
COMPLIMENTARY CEFPRO WEBINAR
FCA Compliance to market abuse regulation: Identifying conflicts to prevent market abuse
This live webinar took place on Tuesday 10 November, 10am GMT
Webinar Agenda:
Key agenda topics discussed include:
- Identifying and Preventing Conflicts of Interest
- Types of Conflicts and real cases example (situations in which a conflict could arise)
- Identification and Disclosure of Insider Information
- Personal Account Dealing and PAD policy under FCA Rules
- Practical challenges
Speakers:

Keith Pyke
Solution Sales
MyComplianceOffice

Sophie Dupre-Echeverria
Chief Risk & Compliance Officer
Gulf International Bank

William Yonge
Partner in Financial Services
Morgan Lewis