FCA Compliance to the market abuse regulation: Identifying conflicts to prevent market abuse

COMPLIMENTARY CEFPRO WEBINAR

FCA Compliance to market abuse regulation: Identifying conflicts to prevent market abuse

This live webinar took place on Tuesday 10 November, 10am GMT

Webinar Agenda:

Key agenda topics discussed include:

  • Identifying and Preventing Conflicts of Interest
  • Types of Conflicts and real cases example (situations in which a conflict could arise)
  • Identification and Disclosure of Insider Information
  • Personal Account Dealing and PAD policy under FCA Rules
  • Practical challenges

Speakers:

Keith Pyke

Keith Pyke
Solution Sales
MyComplianceOffice

Sophie Dupré Echeverria

Sophie Dupre-Echeverria
Chief Risk & Compliance Officer
Gulf International Bank

William Yonge

William Yonge
Partner in Financial Services
Morgan Lewis

View our other webinars

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