita Banerjee Lodha, General Insurance International (GII) Business Resiliency and Operational Governance, AIG

TPRM insights from Dov Goldman, VP, Innovation and Alliances, Opus

CEFPRO VIDEO Interview with: Dov Goldman VP, Innovation and Alliances Opus To watch this video you must be logged in to the CeFPro Members Hub. Not […]

Big data, small data: How to get from insights to action with data visualisation

Risk technology can shrink big data into more manageable information, so it’s not just insightful, but actionable. As businesses continue to harness the power of big […]

Challenges and opportunities of model risk reporting

By Herman Graaff, Head of Model Validation, de Volksbank

Assessing the impacts and consequences of LIBOR transition including timelines, reference rates and the path forward

By Shannon Harris, Senior Research Executive, CeFPro 

Risk Webinar: Evolving role of banks and FinTechs in the Real Time Payment space

The Center for Financial Professionals conducted a webinar, "Evolving role of banks and FinTechs in the Real Time Payment space" The webinar covers: Where we are […]

Operational risk control framework: Technology and regulatory requirements

CEFPRO VIDEO Interview with: Xavier Pujos Managing Partner Sionic Advisors To watch this video you must be logged in to the CeFPro Members Hub. Not yet […]

Effective model risk and incorporating effective controls to guard against model errors and allow for quick response

By Paul Burnett, Global Head of Traded Risk Analytics, HSBC

Leveraging recovery and resolution as a business tool whilst ensuring compliance to regulatory demands

By Jason Penman, Head of Balance Sheet Management, NatWest Markets

Risk Webinar: Vendor & third party risk – Adapting to the evolving regulatory landscape

The Center for Financial Professionals conducted a webinar ahead of Vendor & Third Party Risk Europe 2019, "Vendor & third party risk – Adapting to the […]

Risk Webinar: A discussion on the key findings from CeFPro’s Global Conduct Risk Survey

The Center for Financial Professionals conducted a webinar , "A discussion on the key findings from CeFPro’s Global Conduct Risk Survey" The webinar covers: Treatment of […]

Survey Suggests Third-party Risk Practices Are Maturing

By Aravo

Vendor risk: Due diligence, scaling, analysis, and ongoing oversight

By Marc Lotti, Partner, ACA Aponix and Jeff Rowley, Principal Consultant, ACA Aponix

Implementation challenges and short comings of the most recent regulations within MRM

By Azar Khurshid, Director, Global Risk Management, Mizuho International

Reviewing current industry understanding and approach to FTP

CEFPRO VIDEO Interview with: Fitz Drummond Executive Director Goldman Sachs To watch this video you must be logged in to the CeFPro Members Hub. Not yet […]

Analysing industry approaches, technology advances and ring-fencing impacts on firms

CEFPRO VIDEO Interview with: Dimitrios Papathanasiou Head of EMEA Treasury and Liquidity Risk Credit Suisse To watch this video you must be logged in to the […]

Challenges are here to stay – What next?

CEFPRO VIDEO Interview with: Julian Sawyer Chief Operating Officer Starling Bank To watch this video you must be logged in to the CeFPro Members Hub. Not […]

Reviewing guidance for IRRBB and impacts on the business

CEFPRO VIDEO Interview with: Fabio Perata  Head of Section/Joint Supervisory Team Coordinator European Central Bank To watch this video you must be logged in to the […]

Developing and testing business continuity plans for risk mitigation for supplier failure

By Tom Garrubba, Senior Director & CISO,  Shared Assessments & The Santa Fe Group

CRD V: Some Pain, but Potentially a Lot of Gain

By Jeroen Van Doorsselaere, Vice President, Global Risk & Finance, Wolters Kluwer

Monitoring and mitigating insider risk and limiting insider fraud

CEFPRO VIDEO Interview with: Sabeena Licontre Chief Legal Officer & Chief Compliance Officer Bank of China International  To watch this video you must be logged in to […]

Strengthening process and communication to align frameworks across the lifecycle

CEFPRO VIDEO Interview with: Kurt Neilson Head of Third Party Relationship Management Aegon To watch this video you must be logged in to the CeFPro Members […]

Risk Webinar: Managing third parties, it’s more than just cyber risk

The Center for Financial Professionals conducted a webinar ahead of Vendor & Third Party Risk USA 2019, " Managing third parties, it’s more than just cyber […]

Third-party due diligence: Has your program evolved enough to keep up with changes in regulations and advancements in technology?

By Bill Hauserman, Senior Director, Compliance Solutions, Bureau van Dijk, A Moody’s Analytics Company

Full oversight for risk reporting: Aggregating reporting across multiple systems and jurisdictions

By David Stomski, Director, Operational Risk Management, Credit Suisse

Reviewing the regulatory agenda for liquidity risk and aligning changes to implement into BAU systems

By Amit Kalyanaraman, Head of Liquidity Risk (UK), Credit Suisse

Ensuring effective controls for cloud providers to understand where data is stored and pinpoint liability

By Sean O’Brien, Managing Director, DVV Solutions

The future of LIBOR: Reviewing suggested changes and impact on portfolios

By Armel Romeo Kouassi, Head of Balance Sheet and Treasury Portfolio Modeling, Northern Trust

Aligning risk management and strategic planning

By Fabrice Fiol, MD, Deputy Head of ERM, Societe Generale

Integrating fund transfer pricing with liquidity and interest rate risk management

By Hadrien Van Der Vaeren, Senior Manager, Avantage Reply

Launching new business successfully

By Azlina Wetmore, Head of Commercial Credit Policy and Innovation, Capital One

Vendor Complaint Monitoring – Why It’s Important

By Branan Cooper, Chief Risk Officer, Venminder

Aligning third party management with wider operational resilience frameworks and risk appetite statements

By Nick Brazier, Head of Third Party Management, Close Brothers & Anna Gurney, Head of Supplier Relationship Management, Close Brothers

Boosting vendor risk reporting accuracy

By Shamial Afzal, Head of Supplier Risk Management (SRM), M&G Prudential

Integration in balance sheet optimization

By Thomas Steiner, Partner, BearingPoint

Regulatory landscape – Increasing global cooperation and managing the regulatory agenda

By Paul Kennedy, Chief Risk Officer, National Bank of Kuwait

Aggregating reporting across multiple systems and jurisdictions for full oversight for risk reporting

By Roxane Romulus, MBA, Director, Third Party Risk Management, Voya Financial

The role of FinTech companies in payments industry and enhancing digital capabilities of financial institutions

By Tibor Bartels, Head of Transaction Services Americas, ING Bank

Continuous monitoring of vendor and third parties for full portfolio analysis of risks

By Ken Wolckenhauer, VP, Vendor Management, Nordea Bank 

Third-party impacts on financial websites: Insights and data

By Idan Cohen, CEO & Co-founder, Reflectiz

The innovation illusion

By Daniel Moore, Chief Risk Officer, Scotiabank

A vision of the end-state analytics architecture for your firm

By Stevan Maglic, SVP, Head of Quantitative Risk Analytics, Regions Bank

Increasing cyber resilience in an advancing threat landscape

By Philip Masqullette, SVP, CRO, Ulster Savings Bank

Effective management of model risk for end to end management

By Wei Ma, Head of Model Risk Management, Sumitomo Mitsui Banking Corp

Reviewing the impact of Brexit on liquidity risk and potential changes to business strategy to stay ahead

By Phil Headley, Managing Director, Regulatory Reporting, Mizuho

Reviewing compliance risk, technology and resiliency

By Liv Watson, Sr. Director of Strategic Customer Initiatives, Workiva

Credit risk or social engineering?

By Brandon Davies, Former Head of Market Risk, Barclays

Beginners guide to navigating a regulatory inspection

By Fiachra Crean, Head of Supplier Relationship Management, AIB

Managing risks prior to onboarding through integration of procurement and vendor risk management

By Bob Koszkalda, Director, Third Party Risk Management, SVP, KeyBank

Innovation in risk & operational resilience – assessing progress made and challenges ahead

By Shannon Harris, Senior Research Executive, CeFPro

A discussion and exploration into cross currency basis risk

By Dimitrios Papathanasiou, Head of EMEA Treasury and Liquidity risk, Credit Suisse

Challenges and practices of effective existing model landscape maintenance

By Darius Grinvaldas, Head of Credit Risk Modelling 1 (PD Maintenance) / GRM Vilnius Site Leader, Danske Bank A/S

Expectations for internal audit: What a good control environment looks like

By Gilles Artaud, Group General Inspection – Supervisor, Crédit Agricole SA

Pool Party – Examining the potential of pool models

By Tobias Noll, Senior Relationship Manager/Deputy Head of Marketing & Sales, RSU Rating Service Unit

Tracking and limiting concentration risk across supply chain to avoid over reliance on any party

By Amit Lakhani, Head of Third Party Risk Management, CIB, BNP Paribas

Funds Transfer Pricing

By Fitz Drummond, Executive Director, Goldman Sachs

Model Risk: The backbone of the asset management industry

By Abhisekh Adukia, VP, Model Risk Director, Alliance Bernstein

Uncovering unknowns: Understanding the intersection of vendor management and business continuity planning

By Michael Berman, Founder & CEO, Ncontracts

Global alignment of payment landscape and the future outlook for US regulation

By Sophie Bottazzi, Senior Research Executive, CeFPro

Best practice for categorising vendors to determine level of due diligence and oversight required

By Ben Joyce, Head of Sourcing – Global Commercial Services, ICBC Standard Bank Plc

NSFR Final rule outline and timelines for final implementation

By Sridhar Aiyangar, Group Head, Balance sheet and Liquidity Management, Bank ABC

Technology service providers and the road to the vendor management dashboard

By James McPherson, Director, Credit Agricole CIB

Integration of procurement and vendor risk management to manage risk prior to onboarding

By Mick Kless, President and CEO, Compliance Education Institute

IFRS 9 – Practical consequences for the credit process

By Georg Hauser, MD, Credit Risk, ING

Implementation of faster and Real Time Payments and regulatory outlook

By James Colassano, Product Development and Strategy, The Clearing House 

Managing the fraud threat landscape and increased intensity of threats

By Sean O’Malley, Head of AML Risk Management, State Street Corporation

Effective identification and measurement of model risk for a full view of inventory

By Tanguy Dehapiot, Head of Valuation Risk, BNP Paribas

Exploring the scope of liquidity risk management and changes to markets, funding and regulation

By Shannon Harris, Senior Research Executive, CeFPro 

Ensuring effective controls and monitoring tools are in place to heighten cyber resilience

By Lynn Mingone, VP, Global Payment Services, Wells Fargo

A journey through the development and implementation of a robust third-party risk management program

By Chris Monk, Managing Director, Protiviti & Kathryn Hardman, Director of Centralized Third-Party Management Office, BBVA US

Increasing cyber resilience and BCM in an advancing threat landscape

By Russell Sommers, Senior Manager, Baker Tilly

Credit portfolio management – Interactions between risk, finance and business

By Catherine Keane, Head of Bank and Country risk, Bank of Ireland

UDAP vs. UDAAP – Understanding the differences, what all the hype is about and how third-party risk fits in

By Gordon Rudd, Third Party Risk Officer, Venminder

Identification and protection from the world’s top 3 cyber crime and online fraud hotspots

By Pablo de la Riva, CEO and Founder, buguroo

Post-Event Interview: Conduct risk modelling – What works and what doesn’t?

By Dr Peter Mitic, Head of Operational Risk Methodology UK, Santander UK

Uses of distributed ledger technologies to drive efficiency programs and risk management considerations

By Mariana Gomez de la Villa, Head of Wholesale Banking Blockchain, ING

Vendor complaints – A Cause for enforcement actions

By Branan Cooper, Chief Risk Officer,Venminder

Removing operational risk through comprehensive spreadsheet governance

By Chris Burke, CEO, EUCplus

“Cyber attacks do happen” | Cyber security simulated threat exercises

CEFPRO VIDEO Interview with: Nasser Fattah Managing Director Bank of Tokyo Mitsubishi UFJ To watch this video you must be logged in to the CeFPro Members […]

Using AI and machine learning to automate and increase fraud and AML detection

By David Christie, CEO, Bleckwen

Credit risk modeling: Leveraging technology advances for enhanced credit risk modelling

By Shannon Kelly, SVP, Director, Model Risk Management, Zions Bancorp

Collecting and storing quality data for CECL model requirements

By Shannon Kelly, SVP, Director, Model Risk Management, Zions Bancorp

Operational Risk

By Alice Kelly, Head of Research and Production, CeFPro

Risk Webinar: Innovation and FinTech: Impact on the landscape

The Center for Financial Professionals conducted a webinar ahead of X-Tech 2019: Financial Services and Technology looking into Innovation and FinTech: Impact on the landscape. The […]

RCSA: Simplifying the process to maximize benefits and business uses

By Gus Ortega, Head of Technology, Innovation and Operations Risk Management, Voya Financial

Limiting exposure from cyber threats and streamlining controls

by Andrew Davies, VP, Global Market Strategy, Financial Crime Risk Management, Fiserv

Risk Webinar: Corporate criminal offence of failure to prevent tax evasion – where are we now?

The Center for Financial Professionals conducted a webinar ahead of Fraud and Financial Crime Europe 2019 looking into corporate criminal offence of failure to prevent tax […]

Risk Webinar: Defining digital payments – From old to new

The Center for Financial Professionals conducted a webinar ahead of X-Tech 2019: Financial Services and Technology looking into defining digital payments – From old to new. […]

Fraud and Financial Crime: Federal implications of banking marijuana money

by Lester Joseph, Head, Global Financial Crimes Intelligence Group, Wells Fargo & Company

Reviewing final rule for TLAC/MREL requirements and assessing implementation

By Gilles Renaudiere, Director, Capital Products, BNP Paribas

Market Trends

By Alice Kelly, Head of Research and Production, CeFPro

The future of operational risk management – From adolescence to adulthood

By Robert Crewdson, Managing Consultant and Rob Murray, Managing Director, BCS Consulting.

Leveraged debt financing: Is there a debt crisis in the making?

By Atanas Dimov, Head of Credit Risk, Aviva Investors

Reviewing the post crisis landscape and unanswered questions surrounding technology & innovation

By Thomas Dodd, Chief Compliance Officer, Moneta Money Bank

Driving risk culture and establishing appropriate incentives and behavior

By Craig Lane, Director, USAA & Gustavo Ortega, Head of Technology, Innovation and Operations Management, AIG

The evolution of risk management in response to Basel III/IV, IFRS-9, CECL and FinTech

By Bogie Ozdemir, CRO, Canadian Western Bank

Assessment of model risk in the aggregate: Contributions of quantification

By Liming Brotcke, Quantitative Manager, Federal Reserve Bank of’ Chicago & Ray Brastow, Senior Financial Economist, Federal Reserve Bank of Richmond

Conducting simulated threat exercises (STEs) to further improve cybersecurity program

By Nasser Fattah, Managing Director, Bank of Tokyo Mitsubishi UFJ

Reviewing FinTech advances and new product entrants impact on the market

By Ethen Yao, Head of Innovations and Intellectural Properties, BLAST

Defining and managing qualitative models

By Ximena Zambrano, Head of Qualitative Model Validation, Wells Fargo

Aligning strategic planning and risk management

By Irfan Khan, Chief Operational Risk Officer, BB&T

Model risks unique to or heightened by Machine Learning Models

By Jacob Kosoff, Head of Model Risk Management & Validation, Regions Bank

How are Machine Learning Models used in Banking?

By Jacob Kosoff, Head of Model Risk Management & Validation, Regions Bank

What are Machine Learning models and how do you test Machine Learning models

By Jacob Kosoff, Head of Model Risk Management & Validation, Regions Bank

Presentation: Identification of false documents and the rise in new technology enabling impersonations

The Center for Financial Professionals hosted the Fraud and Financial Crime Europe Summit in April 2018. At this Summit, we filmed a key presentation, looking into: […]

The emergence of new high-tech crimes and prevalence of existing legacy crimes

CEFPRO VIDEO Interview with: Eric Wagner Head of Group Financial Crime Erste Group Bank AG To watch this video you must be logged in to the […]

What can we do as risk managers to be more efficient in the future?

CEFPRO VIDEO Interview with: Adrian Burbanks, Deputy Chief Executive Officer, Agriculture Bank of China (UK) LTD Rory Conway, Chief Compliance Officer, EMEA, MetLife Jacqueline Johnson, Former Head of IT Security, Nordea Bank To […]

Risk Webinar: Managing IT risk in today’s evolving environment

The Center for Financial Professionals conducted a webinar ahead of X-Tech 2019: Financial Services and Technology looking into managing IT risk in today’s evolving environment. The […]

Holistic Liquidity Risk Management

By Amit Kalyanaraman, Head of Liquidity Risk, Credit Suisse

Model risk management in CECL

By Nav Vaidhyanathan, Group VP, Head of Model Validation and Governance, M&T Bank

Evolution & Future Trends in Credit Risk

By Shannon Harris, Senior Research Executive, CeFPro

CECL – Managing audit requirements and expectation to minimize duplication of efforts with auditors and regulators

By Matthew Clohessy, SVP, Audit Manager, Keybank

Assessing the latest trends in third party risk management

By Guglielmo Migliori, Senior Research Executive, CeFPro

Managing the regulatory agenda and increasing global cooperation to limit disparities

By Adrian Burbanks, Deputy Chief Executive Officer, Agricultural Bank of China (UK) Ltd

Balancing global regulatory requirements for fraud and AML to align practices globally

by Sandeep Sharma, CAMLO, KEB Hana Bank Canada

Risk Webinar: Emerging risks driven by Innovation: The operational risk journey

The Center for Financial Professionals hosted an Operational Risk webinar, exploring: Innovation themes from 2018 into 2019 | FinTech – Including insight into AI | Digitalisation […]

Risk Webinar – CECL: Are you up to date?

The Center for Financial Professionals hosted a CECL Risk Webinar, exploring: Shifting models into production | Parallel run | CECL reserve levels and business impact | […]

The future customer experience: Robo advisors and chatbots

By Sunil Gangwani, Co-Founder, Plootus

Fraud and financial crime: Increasing intelligence and information sharing across departments

By Riley Peterson, Director, Head of Strategy and Governance, MUFG

Fraud and financial crime – Keeping up with global sanctions to ensure enforcement across institutions

By Oliver Beckmann, Vice President / Head of Business Advisory Sanctions, Group Compliance, Commerzbank

Fraud and financial crime – Updating trigger mechanism beyond cash to include wire payments

by Corey A. Reason, Group Head of Financial Crime Compliance, Clarien Bank Limited

Third-party risk: Chasing maturity in a dynamic landscape

CeFPro conducted a global survey with risk professionals from across the industry, the results have been collated and analysed to form an in-depth report by Aravo. […]

Fraud and Financial Crime: Understanding industry trends and uses of cryptocurrencies

by Michael Schidlow, Head of Financial Crime Risk Training and Emerging Risk Advisory, Global Internal Audit, HSBC

Vendor & third party risk – Effective measurement and reporting of risks to provide comprehensive enterprise wide analysis

By Steven Wyles, Head of Santander Services Risk & Director Third Party Risk Management, Santander UK

Recalibration of CECL models after initial validation reports and parallel runs to align results

By Elizae Dalvi, VP, Model Risk Management, Bank United

Reviewing FinTech advances and new product entrants impact on the market

By Alessia Falsarone, MD, Portfolio Strategy and Risk, PineBridge Investments.

Managing model risk governance to maintain accuracy across lifecycle

By Chris Smigielski, VP Model Risk Director, TIAA 

Understanding how third party risk impacts operational resilience and aligning to regulatory requirements

By Charles Forde, Global Head of Third Party, Outsourcing & Inter-Entity Risk, UBS

Current status of CECL accounting standard including delay requests and congressional and regulatory activities

By Rick Martin, Product Manager, Financial & Risk Management Solutions, Fiserv

CECL – Applying qualitative overlays that are transparent, robust and repeatable

By Stevan Maglic, SVP, Head of Quantitative Analytics, Regions Bank

Articulating information to the board to understand the nature of the threat of vendor and third-party risk and translating into action

By Charles Forde, Global Head of Third Party, Outsourcing & Inter-entity Risk, UBS