Risk Webinar – A discussion on the key findings from CeFPro’s Global Conduct Risk Survey

FREE RISK WEBINAR

A discussion on the key findings from CeFPro’s Global Conduct Risk Survey

 Took place on 8 May 2019, 2pm – 3pm (BST) / 9am – 10am (EDT)

This webinar addresses the key findings from our global survey report, including:

Treatment of conduct risk in relation to wider range of operational risks

Understand the scope of risks covered as part of conduct risk framework

Key regulatory drivers for conduct risks

Practices on raising awareness on conduct risks within the 1st line

Key controls implemented for managing conduct risks

Only available to members, make your free account here to access the webinar recording.

INCLUDING INSIGHTS FROM:

leslie perry coombs - from LI

Leslie Perry Coombs
IB C&ORC Head of Conduct Risk and SMF 16 Support
UBS

Aidan

Aidan O’Brien
Head of Operational Risk
Crowns Agents Bank

Manoj_Kulwal_

Manoj Kulwal
Co-Founder and Chief Risk Officer
RiskSpotlight

Moderated by:

Andreas Simou Head shot

Andreas Simou
Director
Center for Financial Professionals

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